Haziran 2023
June 2023
Fen Bilimleri & Matematikte
Güncel Araştırmalar
Academic Studies in
Science and Mathematics
EDİTÖRLER /EDITORS
Prof. Dr. Alpaslan DAYANGAÇ
Prof. Dr. Hasan AKGÜL
Doç. Dr. Zafer ÖZOMAY
Dr. Öğr. Üyesi Meral ÖZOMAY
İmtiyaz Sahibi / Publisher • Yaşar Hız
Genel Yayın Yönetmeni / Editor in Chief • Eda Altunel
Kapak & İç Tasarım / Cover & Interior Design • Gece Kitaplığı
Editörler / Edıtors •Prof. Dr. Alpaslan DAYANGAÇ
Prof. Dr. Hasan AKGÜL
Doç. Dr. Zafer ÖZOMAY
Yaşar Hız
Dr. Öğr. Üyesi Meral ÖZOMAY
Kapak
& İç Tasarım
Cover
& Interior
Design2023
• Gece Kitaplığı
Birinci
Basım / /First
Edition
• © Haziran
ISBN
• 978-625-430-853-6
Editör
/ Edıtor
• Prof. Dr. Serdar Öztürk
Aralık 2020
978-625-7319-31-7
© copyright
Bu kitabın yayın hakkı Gece Kitaplığı’na aittir.
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The r ight to publish this book belongs to Gece Kitaplığı.
Citation can not be shown without the source, reproduced in any way
without permission.
Gece Kitaplığı / Gece Publishing
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Ümit Apt. No: 22/A Çankaya / Ankara / TR
Telefon / Phone: +90 312 384 80 40
web: www.gecekitapligi.com
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Baskı & Cilt / Printing & Volume
Sertifika / Certificate No: 47083
Fen Bilimleri & Matematikte Güncel
Araştırmalar
Academic Studies in Science and
Mathematics
Haziran 2023 / 2023 June
Editörler
Prof. Dr. Alpaslan DAYANGAÇ
Prof. Dr. Hasan AKGÜL
Doç. Dr. Zafer ÖZOMAY
Dr. Öğr. Üyesi Meral ÖZOMAY
İÇİNDEKİLER
BÖLÜM 1/CHAPTER 1
BİTKİ BİYOÇEŞİTLİLİĞİNİN DNA TABANLI TANIMLAMA
SİSTEMİ İLE KORUNMASI
Asiye ULUĞ ....................................................................................... 1
BÖLÜM 2/CHAPTER 2
ANTİK BİTKİ DNA ÇALIŞMALARI
Funda ÖZDEMİR DEĞİRMENCİ ..................................................... 13
BÖLÜM 3/CHAPTER 3
BİYOAKTİF PEPTİDLERİN TERAPÖTİK UYGULAMALARI
Özden CANLI TAŞAR ....................................................................... 25
BÖLÜM 4/CHAPTER 4
IE
3
1
MINKOWSKI UZAYINDA SABİT ORANLI BAZI DÖNEL
YÜZEYLER
Sezgin BÜYÜKKÜTÜK ..................................................................... 51
BÖLÜM 5/CHAPTER 5
SUPERNOVAE EXPLOSIONS AND THEIR EFFECTS ON EARTH
E. Nihal ERCAN ................................................................................ 67
BÖLÜM 6/CHAPTER 6
THE STRUCTURAL, OPTICAL AND ELECTROCHEMICAL
PROPERTIES OF UNDOPED AND CO DOPED NİO FILMS
Olcay GENÇYILMAZ ....................................................................... 83
BÖLÜM 7/CHAPTER 7
GENERALİZED ADDİTİVE MODELS FOR LOCATİON, SCALE
AND SHAPE: MODELİNG EUROPEAN UNİON COVID-19
PANDEMİC DATA USİNG ZERO-TRUNCATED POİSSON AND
ZERO-TRUNCATED NEGATİVE BİNOMİAL TYPE-I REGRESSİON
MODELS
Mohamad ALNAKAWA, Neslihan İYİT............................................ 107
BÖLÜM 8/CHAPTER 8
RECENT PROGRESS ON POLY(LACTIC-CO-GLYCOLIC ACID)
MICRO AND NANOPARTICLES
Gülce TAŞKOR ÖNEL ...................................................................... 127
BÖLÜM 9/CHAPTER 9
MYXOMYCETES OF THE GENUS FULİGO HALLER
(PHYSARALES, MYXOMYCETES) İN TURKEY
Hasan AKGÜL, Celal BAL, Emre Cem ERASLAN,
Mustafa SEVİNDİK ......................................................................... 141
BÖLÜM 10/CHAPTER 10
PROBABILITY OF RUIN: A SIMULATION STUDY ON DIFFERENT
RUIN SCENARIOS
Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU,
İsmail KINACI ................................................................................ 155
BÖLÜM 11/CHAPTER 11
A STUDY OF THE GENUS OLİGONEMA ROSTAF. (TRİCHİALES,
MYXOMYCETES) İN TURKEY
Hayri BABA, Hasan AKGÜL ........................................................... 169
BÖLÜM 1
CHAPTER 1
BİTKİ BİYOÇEŞİTLİLİĞİNİN DNA
TABANLI TANIMLAMA SİSTEMİ İLE
KORUNMASI
Asiye ULUĞ1
1 Dr. Öğr. Üyesi Kafkas üniversitesi, Fen Edebiyat Fakültesi, Biyoloji Bölümü ORCID ID: https://orcid.org/0000-0001-5524-8431
2
. Asiye ULUĞ
1. Bitki biyoçeşitliliği
Ekosistemlerin dengeli bir şekilde işleyişi tür zenginliği, tür bileşimi, genetik çeşitlilik ve türler arasındaki fonksiyonel ilişkilere bağlıdır. Bu
yüzden, biyoçeşitlilikteki mevcut değişiklikler ekosistemlerin işleyişinde
de değişikliklere yol açmaktadır. Ekosistemleri dengede tutarak yaşanabilir hale getiren biyoçeşitlilik, artan dünya nüfusunun beraberinde getirdiği
kirlilik, habitat kaybı, avlanma, iklim değişikliği ve doğal afetler gibi stres
faktörleri nedeniyle günden güne azalmaktadır. Bir ekosistemde yaşayan
herhangi bir türün neslinin tükenmesi, canlıların beslenme ilişkilerini,
madde döngülerinin sürdürülebilirliğini, doğal kaynakların kullanımını ve
yenilenebilirliğini de önemli ölçüde etkilemektedir.
Doğal bitki kaynaklarını korumak; tozlaşma, besin geri dönüşümü,
gıda ve orman ürünleri gibi canlılığın devamını sağlayan temel ekosistem
hizmetlerini sağlamak adına kritik öneme sahiptir. Biyoçeşitliliği şekillendiren türler ve bu türlere ait popülasyonları korumak için popülasyonlarda
meydana gelen değişikliklerin ekolojik ve moleküler düzeyde izlenmesi
gerekmektedir. Küresel ısınmanın eşlik ettiği yüksek çevresel baskı, özellikle artan buharlaşma oranı ve yüksek irtifalarda sert iklim koşulları nedeniyle kendilerini stabil olmayan ekosistemlerde bulunan türlerin değişen
çevre koşullarına karşı evrimsel potansiyel sağlayan genetik çeşitliliklerinin açığa çıkarılması ve korunması gerekmektedir (Dobson, 1997a; Khan
vd., 2013). Uluslarası Doğanın Korunması Birliği (IUCN) ve Kırmızı Liste
kategorileri (IUCN Red List of Threatened Species, 2022) başta endemik
türler olmak üzere türlerin dağılımı ve popülasyon durumunu değerlendirmek için envanterlerin çıkarılması gerekliliğini vurgulamıştır (BakshComeau vd., 2016). IUCN kriterlerine göre son derece nadir, tehlikede veya
kritik derecede tehlikede olan endemik türlerin moleküler tanımlamasının
yapılarak bu endemik türlerin evrimsel ilişkilerinin açığa çıkarılması ve
popülasyonlarının korunması için gerekli bilimsel çalışmaların yapılması
ülkelerin biyoçeşitliliğini korumak açısından büyük önem arz etmektedir.
2. DNA barkodlama ve biyoçeşitliliğin korunması
Biyoçeşitliliğin korunması için yapılan taksonomik değerlendirmeler,
popülasyon büyüklüğünün ve floranın dağılımının belirlenmesi moleküler
çalışmalardan önce, genellikle herbaryumlar tarafından geliştirilen morfolojik tanımlayıcıların değerlendirmesine dayanıyordu (Godfray, 2002;
Li vd., 2015). Mevcut örnekler karmaşık bir cinse aitse veya alt türleri
içeriyorsa, morfolojik belirteçlerle doğru tür tanımlama yapmak mümkün
olmamaktadır (Ortega vd., 2007). Bir türün doğru tanımlanması ve genetik
kaynaklarının analizi biyolojik çeşitliliğin korunması ve sürdürülebilir kullanımı için önem arz etmektedir. Son yirmi yıldır klasik morfoloji ve fizyolojinin yanı sıra filogenetik çalışmalarla genetik çeşitlilik değerlendirme
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
.3
stratejileri geliştirilmektedir. Morfolojik taksonomi için tamamlayıcı bir
yöntem olarak, her tür için spesifik olan kısa ve standartlaştırılmış evrensel
DNA gen bölgeleri (rbcL, matK, trnH-psbA, nrDNA ITS DNA) kullanılarak yapılan DNA barkodlama; tür tanımlama ve keşfi için etkili bir yöntem
haline gelmiştir (Hebert vd., 2003; Barrett ve Hebert, 2005; Hollingsworth,
2011). Tür tanımlamasının yanı sıra, DNA barkodlama ve genomik yaklaşımlar yeni taksonların tespiti (Bell vd., 2012), türlerin korunması ve bitki
ekolojisine yönelik çalışmalarda dahil olmak üzere biyoçeşitlilik araştırmalarında kullanılmaktadır (Savolainen ve Karhu, 2000; Hollingsworth,
2008; Hosein vd., 2017). Bir türün yayılımının doğru bir şekilde sınırlandırılması ve tanımlanması, genetik çeşitlilik analizi için önem arz etmektedir. Herbaryumlarda muhafaza edilen tanımlanmış materyaller, bitki florası için DNA barkod kütüphanesi oluşturmak adına referans olarak
kullanılabilir zengin bir kaynak sağlamaktadır. Bitki biyoçeşitlilik analizi
ve DNA barkod kitaplığı oluşturmak için herbaryum koleksiyouna dayalı
bitki evrimsel genetiği ve genomik çalışmaları dünya çapında yürütülmektedir. Ülke florası için DNA barkod kütüphaneleri oluşturmak ve bu verileri kullanılabilir hale getirmek biyoçeşitliliği daha iyi anlamak, korumak ve
kullanmak için önemli bir role sahiptir.
3. DNA barkodlama metodolojisi
DNA barkodlama, kısa, standardize edilmiş DNA fragmentlerini kullanarak canlı bir organizmayı moleküler olarak tanımlama yöntemidir. İnsandaki parmak izine benzer şekilde, her türün de kendine ait bir DNA
barkodu bulunmaktadır. DNA barkodlama araştırması için kullanılan teknolojiler büyümeye ve gelişmeye devam ederken, temel metodoloji değişmeden kalmıştır. Barkodlama için gerekli olan DNA bitkinin yaprak,
meyve, kök, tohum gibi herhangi bir dokusundan alınacak küçük bir parça
numuneden izole edilir. Genellikle yaprak örneklerinden DNA izolasyonu,
bitkilerde standart olarak kullanılan CTAB (Cetyl Trimethyl Ammonium
Bromide) (Doyle, 1991) metodu ile başarılı bir şekilde gerçekleştirilmektedir. Standartlaştırılmış evrensel DNA barkodları tasarlanan uygun primerler ile polimeraz zincir reaksiyonu (PCR) kullanılarak çoğaltılır. Hızlı
evrimleşme özelliği, küçük boyutu ve her hücrede yüksek oranda kopya
sayısı içermesi sebebiyle filogenenetik çalışmalarda yaygın olarak kullanılan 26S rDNA (ribozomal DNA) gen dizisi (Kuzoff vd., 1998) çalışılacak
türlerin yakın akrabalarıyla aralarında gerçekleşen genetik yapı değişimlerinin belirlenmesi amacıyla kullanılmaktadır. Yaşam Barkodu Konsorsiyumu (The Consortium for the Barcode of Life (CBOL)) (2009), bitki
sistematiği çalışmalarında tür ve cins ayırımı için evrensel olmaları, kolay
amplifiye edilebilmeleri ve yüksek oranda değişim göstermelerinden dolayı temel barkod bölgeleri olarak kloroplast DNA’sından rbcL (ribuloz 1,5
bisfosfat büyük alt birimi) ve matK (Maturase K)’ya ek olarak intergenik
4
. Asiye ULUĞ
dizi trnH-psbA ve nükleer ribozomal ITS1 ve ITS2 (Internal Transcribed
Spacer) gen bölgelerini belirlemiştir (Tablo 1). matK, kloroplast lizin tRNA
(trnK) genindeki intron bölgesinde tek kopya olarak bulunan, 1500bç
uzunluğunda sistematik ve evrimsel botanik çalışmalarında yaygın olarak
kullanılan gen bölgelerinden biridir (Kang vd., 2017). Kloroplast kökenli
barkodlama bölgeleri arasında en hızlı değişim gösteren bölgedir (Chase
vd., 2007). Ribulose-1,5-bis-phosphate carboxylase / oxygenase (RuBisCO)genini kodlayan kloroplast kökenli rbcL geni cins üstü taksonomik seviyelerdeki filogenetik çalışmalar için yaygın bir şekilde kullanılmaktadır
(Li vd., 2015). Kloroplast DNA’sında trnH ve psbA genleri arasında kalan
bölge hem psbA geninin transkripsiyon sonrası regülasyonu için önemli
3’UTR bölgesini hem de kodlanmayan trnH-psbA intergenik boşluk bölgesini içermektedir. Bu bölge trnH-psbA dizisinin evrensel primerler olarak
tasarlanmasını kolaylaştırır. Bitkilerde birçok grupta yüksek oranda çeşitlilik içerdiği için filogenetik çalışmalarda rbcL bölgesi ile birlikte kullanıldığında cins ve tür bazında yüksek oranda ayırım gücüne sahiptir (Kress
ve Erickson., 2007; Dong vd., 2012). Yüksek kopya sayısına sahip nükleer
ribozomal ITS bölgesi ise; ITS1, ITS2 ve 5.8 S’yi bölgelerini içermektedir
ve karasal bitki türlerini cins düzeyinde ayırma gücüne sahiptir (Chase vd.,
2007; Kang vd., 2017). ITS bölgesi farklı bitki gruplarının evrimsel ve
sistematik çalışmalarında en çok kullanılan DNA barkod bölgesi olmasının
yanı sıra plastid DNA barkod bölgeleri ile karşılaştırıldığında türler arası
ayrım yapma gücü daha fazladır (Alvarez, 2003). ITS2 bölgesi, tür ve familya seviyesindeki filogenetik çalışmalarda yüksek oranda ayrım yapma
gücüne sahiptir (Alvarez, 2003; Bailey, 2003).
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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Tablo 1 DNA tabanlı tanılama sistemi için evrensel olarak kullanılan DNA
barkod bölgeleri
Barkod
primer
Primer sekansı
Primer
yönü
26S
rDNA
TTCCCAAACAACCCGACTC
GCCGTCCGAATTGTAGTCTG
İleri
Geri
Ürün
uzunluğu
(bç)
Referans
704
704
AT G T C A C C A C A A A C A G A G A C TA A A G C
G TA A A AT C A A G T C C A C C R C G
rbcL
İleri
Geri
794
matK
C G TA C A G TA C T T T T G T G T T TA C G A G
A C C C A G T C C AT C T G G A A AT C T T G G T T C
İleri
Geri
İleri
trnHpsbA
C G C G C AT G G T G G AT T C A C A AT C C
G T TAT G C AT G A A C G TA AT G C T C
Geri
ITS4
ITS3
T C C T C C G C T TAT T G ATAT G C
G C AT C G AT G A A G A A C G C A G C
Geri
İleri
ITS2
G C T G C G T T C T T C AT C G AT G C
Geri
ITS5
G G A A G TA A A A G T C G TA A C A A G G
İleri
340-600
Alvarez
ve Wendel
(2003)
CBOL
Bitki
Çalışma
Grubu
(2009)
CBOL
Bitki
Çalışma
Grubu
(2009)
Hebert vd.
(2003)
310
White vd.
(1990)
208
White vd.
(1990)
White vd.
(1990)
PCR da barkod bölgeleri amplifiye edildikten sonra Sanger Dizileme gibi yeni nesil dizileme metotları kullanılarak ilgili DNA bölgelerinin
nükleotid dizileri elde edilir. Elde edilen diziler NCBI Genbak ve Barcode
of Life gibi veri tabanlarında depolanan DNA referans kütüphanesindeki
verilerle karşılaştırılarak bitkilerin familya, cins ve tür bazında tanımlamaları yapılmaktadır. Ayrıca genetik barkodlaması yapılan bitki türlerinin
veri tabanında bulunan yakın türlerle olan filogenetik ilişkileri de barkod
sekansları kullanılarak açığa çıkarılmaktadır.
4. Dünyada yapılan bitki DNA barkodlama çalışmaları
DNA Barkodlama yöntemi ile biyoçeşitliliğin ve genetik kaynakların çeşitliliğinin açığa çıkarılması ve korunması alanında dünya çapında
önemli çalışmalar yapılmaktadır. Ülkeler DNA barkodlama yoluyla az
miktarda bitki dokusu kullanarak biyolojik çeşitliliklerine katkı sağlayan
bitki ve hayvanlara moleküler kimlik vererek kendi ülkelerine ait olduğu
bilgisini ülke envanterlerine ve literatüre eklemekte ve sahip olduğu genetik kaynaklar ve gen havuzu üzerinde hak sahibi olmaktadır. Hashim vd.
6
. Asiye ULUĞ
(2021) Sina yarımadasına endemik olan dokuz medikal bitkinin her birine
19 genetik barkod vermişlerdir. Hosein vd. (2017) Atlantik Okyanusu ve
Karayip Denizi’ndeki adalarda bulunan tehdit altındaki 14 endemik bitki
türünü barkodlamışlardır. Srivastava ve Manjunath (2020) 35 orkide türünü genetik barkod vererek tanımlamışlardır. Mishra vd. (2017) barkodlama
çalışmasını Hindistan’da tehdit altındaki Decalepis türlerini korumak için
yapmışlardır. Chen vd. (2022) Çinde yayılış gösteren tıbbi açıdan önemli
kullanım alanlarına sahip 21 Fritillaria türünün tüm kloroplast genomunu
barkodlamışlardır. Uluslararası Yaşam Barkodu Projesi (IBOL, International Barcode of Life) (The International Barcode of Life Consortium, 2022),
ulusal ve uluslararası biyoçeşitliliğin keşfini ve korunmasını destekleyen
önemli kuruluşların önde gelen araştırmacılarından ve temsilcilerinden
oluşan bir platformdur. Projenin amacı kapsamlı bir biyoçeşitlilik envanteri oluşturmak ve biyo-gözetim kapasitesini geliştirerek ekonomik, sosyal
veya çevresel açıdan önemli türler için bir tanımlama sistemi ve tüm yaşam
için barkod referans kitaplığı oluşturmaktır. Yaşam Barkodu Konsorsiyomu Bitki Çalışma Grubu (The Consortium for the Barcode of Life (CBOL)
Plant Working Group) (2009), 550 bitki türünü temsil eden 907 örneği
yedi DNA barkod bölgesi ile çalışmışlardır. Ülkemizin de içerisinde yer
aldığı, 47 ülkenin üye olduğu, araştırma alanı DNA barkodlama olan veya
bunu destekleyen araştırmacı ve organizasyonların oluşturduğu uluslarası
bir ağ olan IBOL, bilinen türleri tanımlamak ve yenilerini keşfetmek için,
standartlaştırılmış gen bölgelerindeki dizi çeşitliliğini kullanarak, coğrafi
ve taksonomik kapsamda detaylı bir barkod referans kitaplığı oluşturmaktadır. Elde edilen barkod kayıtları, uluslararası erişime açık olan Barcode
of Life Veri Sistemleri (BOLD) tabanında depolanmaktadır. Bu veri tabanında çalışılan türlere ait lokalite bilgileri, morfolojik görüntüleri, DNA
barkod dizileri gibi çok sayıda bilgiye ulaşılmaktadır. DNA barkod veri
tabanları kullanılarak morfolojik tanımlamalarında zorluk yaşanan türler
veya alttürler kısa sürede ve etkin bir şekilde tanımlanabilmektedir.
5. Türkiye’de yapılan bitki DNA barkodlama çalışmaları
Ülkemizde tatlı su balıkları üzerinde gerçekleştirilen DNA barkodlama çalışmaları dışında barkodlama alanında yeterli sayıda çalışma bulunmamaktadır (Keskin ve Atar, 2013a,b). Bitkilerde barkodlama çalışmaları
dünyada yaklaşık 15 yıldır gerçekleştirilmesine rağmen, ülkemizde bir
kaç çalışma dışında kapsamlı bir çalışma bulunmamaktadır (Çabuk Şahin, 2016; Dönmez vd., 2017; İnal ve Karaca, 2019; Hürkan, 2020; Şapçı
Selamoğlu, 2022). Tarımsal Araştırmalar ve Politikalar Genel Müdürlüğü’nün (TAGEM) desteklediği Türkiye Tohum Gen Bankası’ nın 2017’ de
başlattığı “Ulusal DNA Barkodlama Projesi” kapsamında; başta endemik
türlerimiz olmak üzere, genetik kaynaklarımız moleküler düzeyde karakterize edilip “BarkodTürk” adı verilen veri tabanında kayıt altına alınmaya
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
.7
başlanmıştır. Veri tabanına aktarılan bilgiler, uluslararası veri tabanlarındaki verilerle karşılaştırılarak, ülkemize özgü genetik kaynakların doğru bir
şekilde tespit edilip biyokaçakçılık ile etkin bir şekilde mücadele edilmesine katkı sağlayacaktır.
6. Türkiye’de ki bitki çeşitliliğini korumak
Türkiye; Akdeniz, İran-Turan ve Avrupa-Sibirya floristik bölgelerini
içermesi nedeniyle bitki örtüsü bakımından dünyanın en zengin ülkelerinden biridir (Davis, 1988). Ülkemizin yedi bölgesinde görülen iklim farklılıkları, topoğrafik, jeolojik ve jeomorfolojik çeşitlilik, deniz, göl ve akarsu
gibi su ekosistem çeşitliliği zengin bir floraya sahip olmamıza katkı sağlamaktadır (Güneş ve Özba 2014). Türkiye, yaklaşık on binden fazla bitki
türü ile floristik zenginliği en fazla olan ülkelerden biri olmasının yanı sıra
sahip olduğu türlerin 3035’inin endemik olmasıyla da çok önemli bir biyoçeşitlilik merkezidir (Yılmaz, 2012). Türkiyede doğa korumada öncelikli
alanlar olarak uluslararası Önemli Bitki Alanları (ÖBA) kriterleri ile belirlenen 144 ÖBA bulunmaktadır (Özhatay vd., 2005; Özhatay, 2006).
Ülkemizde yayılış gösteren başta endemik bitki türleri olmak üzere
biyoçeşitliliğe katkı sağlayan bitki türlerine genetik barkod ile moleküler
kimlik verilmesi ve bu türlerin korunma durumlarının belirlenerek yerinde
korunmaya alınması için çalışmaların yapılması gerekmektedir. DNA tabanlı tanımlama sistemi ile elde edilecek genetik veriler küresel ısınma ve
küresel kıtlık konularının ülke gündemlerini meşgul ettiği bu günlerde toplumun biyoçeşitlilik ile etkileşimde bulunduğu gıda üretimi ve güvenliği,
kaynak yönetimi, koruma, araştırma, eğitim ve rekreasyon gibi alanlarda
önemli çalışmalar yapılmasına katkı sağlayacaktır. Floristik zenginliğimizi
oluşturan bitki türlerine moleküler kimlik verilmesi bitkilerin tanınması ve
yerinde korunmasının (in-sitü) yanı sıra sahip olduğumuz biyoçeşitliliğin
evrensel standartlarda kayıt altına alınarak korunmasına olanak sağlayacaktır.
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BÖLÜM 2
CHAPTER 2
ANTİK BİTKİ DNA ÇALIŞMALARI
Funda ÖZDEMİR DEĞİRMENCİ1
1 Dr. Öğr. Üyesi , Ahi Evran Üniversitesi, Ziraat Fakültesi, Tarla Bitkileri
Bölümü ORCID ID: https://orcid.org/0000-0002-8875-0273
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. Funda ÖZDEMİR DEĞİRMENCİ
1. Tarımın ortaya çıkışı ve yayılışı
Tarımsal ekonomiye dayalı yerleşik hayata geçiş olarak adlandırılan
‘Neolitik dönüşüm’ süreci dünyanın farklı bölgelerinde birbirinden bağımsız olarak farklı zamanlarda başlamış ve zaman içinde tüm kıtalara
yayılmıştır (Diamond vd., 2003; Gepts, 2004). Arkeolojik, antropolojik
ve genetik çalışmalar, Neolitik dönüşümün günümüzden yaklaşık 13 bin
yıl önce Doğu Akdeniz’in kıyı bölgesi (Güney Levant), İran ve Irak’ın
Toros-Zagros sınırları, Kuzey Mezopotamya, Güneydoğu Anadolu ve
Orta Anadolu’yu içeren Bereketli Hilal olarak adlandırılan bölgede gerçekleştiğini göstermektedir (Özdoğan, 2011; Riehl vd., 2013; Broushaki
vd., 2016). Her ne kadar tarımın ve hayvan evcilleştirilmesinin ilk olarak
Bereketli Hilal bölgesinde başladığı kabul edilsede, son yıllarda yapılan
arkeolojik, antropolojik ve genetik veriler ışığında tarımın Yakın Doğu’da
tek bir noktada başlamadığı, birden fazla çekirdek bölgede farklı toplumlar
tarafından yapıldığı açığa çıkarılmıştır (Salamini vd., 2002; Gebel, 2004;
Fuller vd., 2011; Özbaşaran, 2011; Stiner vd., 2014; Hodder, 2014). Fuller
vd. (2011) Bereketli Hilal’de yer alan Neolitik yerleşim yerlerinde yapılan
kazı çalışmalarında bulunan darı, arpa, buğday, burçak ve keten gibi tarımsal ürünlerin ve bunların yabanıl atalarının dağılımını arkeobotanik verileri
kullanarak göstermişlerdir. Elde edilen veriler bu tarım ürünlerinin tek bir
merkezde değilde birden fazla bölgede bulunduğunu ve kültüre alındığını
göstermektedir. Ayrıca Levant, İran ve Orta Anadolu Neolitik insanlarının
arkeogenomik incelemeleri de yerel avcı toplayıcıların farklı bölgelerde
tarımı başlattığı ve birbirleri ile genetik etkileşim içinde olmadıklarını göstermiştir (Lazaridis vd., 2016).
Orta Anadolu bölgesinde açığa çıkarılan 11 Neolitik yerleşim merkezinin 5 tanesinde tarım uygulamalarının izlerine rastlanmıştır (Baird, 2009,
2012a). Bu toplumların birbirleriyle ve Bereketli Hilal’de bulunan Neolitik topluluklarla bölgesel ve bölgeler arası sosyal ve ekonomik etkileşimlerinin olduğu bulunmuştur (Gerard ve Thissen, 2002; Özbaşaran, 2011).
Orta Anadolu Hitit devletinin liderleri, Batı Anadolu’daki ticaret yollarına
erişimi olan toprakların kontrolü ve diplomatik bağlantıları için Ege, Levant ve Mısır’ın stratejik bölgelerinde yaşayarak bu bölgeler arasındaki
sosyal ve ticari ilişkilerini devam ettirmişlerdir (Bryce, 2005). Günümüzden yaklaşık 13 bin yıl önce Yakın Doğu’da başlayan tarımsal faaliyetlerin
(Özdoğan ve Başgelen, 1999), aşamalı olarak hem Akdeniz hem de Ege
kıyıları ve kuzey batı Anadolu üzerinden 6 bin yıl önce Avrupa’ya yayıldığı, yapılan arkeolojik kazılardan elde edilen bulgularla desteklenmektedir
(Özdoğan, 2011; Fort vd., 2012). Radyokarbon (C14) tarihlendirmesi, seramik analizleri ve iklim verileri, Batı Anadolu ve güney Avrupa Neolitik
toplumları arasında çeşitli dinamik ilişkilerin olduğunu göstermiştir. Evcil
hayvanların kalıntılarıyla yapılan antik DNA (aDNA) çalışmaları da bu
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kültürel etkileşimin ve tarımın Batı Anadolu’dan Avrupa’ya yayılışını kanıtlamaktadır (Fernandez vd., 2006; Beja-Pereira vd., 2006; Larson vd.,
2007; Haak vd., 2010; Weninger vd., 2014). Ayrıca Kılınç vd. (2016) en
erken Neolitik dönem Anadolu çiftçilerinin Avrupa’ya yayılan ilk Neolitik
göçmenler ile aynı gen havuzunu paylaştıklarını ortaya koymuştur.
2. Genetik tabanlı arkeobotanik çalışmalar
Tarım bitkileri, yüzyıllar boyunca kültüre alınma ve ıslah sürecinde
insan müdahalesi, değişen çevresel koşullara yönelik, seçilim ve adaptasyon sonucunda sürekli olarak genetik değişimlere uğramıştır. Tarımın ilerlemesiyle bu ürünler yeni coğrafik bölgelerde farklı seçilim koşullarında
gelişmeye ve yayılmaya başlamıştır. Bu yayılım çok sayıda istenilen agronomik özelliklere sahip yerel tohumların gelişmesini sağlamıştır. Tarım
tarihi konusunda en doğru bilgilere ulaşmak, tarım bitkilerinin yayılımını, zaman içinde geçirdiği değişimleri ve ürünlerin yeni ortamlara uyum
sağlama yeteneğini daha detaylı bir şekilde inceleyebilmek için modern
tohumlar, onların yabanil formları, herbaryum ve müze koleksiyonlarında
bulunan diğer bitki materyallerinin morfolojik ve genetik analizleri yapılmaktadır. Çalışılan örneklerin referans genomları kullanılarak ortak atalarının sahip olduğu genom dizisi ve yapısı uzun bir zaman dilimini içerecek
şekilde ortaya çıkarılmaktadır. Arkeobotanik alanının gelişmesiyle, arkeolojik kazılar sırasında elde edilen antik bitki örnekleriyle yapılan makro
ölçekteki analizler, tarımın çıkışı ve gelişmesiyle ilgili belli sorulara cevap
verse de tarım ürünlerinin geçirdiği değişiklikler ve yayılışı hakkında daha
kesin bilgilere ulaşmak için genetik analizlerden yararlanmak zorunlu hale
gelmiştir (Leino vd., 2013; Kistler vd., 2017). Optimum şartlarda kömürleşmiş tohum ve odun gibi biyolojik örneklerde DNA ve biyokimyasal
moleküllerin varlığını binlerce yıl sürdürebildiği yapılan çalışmalarla ortaya konmaktadır (Parducci ve Remy, 2004; Gugerli vd., 2005; Rogers ve
Kaya, 2006). Paleogenetik, moleküler biyoloji tekniklerinin kullanılarak
arkeolojik kaynaklardan elde edilen biyolojik kalıntıların genetik yapılarının açığa çıkarıldığı disiplinlerarası bir araştırma alanıdır ve arkeolojik
kalıntılarda korunan aDNA’yı yeni nesil dizileme metotları kullanarak açığa çıkan genomik değişikliklerin daha kısa bir zaman diliminde doğrudan
tanımlanmasına odaklanır. Spesifik genomik bölgeleri hedefleyerek DNA
parçalarının çoğaltılmasını sağlayan gerçek zamanlı Polimeraz Zincir Reaksiyon (PZR) teknikleri, geliştirilen yüksek kapasiteli dizileme teknolojileri ve biyoinformatik yöntemler düşük yoğunlukta ve bozunuma uğramış
DNA ile çalışmanın zorluklarını aşarak paleogenetik alanının gelişmesine
olanak sağlamaktadır (Mullis vd., 1986; Paabo vd., 2004).
DNA’nın arkeolojik bitki kalıntılarında iyi bir şekilde muhafaza edildiğini saptayan ve DNA’yı çoğaltarak paleogenetik analizlerin yapıldığı
16
. Funda ÖZDEMİR DEĞİRMENCİ
az sayıda çalışma bulunmaktadır. Allaby vd. (1997) ve Brown vd. (1998),
Brown (1999)Avrupa’daki değişik kazı alanlarından çıkarılan kömürleşmiş buğday tohumlarından DNA izole ederek PZR çalışmaları ile çoğaltmışlardır. Çin’in Sincan bölgesinde erken Tunç Çağı’na tarihlenen buğday
tanelerinden çok iyi durumda DNA izole edilmiştir. Nükleer ribozomal
DNA bölgeleri (ITS) ve intergenik (IGS) ara bölgelerden elde edilen sonuçlar çalışılan buğdayların hekzaploid ekmeklik buğdayla yakın genetik
benzerlik gösterdiğini açığa çıkarmıştır (Li vd., 2011). Oliviera vd. (2012)
Gran Canaria bölgesinde İspanya dönemi öncesine ait kurumuş buğday
tohumlarından DNA izole ederek ribozomal DNA bölgelerinden ITS ve
IGS, gluten lokusunun üst bölgesi ve tek lokus nükleer mikrosatellit bölgelerini başarılı bir şekilde çoğaltmışlardır. IGS lokusu, tetraploid (AABB)
ve hexaploid (AABBDD) buğdayların belirlenmesine yardımcı olmuştur.
Ayrıca çalışılan çekirdek DNA bölgeleri ekmeklik ve durum buğdaylarını
da birbirinden ayırmıştır. Mascher vd. (2016) Ölü Denize yakın Judean
çölündeki bir mağaradan elde edilen kazıdan çıkarılan 6000 yıllık arpa
tohumlarının genom dizi analizini yapmışlardır. Antik örneklerin ekzom
dizilerinin modern arpa çeşitleriyle karşılaştırılması bu örnekler ile güney
Levant ve Mısır daki çeşitler arasında yüksek oranda benzerlik olduğunu
göstermiştir. Palmer vd. (2009) Qasr Ibrim bölgesinden elde edilen antik
tohumlardan DNA izole ederek, arpada başak sayısını belirleyen VRS1
geninin dizi analizini gerçekleştirmişlerdir. Bütün başakların altı sıralı genotip yapısına sahip olduğu bulunmuştur. Baklagil türleri için bildirilen
ilk başarılı aDNA izolasyonu güneydoğu Sırbistan da bulunan Hissar kasabasındaki M.Ö. 1.350-1.000 tarihli bir tepeden çıkarılan bezelye (Pisum
sativum) ve burçak (Vicia ervilia) tohumlarına aittir. Her iki türden elde
edilen DNA’nın tüm genom çoğaltımı yapılarak, ribozomal DNA geni olan
26S rDNA bölgesi çoğaltılmıştır (Mikic, 2015). Smykal vd. (2014) aynı
bölgeden çıkarılan bezelye tohumlarından elde edilen aDNA’yı kullanarak dört kloroplast DNA bölgesini (trnSG, trnK, matK ve rbcL) çoğaltarak
antik, kültüre alınmış ve yabani bezelye tohumları arasındaki farkı ayırt
etmeye çalışmışlardır. Antik DNA analizi kömürleşmiş bezelye tohumlarını kültüre alınmış Pisum sativum ile yabani form olan P. sativum subsp.
elatius arasına yerleştirmiştir. Literatürde karbonlaşmış/kömürleşmiş antik
Vitis vinifera tohum örnekleri ile yapılmış çalışmalarda, bu örneklerin coğrafik orjinlerini belirlemek ve modern çeşitlerle ilişkilendirmek amacıyla
mikrosatelit markörleri kullanılmıştır (Manen vd., 2003; Cappellini vd.,
2010; Gismondi vd., 2016; Bacilieri vd., 2017). Cappellini vd. (2010)’nin
çalışması kuru üzüm ticareti ile ilgili tarihsel verileri ortaya çıkarmıştır.
Bunlara ek olarak çok kopyalı olması sebebiyle kloroplast RuBisCO büyük ünite geni (rbcL) (Malenica vd., 2011), yine kloroplast DNA’sında
bulunan matüraz kinaz (matK) ve trnH-psbA bölgeleri türün belirlenmesi
ve modern çeşitlerle karşılaştırma çalışmalarında kullanılmıştır (Gismondi
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vd., 2016).
3. Sediment DNA çalışmaları
Son yıllarda göllerden sondajlarla çıkarılan sediment örnekleriyle yapılan sedaDNA çalışmaları ile kazı yapılan bölgelerin jeolojik ve paleocoğrafik özellikleri daha kapsamlı bir şekilde açığa çıkarılmaktadır. Sediment örnekleri üzerinde gerçekleştirilen detaylı genetik, sedimantolojik,
jeokimyasal ve kronolojik analizler ile elde edilen bitki örneklerinin ait
oldukları jeolojik dönemlerde nasıl bir coğrafyayla temsil edildikleri ve
ne gibi değişimler geçirdikleri açığa çıkarılabilmektedir. Göller, kıyıları
farklı noktalardan gelen çökeltiler ile sürekli beslendiğinden eski tarihlerden bu yana anoksik koşullarda korunan su ve karasal çevresel bileşenler
içeren tortu kaynaklarıdır. Göl sedimentleri, geçmiş zamanların bitki örtüsünü içeren ve bu bitki türlerinin ve popülasyonlarının köken, yayılış ve
zaman içinde geçirdikleri değişimleri anlamaya olanak sağlayacak moleküler kayıtların oluşturulması açısından zengin bir kaynaktır. Metabarkodlama yöntemi kullanılarak, göllerden alınan sedimentlerden izole edilen
aDNA (sedaDNA) ile yapılan genetik analizlerde tekli numunelerden çoklu organizma grupları kolaylıkla tanımlanmıştır ve buna ek olarak klasik
polen ve makrofosil çalışmalarında belirlenemeyen bitkilerin cins ve tür
seviyesi açığa çıkarılmıştır (Lydolph vd., 2005; Willerslev vd., 2007; Anderson-Carpenter vd., 2011; Taberlet vd., 2012b; Boessenkool vd., 2013;
Alsos vd., 2015, 2016). Farklı çalışma grupları tarafından gerçekleştirilen
sedaDNA çalışmalarında göllerdeki sedimentlerden izole edilen DNA’nın
polenlerden daha çok makrofosillerin DNA’sına benzediği açığa çıkarılmıştır. Elde edilen sonuçlar sedaDNA analizlerinde açığa çıkarılan taksonların çoğunluğunun mevcut bölgedeki florayı temsil ettiğini göstermiştir.
Sediment örnekleriyle metabarkod ve metagenomik analizlerin yapılması
geçmiş zamanlarda yerel vejetasyonu temsil eden türlerin açığa çıkarılması
ve bitki örtüsünün, özellikle de kültüre alınmış bitki türlerinin, geçmişteki
farklı zaman dilimlerinden günümüze kültürel, çevresel ve iklimsel değişiklikler sonucu geçirdiği değişimlerin anlaşılmasına çok büyük bir katkı
sağlamıştır (Boessenkool vd., 2013; Parducci vd. 2015; Alsos vd., 2015).
4. Türkiye’de antik bitki DNA çalışmaları
Türkiye, antik DNA (aDNA) çalışmaları için bol miktarda hayvan ve
bitki materyali sağlayan arkeolojik sit alanları bakımından oldukca zengin bir ülkedir. Farklı kazı alanlarından elde edilen arkeobotanik kayıtlar,
Anadolu’da hangi bitki türlerin kültüre alındığıyla ilgili ipuçları vermektedir. Türkiye’de çok sayıda gerçekleştirilen arkeolojik kazılardan elde edilen bitki örnekleri arkeobotanik alanında yapılacak olan araştırmalar için
önemli bir kaynak sağlasada çalışmaların çoğu yabancı bilim insanlarının
18
. Funda ÖZDEMİR DEĞİRMENCİ
oluşturduğu gruplar tarafından yapılmaktadır. Bilgiç vd. (2016) Çatalhöyük ve Türkiye’nin diğer arkeolojik bölgelerinden çıkarılan kömürleşmiş
buğday tohumlarından DNA izole edip, gluten protein lokuslarını çoğaltarak antik buğday tanelerini modern akrabalarıyla karşılaştırmışlardır. Bu
tohumlar genetik olarak çalışılan en yaşlı antik tohumlar olup (yaklaşık
olarak 8400 yaşında) hexaploid buğday türlerine (T. aestivum, T. spelta)
benzerlik göstermişlerdir. Anadolu’da Diyarbakır Karacadağ bölgesinin
siyez buğdayının yaklaşık 10500 yıl önce kültüre alındığı ilk bölge olduğu
yapılan arkeobotanik ve genetik çalışmalarla açığa çıkarılmıştır (Nesbitt,
1998b; Özkan vd., 2002). Çiftçi vd., (2019) Kaymakçı kazı alanından çıkarılan ve morfolojik olarak buğday, arpa, nohut, burçak, üzüm olarak tanımlanan kömürleşmiş beş tohumdan DNA izole ederek oldukça polimorfik ve
iyi korunmuş 26S rDNA bölgesini çoğaltmıştır. Elde edilen dizi analizi ile
morfolojik olarak tanımlanan türlerin genetik olarakta aynı türler olduğu
belirlenmiş ve çağdaş akrabalarıyla yüksek düzeyde benzerlik gösterdiği
ve türe göre farklılaşan DNA baz değişimlerinin olduğu ortaya konmuştur.
Değirmenci vd. (2022) Mersin Yumuktepe ve İstanbul Yenikapı kazı
alanlarından çıkarılan yaklaşık 8000 yıllık kömürleşmiş buğday tohumlarından antik DNA izole ederek bu tohumların intergenik (IGS) lokuslarını çoğaltmışlardır. IGS lokusunun dizi verileri çalışılan antik tohumların
hexaploid (AABBDD) ekmeklik buğday olan Triticum aestivum türüne ait
olduğunu ve Neolitik dönemde bu buğday türünün tarımının yapıldığını
açığa çıkarmıştır. Kazı alanlarımızdan çıkarılan arkeobotanik kalıntılardan
(fosiller, kömürleşmiş tohumlar, sediment) yüksek oranda, kaliteli ve çoğaltılabilir aDNA izole ederek palegoenetik araştırmaların yapılması açığa
çıkarılan türlerin orjini, ilk kültüre alınması, yayılması ve günümüz populasyonlarıyla olan benzerlik ya da farklılıklarıyla ilgili çok önemli sorulara
cevap verecektir. Arkeolojik materyallerden elde edilen aDNA tür içi ve
türler arası ilişkileri çalışmak, paleobotanik, etnobotanik, populasyon genetiği ve filogenetik çalışmalar için çok önemli veriler sunacaktır. Ayrıca
ülkemizdeki yerleşimlerin ve kültürel geçmişin üzerinde doğal ortamın etkisinin ve bu yerleşimlerin ve kültürlerin varlığından doğal çevrenin ne
şekilde etkilendiğinin anlaşılması bölgesel anlamda arkeolojik, tarihsel,
tarımsal, biyolojik ve jeolojik birçok konuya katkı sağlayacaktır. Ayrıca,
arkeolojik alanlardan çıkarılan antik materyallerde DNA’nın korunmasına
yol açan çevresel, biyolojik ve fiziksel koşulların anlaşılması, bitki DNA
bankalarında bulunan genetik mirasımızı en iyi şekilde korumak için stratejiler geliştirmemize yardımcı olacaktır.
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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BÖLÜM 3
CHAPTER 3
BİYOAKTİF PEPTİDLERİN TERAPÖTİK
UYGULAMALARI
Özden CANLI TAŞAR1
1 Öğr. Gör. Dr. , Erzurum Teknik Üniversitesi, Yüksek Teknoloji Uygulama
ve AraştırmaMerkezi, Erzurum, Türkiye, e-mail: ozden.tasar@erzurum.edu.tr,
ORCID: 000-0002-4313-5373
26
. Özden CANLI TAŞAR
Giriş
İnsan sağlığı ve gelişimi üzerine etki eden çeşitli faktörler mevcuttur.
Çevresel faktörler ve hayat tarzının yanında, beslenme şekli ve alışkanlıklar
insanların yaşam kalitesini belirler. Mikroorganizmaların diyetle alınması
ve simbiyotik mikroorganizmaların sindirim sisteminde gösterdiği faaliyetler sonucunda hastalıkların etki mekanizmaları değişiklik gösterir. Günümüzde, mikrobiyata ile insan sağlığı arasındaki ilişkinin aydınlatılması
amacıyla yapılan çalışmalar artmaktadır (Levy et al., 2017). Son yıllarda
yapılan çalışmalarda, insan vücudunda bulunan mikrobiyotanın çeşitli hastalıklardaki rolleri araştırılmaktadır. Klinik olarak bilinen tek rutin tedavi,
Clostridium difficile enfeksiyonlarına karşı yapılmaktadır. Kommensal
bakterilerin direkt olarak insan vücudunda fonksiyonel olarak aktif olması
ve bununla birlikte, salgıladıkları moleküllerin vücut döngüsüne karışarak
insan fizyolojisi ve hastalık oluşturulması üzerine etkileri nedeniyle, mikroorganizmalar tarafından oluşturulan moleküllerin terapötik özellikleri
merak konusu olmuştur (Thaiss & Elinav, 2017). Bu metabolitler bakteriyel metabolizma ürünü oldukları gibi, diyetle alınan besinlerin, sindirim
sisteminde bulunan mikroorganizmalar tarafından işlenmesi sonucu ortaya
çıkmaktadır. Mikrobiyomun endokrin aktivitesi ve çok sayıda karmaşık
hastalığa dahil olması, mikrobiyomun modüle ettiği metabolitleri yeni
tedavilerin geliştirilmesi için çekici bir hedef haline getirmiştir. Bu bağlamda, geniş bir konsantrasyon aralığında doğal olarak meydana gelme,
fonksiyonel pleiotropi, uygulama kolaylığı ve doku biyoyararlanımı gibi
bazı özelliklerden dolayı metabolit bazlı tedavi çeşitlerinde mikrobiyom
uygulamaları artmaktadır (Descamps et al., 2019).
Peptidler, proteinlerin sindirimi sonucu doğal olarak oluşan moleküller olup, enzimatik sindirimle oluştuğu gibi, kimyasal maddelerin kullanımları sonucunda sentetik olarak elde edilebilmektedir. Antibiyotiğe
dirençli mikroorganizmaların çoğalması nedeniyle antimikrobiyal peptidlerin üzerine yapılan araştırmalar artış göstermektedir. Elde edilen peptidlerin, zararlı mikroorganizmaların zarlarına ve hücre duvarlarına zarar
vermek suretiyle etki ettikleri tespit edilmiştir. Bu biyoaktif peptidlerin ayrıca biyofilm oluşumunun engellenmesinde rol oynadıkları bilinmektedir
(Souza et al., 2020). Biyoaktif peptidlerin insan sağlığı ve hastalıkların iyileştirilmesi amacıyla kullanılabilirlikleri üzerine yapılan çalışmalar umut
vericidir. Peptidlerin fonksiyonlarını yapısal olarak içerdiği amino asitlerin
dizilimi etkiler. Çoğunlukla 2-20 amino asit uzunluğunda olan peptidlerin
güncel çalışmalar sonucunda daha uzun yapıya sahip oldukları da belirlenmiştir (Yada 2017). Enzimatik olarak hidroliz olan peptidler aktif hale gelir
ve çeşitli fizyolojik fonksiyonlarda görev alırken, sentetik olarak üretilen
peptidler eş sekansı ile birlikte iken normal şartlar altında inaktif halde
bulunurlar (Okasha, 2020).
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Biyoaktif peptidler sentetik ve doğal peptidler olmak üzere iki gruba
ayrılır. Sentetik peptidler (ribozomal olmayan, nonribozomal) kapsamlı bir
şekilde modifiye edilir ve esas olarak glikopeptidler, gramisidinler, basitrasinler ve polimiksinler içeren bakteri suşları tarafından üretilir. Doğal
(ribozomal) peptidler, tüm mantar ve bakteri türleri tarafından üretilir ve
bu organizmaların birincil savunma hattında önemli bir rol oynar (Saleem
et al., 2007). Sentetik antimikrobiyal peptidler, sentetik biyoaktif peptidlere örnek olarak gösterilebilir. Antibiyotik kullanımının yaygınlaşması ve
gereğinden fazla kullanımı sonucunda, dirençli bakterilerin gelişmesi nedeniyle daha etkin ve spesifik yapıya sahip antimikrobiyal ilaçlar araştırılmaktadır (Souza et al. 2020).
Biyoaktif peptidler canlıların fonksiyonları üzerine olumlu etkileri bulunan protein parçalarıdır. Antimikrobiyal, antiviral ve antitümör etkileri
bulunmakla birlikte, hemen hemen tüm yaşam türleri tarafından sentezlenmektedir. Peptidler kolaylıkla sentezlenebildikleri gibi, pek çok hastalık
karşısında istenen şekilde iyileştirici etkiyi elde etmek amacıyla optimize
edilebilirler. Daha saf formda ve büyük miktarlarda üretim imkânı olduğundan, ticari üretimlerine olan ilgi artmaktadır. Bunun yanında, gıda paketleme tekniklerinde bozulmanın önlenmesi amacıyla peptidlerden faydalanılmaktadır (Perez et al. 2012).
Bilim insanları uzun süredir yaptıkları çalışmalarda, önemli vücut
fonksiyonlarının yerine getirilmesinde görevli olan hormonların üzerinde peptidlerin düzenleyici etkilerinin bulunduğunu bildirmişlerdir. Antioksidan, antienflamatuar, antihipertansif, sitomoldülatör, antiobezite gibi
önemli etkileri sebebiyle peptidlerin etki mekanizmaları araştırılmaktadır
(Sánchez & Vázquez, 2017). Peptidler pek çok hastalığa karşı, kimyasal
terapötiklerle kıyas edildiğinde daha efektif, seçici, güvenilir ve istenen
terapötik etkilere sahip olarak sentezlenebilmektedir. Denizel organizmalardan özellikle alglerden elde edilen bazı peptidler Dünya Gıda ve Tarım
Örgütü tarafından onaylanmıştır. Doğa, yaşayan türlerin çoğunda ifade
edilen çeşitli peptidler sağlar. Evrimsel baskı ve doğal seçilim, bu peptitleri yüksek afiniteli reseptörlere bağlanmak üzere değişikliğe uğratmış
ve optimize etmiştir. Deniz kökenli peptidler, basit solvent ekstraksiyon
teknikleriyle ekstrakte edilebilir. Analitik tekniklerin ilerlemesi, doğal
kaynaklardan saf peptidlerin elde edilmesine olanak sunmuştur. Ekstrakte edilen peptidler, antibakteriyel, antifungal, antidiyabetik ve antikanser
aktivitenin yanı sıra, kardiyovasküler ve nörotoksin aktivite dahil olmak
üzere çok çeşitli hastalıklar için olası terapötik ajanlar olarak değerlendirilmektedir. Deniz kökenli kaynaklar çok sayıda muhtemel peptid sağlamasına rağmen, elde edilen sadece birkaç deniz kökenli peptid farmasötik
pazarına ulaşmıştır (Sable et al., 2017). Bu özelliklerinden dolayı terapötik
amaçlı kullanılan peptidler üzerinde yapılan çalışmalar ve ticari üretimleri
28
. Özden CANLI TAŞAR
artış göstermektedir (Mandal et al., 2023).
Biyoaktif Peptid Kaynakları
Biyoaktif peptidler, protein kaynaklarının enzimatik hidrolizi ile veya
mikrobiyal kültürlerle kombinasyonlarının starter kültür olarak kullanıldığı fermentasyon yöntemi ile üretilebilmektedir (Korhonen and Pihlanto
2006). Biyoaktif peptidler bitkiler, hayvanlar ve mikroorganizmalardan
elde edilebilmekte ve kaynağına göre farklı fonksiyonlar gösterebilmektedir. İn-vivo ve in-vitro çalışmalarda hayvansal veya bitkisel biyoaktif peptidlerin regülatör fonksiyonlarına sahip olduğu bilinmektedir. Kan basıncını düşürücü (Angiotensin Converting Enzyme, ACE inhibitörü), kolesterol
düşürücü, antitrombotik, antioksidan ve antimikrobiyal etkiye sahip, mineral emilimini ve dolayısıyla biyoyararlanımı artıran, sitomodülatör ve
immunomodülatör özellikte pek çok gıda kaynaklı biyoaktif peptid bulunmaktadır. Hipertansiyon, dünya nüfusunun büyük bir bölümünde görülen,
kardiyovasküler hastalıklara sebep olan bir rahatsızlıktır. Anjiyotensin dönüştürücü enzim (ACE), dipeptid yapıda bir karboksipeptidazdır ve anjiyotensinin vazokonsrüktör anjiyotensine dönüşümünü katalizler. Bu işlevi ile
kan basıncının ayarlanması ve memelilerde tuz dengesinin sağlanmasında
görev alır. İlk olarak yılan zehrinde tespit edilen ACE inhibitörü peptidler,
daha sonra çeşitli gıdaların özellikle süt, balık ve etten izole edilmiştir.
ACE inhibitörü peptidler genellikle kısa zincirli yapıya sahiptir (Ondetti
et al. 1977; Fuglsang et al. 2003). Gıda kaynaklı ticari üretimi olan peptidlerin başında süt ve süt ürünlerinden elde edilen peptidler gelmektedir.
(Hartmann & Meisel, 2007). En çok çalışılan peptidler laktoferrisinlerdir
ve sığır ve insan laktoferrinlerinden türevlenirler. Antimikrobiyal peptidler
Gram pozitif ve Gram negatif bakteriler üzerine, mayalar ve funguslar üzerinde etkilidirler (Rizzello et al. 2005; McCann et al. 2006).
Normal büyüme ve bakım için mevcut protein içeriğini etkileyen beslenme gereksinimlerinin ötesinde fizyolojik öneme sahip, biyolojik olarak
aktif gıda proteinlerinin birçok örneği bulunmaktadır. Çeşitli gıda protein
kaynaklarından proteaz aktivitesi ile türetilen birçok fizyolojik olarak aktif
peptid vardır; ancak yapısal özellikler ile fonksiyonel aktiviteler arasındaki
ilişkiler tam olarak açıklanamamıştır. Birçok biyoaktif peptid, prolin, lizin
veya arginin gruplarına ek olarak hidrofobik amino asit gruplarına sahip
olan nispeten kısa bir peptit kalıntı uzunluğu (örneğin 2-9 amino asit) içeren ortak yapısal özelliklere sahiptir (Kitts and Weiler 2003). Aşağıdaki
tabloda gıdalardan elde edilen biyoaktif peptidlerden bazıları verilmiştir
(Tablo 1).
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Tablo 1. Gıda türevli bazı biyoaktif peptidler (Hartmann & Meisel, 2007)
Etki şekli
ACE inhibitörü
Kökeni
Soya
Balık
Et
Süt
Yumurta
Yazdırılan proteinler
Soya proteini
Balık kas proteini
Et kas proteini
α-LA, β-LG, α-, β-CN
Ovotransferrin
Ovalbumin
Sitomodülatör
Antimikrobiyal
Süt
Yumurta
Süt
Süt
Süt
Pirinç
Yumurta
Süt
Buğday
α-, β-CN
Ovotransferrin
Lizozim
Laktoferrin
α-CN
α-, β-CN
Pirinç albümini
Ovalbumin
α-LA, β-LG, α-, β-CN
Buğday gluteni
Soya
Süt
Balık
Buğday
Süt
Glisinin
β-LG
Sardin kası
Buğday germ proteini
α-LA, β-LG
Antitrombotik
Mineral bağlama
Immunomodülatör
Hipokolesterolemik
Antioksidan
Referans
Kodera and Nio (2006)
Nagai et al. (2006)
Vercruysse et al. (2005)
Murray and FitzGerald
(2007)
Mizushima et al. (2004)
Lee et al. (2005)
Kampa et al. (1997)
Mine and Kovac-Nolan
(2006)
McCann et al. (2006)
Chabance et al. (1995)
Walker et al. (2006)
Takahashi et al. (1994)
Mine and Kovac-Nolan
(2006)
Meisel (2005)
Horiguchi et al. (2005)
Wang and de Mejia (2005)
Nagaoka et al. (2001)
Erdmann et al. (2006)
Zhu et al. (2006)
Hernandez-Ledesma et al.
(2005)
Hayvansal kaynaklardan sonra bitkisel biyoaktif peptidler başlıca
peptid kaynakları olarak bilinmektedir. Buğday (Kumagai 2010), soya
(Meinschmidt et al. 2016), pirinç (Selamassakul et al. 2016), kabak, sorgum (Moller et al. 2008) gibi bitkilerle birlikte deniz bitkileri de bitkisel
biyoaktif peptid üretiminde kullanılmaktadır (Zhang et al. 2021).
Kronik böbrek sorunlarının sonucunda oluşan diyabet, hipertansiyon
gibi kronik rahatsızlıkların yol açtığı komplikasyonlar sonucunda yüksek
oranda ölümler gerçekleşmektedir. İnsan sindirim sisteminde bulunan
mikrobiyotanın patojenik değişimler geçirmesi nedeniyle üremik toksinlerin ki, başlıca olarak indoksil sülfat, p-kresol sülfat ve trimetilamin-N-oksit oluşur. Diyetle birlikte alınan lifler (oligosakkaritler ve polisakkaritler),
polifenoller (kurkumin, antosiyaninler, kateşinler ve resveratrol vb.) ve
biyoaktif peptidler sindirim sisteminde ve bağırsaklarda bulunan mikrobiyota için iyileştirici etki göstererek, bağırsak-böbrek ekseninde kronik
böbrek yetmezliğinin önlenmesinde veya rehabilitasyonunda olumlu etki
gösterir (Jian et al., 2023).
Denizde ve tatlı sularda yaşayan balıklar üzerine yapılan çalışmalarda,
terapötik ve medikal uygulamalarda sentetik biyoaktif peptidlerin elde edi-
30
. Özden CANLI TAŞAR
lebilmesi amacıyla bu canlıların moleküler yapıları araştırılmıştır. Balıklardan, kronik rahatsızlıklardan olan obezite, yüksek tansiyon ve diyabet
için iyileştirici etkileri bulunan biyoaktif peptidler elde edilmiştir (Prakash
Nirmal et al., 2023).
Bir diğer biyoaktif peptid kaynağı böceklerdir. Son yıllarda yapılan
araştırmalar sonucunda biyoaktif peptidlerin insanlar, çiftlik hayvanları ve
bitkilerin gelişimleri üzerine faydalı etkilere sebep oldukları tespit edilmiştir. Çiftlik hayvanlarının ve ticari değeri olan bitkilerin, patojen organizmalar karşısında biyoaktif peptidlerin koruyucu etki sağladıkları tespit
edilmiştir ve böceklerin sahip oldukları peptidler üzerine çalışmalar yapılmaktadır. Yenilebilir böcek türlerinden biyoaktif peptid tanılanması üzerine yapılan araştırmalar, antioksidan, anti anjiyotensin, antilipoksijenaz,
anti obezite gibi karakteristiklere sahip peptidlerin elde edildiğini göstermektedir (Quah et al., 2023). Artan dünya nüfusuna karşı mevcut besin
kaynaklarının yetersiz kalması ve pandemi, kuraklık, küresel ısınma gibi
çevresel kısıtlayıcı şartların oluşması nedeniyle alternatif besin kaynaklarına ilgi artmıştır (Taşar ve Canlı Taşar, 2022). Protein içeriği bakımından
yüksek seviyeli besleyici özelliği bulunan yenilebilir böcekler, dünyanın
farklı bölgelerinde, özellikle Asya kıtasında bulunan ülkelerde uzun yıllardan beri gıda katkı maddesi, çerez veya sokak yemekleri şeklinde yaygın
olarak tüketilmektedir (Canli et al., 2013; Canlı Taşar & Taşar, 2023; Taşar,
2022a). Bununla birlikte yapılan çalışmalarda, farklı türlerden elde edilen
proteinlerin insan diyetine uygunluğu, toksisite, alerjik etki gibi biyolojik
olarak uyumlulukları araştırılmaktadır (Pan et al., 2022). Ülkemizin çeşitli illerinden toplanan bazı sucul böcek türlerinin de (Aykut et al., 2016,
2018, 2021; Aykut & Taşar 2018; Erman et al., 2018; Taşar, 2022b; Taşar,
2018a,b,c; Taşar, 2017a,b; Taşar, 2014a,b,c; Taşar & Mascagni 2014) yüksek protein ve değerli peptid içeriğine sahip olup-olmadığına dair çalışmaların yapılması düşünülmektedir.
Opioid peptidler
Bu grupta bulunan peptidler 1970’li yılların sonlarına doğru ilk olarak bulunan gıda türevli, “ekzorfinler” olarak adlandırılan peptidlerdir (Ziodrou et al. 1979). Yapısal olarak endorfinler ve enkefalinlerle benzerlik
göstererek, opioid reseptörlerle iletişim kurarlar. Farmakolojik etki alanları
morfin ve diğer uyuşturucu etkiye sahip agonist ilaçlara benzemektedir.
Memelilerde boldur (Beaumont 1983, Lewis et al. 1983). Opioid peptidler, endorfinler, enkefalinler ve dinorfinler olmak üzere üç gruba ayrılır
(Çakıcı ve ark. 1987).
Opioid peptidlerin hipertansiyon üzerine etkileri araştırılmaktadır.
Kronik hipertansif durumlarda feokromasitoma olgularında opioid peptidlerin düşük miktarda olduğu, nadiren hipertansif krizi geçiren hastalarda
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ise bu peptidlerin miktarının yüksek olduğu tespit edilmiştir (Petersdorff et
al. 1984). Biyoaktif peptitler ayrıca sindirim peptidazlarının etkisine karşı
dirençlidir. Anjiyotensin I dönüştürücü enzim (ACE) inhibitörleri olarak
bilinen antihipertansif peptidler süt, mısır ve balık protein kaynaklarından
elde edilmiştir. Opioid aktiviteleri olan peptitler, pepsin ile sindirimin ardından buğday glüteninden veya kazeinden elde edilir. Buğday ve süt gibi
gıda proteinlerinden türetilen ekzorfinler veya opioid peptidler (örn. eksojen kaynaklar), amino terminalinde veya biyoaktif bölgede bulunan bir
tirozin kalıntısı ile endojen opioid peptidlere benzer bir yapıya sahiptir.
Pirinç ve soya fasulyesi proteinlerinin triptik hidrolizatlarından türetilen
immünomodülatör peptidler, spesifik olmayan bağışıklık savunma sistemlerini tetikleyen süperoksit anyonlarını (reaktif oksijen türleri, ROS)
uyarma görevi görür. Esansiyel yağ asitlerinin peroksidasyonunu önleyen
antioksidan özellikler, süt proteinlerinden türetilen peptidler için de gösterilmiştir. Biyoaktif peptitleri izole etmek ve saflaştırmak için tuzla ayırma
veya çözücü ekstraksiyonu kullanma yöntemlerinin yerini alabilecek seçici
kolon kromatografisi yöntemleri geliştirmek için çok çaba sarf edilmiştir.
Buradaki gelişmeler, biyoaktif peptidlerin minimum yıkımla geri kazanılmasını sağlayacak ve böylece bu aktif peptidlerin fonksiyonel gıdaya veya
spesifik nutrasötik uygulamalara geri döndürülerek kullanılmasına olanak
sağlayacaktır (Kitts and Weiler 2003).
Peptid Üretiminde Kullanılan Yöntemler ve Karşılaşılan
Problemler
Peptidlerin üretimi biyolojik aktivite sonucunda başlayan enzimatik
sindirim ile başlar. Sonuçta oluşan peptidler hidrolizat şeklinde olabildiği gibi saf olarak da sentezlenebilirler (Lafarga et al. 2016). Saflaştırma
teknikleri, zaman alıcı, biyoinformatik içeren, kantitatif yapı tabanlı ve
biyoaktif peptidlerin miktarının tahmin edildiği uzun bir seri işlemi içermektedir (Gu et al. 2011).
Biyoaktif peptidlerin hazırlanması esnasında proteinin kapsamı önemlidir. Enzimatik reaksiyonlar sonucunda oluşan uzun süreli hidrolizasyon
aşamaları, biyoaktivite fonksiyonlarında azalmaya veya kayıplara neden
olur. Yabanil suşlarla yapılan çalışmalarda yeniden üretim durumu garanti
edilemeyeceği için biyoaktif peptidlerin miktarlarının önceden belirlenmesi pek mümkün değildir (Daliri et al. 2018). Hidroliz üzerine, ağırlıklı olarak lösin, prolin, fenilalanin ve tirozin gibi hidrofobik amino asitler içeren
düşük moleküler ağırlıklı peptitlerin oluşumu nedeniyle nihai ürüne acı
bir tat verilir ve bu acılığın giderilmesi için farklı teknikler geliştirilmiştir
(Meinlschmidt et al. 2016). Diğer yandan yüksek basınçlı pişirme yönteminin ekzo ve endo peptidazların kombinasyonu yardımıyla, esansiyel
amino asitlerin kaybının önlendiği bildirilmiştir (Nishiwaki et al. 2002;
32
. Özden CANLI TAŞAR
Hou et al. 2011).
Yüksek kimyasal yapıya sahip olan protein sentezi kompleks, zaman
alıcı ve pahalı bir süreçtir (Gogineni and Hamann 2018). Kısa yarı ömürleri (<2 saat) ve düşük maksimum plazma konsantrasyonları nedeniyle,
terapötik peptitlerin oral alımdan sonra insan kanındaki biyoyararlanımını
test etmek büyük bir zorluk teşkil etmekte ve bu nedenle bu peptitlerin
artan biyoyararlanımı ile etkili taşınımasını geliştirmek için yeni stratejiler
gerektirmektedir. Bu nedenle yapılan in vitro çalışmalar artış göstermektedir (Uhlig et al. 2014). Yapılan araştırmalar sonucunda peptidlerin korunması amacıyla prob kuyruk kullanımı (Kaspar and Reichert 2013), laktam
köprüleri (Houston et al. 1996) ile veya peptid sekanslarının sabitlenmesi
veya kesilmesi yolları kullanılmaktadır (Timmerman et al. 2007).
Öte yandan, peptidlerin uzun ömürlü olmalarını sağlamak amacıyla
albümin bağlayıcı peptit elemanlarının peptit omurgasına eklenmesi, albümin bağlayıcı antikor fragmanlarına konjugasyonu gibi yöntemler kullanılmaktadır (Knudsen 2010). Karşılaşılan diğer bir zorluk da işleyiş şeklidir. Sindirim enzimlerinin oral formülasyonlar yoluyla parçalanması her
zaman mümkün olmamaktadır. Sindirim enzimleri kümelenme eğilimindedirler ve aynı zamanda düşük zar geçirgenliğine sahiptirler. Nazal sprey,
pulmoner, intradermal enjeksiyon ve topikal uygulamalar gibi alternatif
sistemler ve ayrıca implante edilebilir cihazlar yoluyla uygulama, peptitlerin daha yüksek etkinlik ve kabul edilebilir uyum ile uygun bir ilaç formu
elde etmesine yardımcı olabilir (Mandal et al. 2023).
Enzimatik Hidroliz ve Mikrobiyal Fermantasyon Yoluyla Peptid
Üretimi
Mikrobiyal peptidlerin üretiminde fermantasyon yöntemi uygulanır.
Bu amaçla, mikroorganizmaların üretim ortamının optimizasyonun gerçekleştirilebilmesi için, besiyeri pH değeri, yetişme sıcaklığı, havalandırma, çalkalama hızı gibi parametreler kullanılarak kısa sürede yüksek verimli ürün üretimi amaçlanır. Proteaz A, pepsin, tripsin, papin, pankreatin
gibi sindirimde kullanılan enzimlerden yararlanılarak peptidlerin üretimleri gerçekleştirilir (Lassoued et al. 2015).
Proteolizisin yanı sıra, enzimler veya kimyasal parçalama ile mikrobiyal suşların salgıladığı proteazlar protein içeren substratları parçalarlar.
Fermentasyon tekniği, kimyasal olarak gerçekleştirilen asit/baz tepkimelerine göre daha tercih edilebilir özelliktedir. Esansiyel amino asitlerin kaybı
ve çevre kirliliği kimyasal parçalanmanın sebep olduğu başlıca dezavantajlardır Tadesse and Emire 2020). Fermantasyon tekniği, farklı protein
kaynaklarından, özellikle sınırlı tüketime sahip olanlardan ve/veya biyolojik atıklardan biyoaktif peptidler hazırlamak için umut verici bir yöntem-
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dir. Bakteriler, farklı katalitik proteolitik enzim türlerinin potansiyel üretim kaynağı olarak hizmet eder. Fermantasyon yoluyla biyoaktif peptidler
elde etmek için kullanılan en yaygın cins Lactobacillus sp. ile Bacillus
sp.’dir. Mikrobiyal çeşitlilik üzerine kapsamlı araştırmalar, kendine özgü
biyokimyasal özelliklere sahip çeşitli farklı peptidazların keşfedilmesiyle
sonuçlanmıştır (Elfahri et al. 2016, Rai et al. 2016, Sanjukta and Rai 2016).
Özellikle bakteriler, filamentöz funguslar ve mayalar biyoaktif peptidlerin üretiminde etkin şekilde kullanılmaktadır (Garcia-Tejedor et al. 2015;
Giri et al. 2014, Lima et al. 2015). Diğer yandan, bakteri ve maya veya
bakteri ve bakteri birlikte üretimi (Co-cultivation) ile peptid üretimlerinin arttığı bildirilmiştir (Bengoa et al. 2019). Fermentasyon sonucu elde
edilen süpernatan içerisinde bulunan daha kısa yapılı peptid sekanslarının
proteolitik enzimlerle hidroliz edilebileceği bildirilmiştir. Bu tür yöntemlerle üretilen peptitlerin, terapötik faydalarla birlikte daha yüksek düzeyde
biyoaktivite sergiledikleri bildirilmiştir (Babini et al. 2017).
Peptidlerin Kullanıldığı Çeşitli Uygulamalar
Hesaplamalı yaklaşımlar, herhangi bir ana proteinden biyoaktif olduğu bildirilen herhangi bir spesifik amino asit dizisine ilişkin bilgilere
erişmeyi mümkün kılan birçok protein dizisi bilgisi içeren veritabanlarını
kullanır. Bilgisayar destekli bu çalışmalarda yeni protein kaynaklarından
veya kullanıcı tanımlı sekanslardan elde edilen peptidlerin proteolitik aksiyonları simüle edilmektedir. Bu uygulamanın yardımıyla, bilinmeyen
veya benzemeyen protein kaynaklarından bilinen peptidlerin eldesi mümkün olmaktadır. Yapılan araştırmalarda biyoaktif peptidlerin in vitro ve in
vivo çalışmalarda tanımlanmasında bu yöntemin kullanıldığı bildirilmiştir
(O’Brien et al. 2019; Tu et al. 2018).
Peptidlerin biyoaktivitesini ortaya çıkarmak için sadece bilgisayar
destekli hesaplama yöntemlerinin kullanılması basit görünmektedir, ancak
enzimatik sindirim simülasyonundan tahmin edilen tüm peptitler aktif olmayabilir veya in vitro veya in vivo test edildikten sonra istenen aktiviteyi
sergileyemeyebilir. Bu nedenle birçok araştırmacı, test edilen kaynaktan
daha az konsantre ancak güçlü peptitleri belirlemek için HPLC-MS verilerini farklı veritabanlarıyla karşılaştırır. Bu şekilde bilgisayar destekli
uygulamalarla hibrit uygulamalar yaygın bir şekilde kullanılmaktadır (Sagardia et al. 2013).
Mikrobiyal Peptidlerin Terapötik Özellikleri
Uzun yıllardan beri biyolojik peptidler ilaç olarak kullanılmaktadır.
Stabilitesi, spesifitesi ve nanomolar konsantrasyonlardaki fonksiyonlarına
erişilebilirlik özellikleri nedeniyle klinik uygulamalarda biyoaktif peptid-
34
. Özden CANLI TAŞAR
ler sıklıkla kullanılır (Gogineni and Hamann 2018). Amino asit kompozisyonu, hidrofobik ve hidrofilik karakteristikler N- ve C- terminal amino asit çeşidi, peptidin uzunluğu ve amino asit kapasitesi gibi özellikler
bir peptidin karakteristik yapısını oluşturur (Cotter et al. 2013). Örneğin,
düşük moleküler ağırlıklı peptidler (<1kDa), buğday proteinlerinin hidrolizasyonunda daha uzun peptid fraksiyonlarına göre önemli bir Fe+2
iyonunu şelatlama (kenetleme, bağlama) aktivitesi göstermektedir. Diğer
yandan kasein hidrolizatlarının >3000kDa büyük fraksiyonlarından ortaya
çıkan peptidlerin, Lactobacillus bulgaricus ve Streptococcus thermophilus
türü bakterilerin prebiyotik etkisini zorlaştırdığı bildirilmiştir. Bir peptid
sadece, fizyolojik düzeyde faydalı, ölçülebilir bir biyolojik etki sağladığında, biyoaktif olarak kabul edilir. Bununla birlikte, herhangi bir zararlı etki
göstermemesi beklenmektedir (O’Loughlin et al. 2014; Zhang et al. 2011;
Moller et al. 2008).
Prebiyotik ajanlar, sayısız probiyotik organizmanın gelişimini ve
hayatta kalmasını düzenler (Yu et al. 2016). Mikroorganizmalardan elde
edilen çeşitli biyoaktif peptidler ve proteinler bu etkilerini probiyotikler
üzerinde göstermiştir (Ibrahim and Bezkorovainy 1994; Oda et al. 2013).
Seçilmiş Lactobacillus helveticus suşları tarafından sütten salınan biyoaktif peptitler, sitokinlerin üretimi üzerinde pro- ve anti-inflamatuar etkilere
sahip uyarıcı etki yaparak immünomodülatör etkilere neden olur (Elfahri
et al. 2014). Bacillus sp. P7 tarafından sığır sütünden elde edilen hidrolizatlardaki biyoaktif peptidlerin antioksidan aktivite gösterdiği ve Bacillus
cereus, Corynebacterium fimi, Aspergillus fumigatus ve Penicillium expansum üzerine antimikrobiyal aktivite gösterdiği bildirilmiştir (Correa et
al. 2011).
Kızıl Deniz’de 1500-2500 m derinliklrden izole edilen Chromohalobacter salexigens, Halomonas meridiana (P3-37B), Chromohalobacter israelensis (K18), ve Idiomarina loihiensis (P3-37C) mikrobiyal ekstraklarında yapılan incelemeler neticesinde, C. salexigens ekstraktının apoptozu
teşvik ettiği ve test edilen kanser hücrelerinin>%70 oranında yüksek apoptoz gösterdiği bildirilmiştir. Yapılan bir başka çalışmada 137 farklı laktobasil bakterisi izole edilmiş ve proteolitik aktiviteleri ile antibakteriyel
aktiviteleri izlenmiştir. Sonuç olarak, elde edilen antibakteriyel aktivitelerin endüstride yaygın şekilde kullanıldığı bildirilmiştir (Sagar et al. 2013).
Fungal kaynaklardan elde edilen peptidlerin genellikle sitotoksik,
antimikrobiyal ve antiviral aktiviteleri, anti-enflamatuvar özellikleri, antidiyabetik fonksiyonları ve lipid azaltıcı aktiviteleri araştırılmaktadır
(Youssef et al. 2019). Deniz kaynaklı fungal mikroorganizmaların ürettiği
biyoaktif peptidler ve proteinlerinin, sentetik yapıdaki ilaçlara oranla minimal insan toksisitesine ve yan etkilere sebep olduğu bildirilmiştir. Deniz kökenli (marine) funguslardan olan Aspergillus terreus türü fungusun
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ürettiği «terrelumamid» adı verilen lumazin peptidlerinin H1N1 ve H3N2
domuz gribi virüsleri üzerine inhibitör etki oluşturduğu belirtilmiştir. Yine
deniz kökenli bir fungus olan Talaromyces sp. Tarafından üretilen talarolid
A-D peptidinin, antibakteriyel aktiviteye sahip olduğu bilinmektedir (You
et al. 2015).
Mayalar, proteinden zengin yapıya sahip oldukları için biyoaktif peptid üretimi açısından önemli bir kaynaktır. Proteolitik aktiviteleri ile antimikrobiyal, aktioksidan ve ACE-inhibitör etkiye sahip peptidleri vardır
(Mirzaei et al. 2021). Şeker kamışının ekmek mayası Saccharomyces cerevisiae tarafından enzimatik hidrolizi sonucunda (ticari adı Viscozyme) ve
antianemik etkiye sahip demir bağlayıcı peptidlerin üretimi gerçekleştirilmektedir (De la Hoz et al. 2014).
1. Bakteriyel Peptidler
Prebiyotik ajanlar çeşitli probiyotik organizmanın gelişimini düzenler
ve biyoaktif peptidlerle birlikte fonksiyonel etkilere sebep olur (Yu et al.
2016). Seçilmiş Lactobacillus helveticus suşları tarafından sütten salınan
biyoaktif peptitler, sitokinlerin üretimi üzerinde pro- ve anti-inflamatuar
etkilere sahip uyarıcı etki yaparak immünomodülatör etkilere neden olur
(Elfahri et al. 2014).
Bakteriyosinler, benzer veya yakından ilişkili bakteri suşlarının büyümesini engelleyen, bakteriler tarafından üretilen ribozomal olarak sentezlenmiş antibakteriyel peptitlerdir. Çok çeşitli bakterilerden elde edilen çok
sayıda bakteriyosin keşfedilmiş ve bunların farklı yapıları rapor edilmiştir.
Bakteriyosinler, gıda ve ilaç endüstrilerinde gıda bozulmasını ve patojenik
bakteri üremesini önlemek için etkili bir bileşik olarak kabul edilir. Bununla birlikte, biyosentezlerinin aydınlatılması, bakteriyosin kontrollü gen
ekspresyon sistemlerinin ve bir bakteriyosin sınıfı olan lantibiyotiklerin
biyosentetik enzimlerinin yeni peptidler tasarlama araçları olarak kullanılmasına yol açmıştır (Nishie et al. 2012). Klasik propionibakteriler, biyolojik aktiviteleri eşdeğer olmayan ve halka açık veritabanlarında homolog
sekansları olmayan, genetik olarak benzersiz antimikrobiyal peptidler üretir. Propionisin T1 peptidi Propionibacterium freudenreichii dışında test
edilen tüm propionibakteri türlerine karşı bakterisidal etki gösteren gerçek
bir bakteriyosin örneğidir. Propionisin F, tür içi bir bakterisidal inhibisyon
spektrumu sergileyen negatif yüklü bir bakteriyosindir (Faye et al. 2011).
Antibiyotiklerin geliştirilmesinde uygulanan mevcut yöntemler, antimikrobiyal direncin artmasıyla yetersiz kaldığından, bu zorluğun aşılması
amacıyla yeni ve yenilikçi teknolojiler gereklidir. Bu bağlamda biyoaktif
peptidlerin üzerine yapılan araştırmalar büyük önem taşımaktadır. Yapılan bir çalışmada, Enterococcus faecalis pPD1’den bakteriyosin Bac-21’in
36
. Özden CANLI TAŞAR
tanımlanması yoluyla bakteri kaynaklı biyoaktif peptitlerin tespiti üzerine sonuçlar elde edilmiştir. Bakteri aşılanmış agar difüzyon deneylerinin
uygulanması ve peptit kitaplıklarının isteğe bağlı sindirimi dahil olmak
üzere bazı modifikasyonları yapılmıştır (Kirkpatrick et al. 2018). Farklı
bir çalışmada bildirildiğine göre, Kızıl Deniz’de 1500-2500 m derinliklerden izole edilen Chromohalobacter salexigens, Halomonas meridiana
(P3-37B), Chromohalobacter israelensis (K18), ve Idiomarina loihiensis
(P3-37C) mikrobiyal ekstraklarında yapılan incelemeler neticesinde, C.
salexigens ekstraktının apoptozu teşvik ettiği ve test edilen kanser hücrelerinin >%70 oranında yüksek apoptoz göstermiştir (Sagar et al. 2013). Bakterilerde mevcut antimikrobiyal moleküllere karşı direnç artmasıyla yeni
antimikrobiyal moleküller geliştirilmekte ve araştırılmaktadır. Yeni nesil
antibiyotik adayları olabilecek antimikrobiyal peptidler bu nedenle büyük
önem taşımaktadır. Ökaryotlarda, bağışıklık sisteminin bir parçası olarak
sentezlenirler (Yazici et al. 2018).
Staphylococcus warneri KL-1 ile yapılan bir araştırmada, çevresel
parametrelerin antibakteriyel peptid üretimi üzerine etkileri incelenmiştir.
Bu amaçla, bakterinin büyüme hızı ve besiyerinin havalandırma derecesinin peptid üretimi üzerine etkili olduğu bildirilmiştir. En yüksek antibakteriyel aktivitenin, beslemeli kesikli kültür ile gerçekleştirilen üretim sonucu
elde edildiği tespit edilmiştir. Oluşan peptid molekülü üç boyutlu olarak incelenmiş ve moleküler yapısı gösterilmiştir. Sonuç olarak elde edilen peptidin bir Sınıf I lantibiyotik olduğu bulunmuştur (Polyudova et al. 2017).
Laktik asit bakterilerinden bakteriyosin üretimi, farklı endüstriyel uygulamalarda suşun faydasını arttırdığı için önemli olarak kabul edilmiştir.
Bakteriyosin üreten laktik asit bakterilerinin, kendilerini hedef mikrobiyal nişe kolayca yerleştirebildikleri ve bu şekilde gıda fermantasyonu ve/
veya probiyotik suşlarında daha etkili başlatıcı kültürler oldukları için daha
yüksek bakteri uygunluğuna sahip oldukları düşünülmektedir. Yeni suşların ortak noktası, enerjilerini tüketmeden çok sayıda bakteriyosin üretme
gibi olağanüstü bir başarıya ulaşmalarını sağlayan biyosentetik süreçteki
bazı elementlerin dikkate değer bir şekilde paylaşılmasıdır. Biyosentetik
enzimlerin aynı kökenli bakteriyosinlere özgü olduğu şeklindeki yaygın
anlayışın aksine, çoklu bakteriyosin üreten suşlar, çoklu bakteriyosinleri arasında ortak biyosentetik elementler kullanır. Çekirdek algılayan üç
bileşenli düzenleyici sistem, bakteriyosin olgunlaşması ve taşıma mekanizmaları, bu suşlardaki çoklu bakteriyosinler arasında paylaşılır. Bununla
birlikte, yeni suşların uygulama potansiyellerinin yüksek olmaları sonucunda, potansiyel virülansları ve patojeniteleri açısından güvenliklerinin
kapsamlı genotipik karakterizasyon yoluyla doğrulanması gerekir (Perez
et al. 2022).
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Çoklu ilaç kullanımında ortaya çıkan dirençli bakterilerin sebep olduğu enfeksiyonların tedavisinde uygulanan yöntemlerden olan antibiyofilm
ve antibakteriyel bileşiklerinin izolasyonu üzerine yapılan bir araştırmada,
topraktan izole edilen bakteriler tarafından sentezlenen pigmentlerin, antibakteriyel ve antibiyofilm aktiviteleri test edilmiştir. Bir Gram pozitif ve
aerobik bakteri cinsi olan Rhodococcus sp. tarafınan üretilen pigmentlerin,
patojenik bakteri türlerinden olan P. aeruginosa ve E. coli karşısında kuvvetli bir antibakteriyel ajan olarak etki gösterdiği bildirilmiştir (Cobanoglu
and Yazici 2022).
2. Fungal peptidler
Fungal kaynaklardan elde edilen peptidlerin genellikle sitotoksik, antimikrobiyal ve antiviral aktiviteleri, anti-enflamatuvar özellikleri, antidiyabetik fonksiyonları ve lipid azaltıcı aktiviteleri araştırılmaktadır. Deniz
kaynaklı fungal mikroorganizmaların ürettiği biyoaktif peptidler ve proteinlerinin, sentetik yapıdaki ilaçlara oranla minimal insan toksisitesine ve
yan etkilere sebep olduğu bildirilmiştir (Youssef et al. 2019).
Kronik rahatsızlıkların başında gelen hipertansiyonun olumsuz etkilerinin azaltılması için diyet destekli yaşaklaşımlar sağlıklı bir hayat için
kaçınılmazdır. Yapılan bir çalışmada, kuru kütlesinin %40’ı biyoaktif peptidlere hidrolize edilebilen kullanılmış bira mayasının, ACE inhibisyonu
ve antioksidan aktivitesi hipertansif deney hayvanları üzerinde in vivo
olarak araştırılmıştır. Elde edilen sonuçlar doğrultusunda, maya ekstraktının, antioksidan etki ile birlikte hipertansiyonun yönetimi ve tedavisi için
nutrasötik veya fonksiyonel bir gıda bileşeni olarak potansiyel kullanımı
vurgulanmıştır (Amorim et al. 2019).
Fungal peptidlerle ilgili diğer bir araştırmada, iki yeni lumazin içeren
peptit olan Terrelumamides A (1) ve B (2), denizden türetilen Aspergillus terreus mantarının kültür sıvısından izole edilerek; kombine spektroskopik ve kimyasal analizlerin sonuçlarından, bu bileşiklerin yapılarının,
1-metillumazin-6-karboksilik asit, bir amino asit kalıntısı ve antranilik asit
metil esterin peptit bağlarıyla bağlı doğrusal düzenekleri olduğu belirlenmiştir. Bu yeni bileşiklerin, insan kemik iliği mezenkimal kök hücreleri
kullanılarak bir adipogenez modelinde değerlendirilen insülin duyarlılığını
iyileştirerek farmakolojik aktivite sergilediği tespit edilmiştir. Ek olarak
bileşikler, DNA’ya bağlandıklarında flüoresans değişiklikleri sergilediler
ve bu da onların DNA dizisi tanımaya yönelik potansiyel uygulamalarını
göstermiştir. Deniz kökenli (marine) funguslardan olan Aspergillus terreus
türü fungusun ürettiği «terrelumamid» adı verilen lumazin peptidlerinin
H1N1 ve H3N2 virüsleri üzerine inhibitör etki oluşturduğu belirtilmiştir
(You et al. 2015).
38
. Özden CANLI TAŞAR
Yapılan bir çalışmada bir Avustralya deniz tunikatından türetilen mantar, Talaromyces sp. CMB-TU011, kapsamlı bir şekilde N-metillenmiş 1112 kalıntılı yeni bir lineer peptid sınıfı, talaropeptidler A-D (2-5) üretmeye
yönelik koşulları ortaya çıkarmak için UHPLC-QTOF profiliyle desteklenen bir analitik mikrobiyoreaktör (MATRIX) yetiştirme programına tabi
tutulmuştur. Mutlak konfigürasyonlar dahil olmak üzere 2-5 için yapılar,
ayrıntılı spektroskopik ve kimyasal analizlerinin bir kombinasyonu ile
belirlenerek, plazma stabilitesinin yanı sıra antibakteriyel, antifungal ve
hücre sitotoksisitesi dahil olmak üzere 2-5’in biyolojik özellikleri bildirilmiştir. Talaropeptid mega ribozomal olmayan peptit sentetazı (NRPS),
mantardan türetilen immünosüpresan siklosporin (11 kalıntılı, geniş ölçüde N-metillenmiş siklik peptit) için olandan sadece ikinci boyut olarak tarif
edilmektedir (Dewapriya et al. 2018).
Fungusların farklı türlerinin antibiyofilm polipeptid üretim kapasitelerinin araştırılması amacıyla yapılan bir çalışmada, tarama amacıyla 120
adet fungus topraktan izole edilmiştir. İzolatlar arasında en yüksek antibiyofilm aktivitesine sahip olan türün Aspergillus tubingensis A01 olduğu
tespit edilerek, elde edilen proteinin S. aureus’a karşı antimikrobiyal ve antibiyofilm aktivitesi gösterdiği kanıtlanmıştır. Çalışmadan elde edilen sonuçlar doğrultusunda, sitotoksisite eksikliği ile birlikte astusinin antimikrobiyal ve antibiyofilm aktivitesinin, onu tıpta uygulama için bir alternatif
haline getirdiğini göstermiştir. Antibiyotiklere karşı mikroorganizmalar
tarafından oluşturulan direnç, küresel bir sorundur ve antibiyotiğe dirençli bakterilerin ortaya çıkması mevcut tedavi yaklaşımlarının terapötik etkilerini azaltmaktadır. Bu bağlamda, antimikrobiyal peptitler, bakteriyel
enfeksiyonlarla, özellikle biyofilmle ilişkili enfeksiyonlarla mücadelede
potansiyel ajanlar olarak öne çıkmaktadır (Yazici et al. 2021).
Ribozomal olarak sentezlenmiş ve posttranslasyonel olarak modifiye
edilmiş peptitler, güçlü biyolojik aktivitelere sahip doğal ürünlerdir. Bu
peptidlerin çekirdek iskeleleri, proteinojenik amino asitlerden oluşmasına
rağmen, öncü peptitlerin çeviri sonrası modifikasyon yöntemleri ile yapısal çeşitlilik üretilir. Amatoksinler ve omfalotinler, Basidiomycota mantarları tarafından üretilir. Bu bileşiklerin biyosentezinde sırasıyla prolil
oligopeptidaz homologları tarafından makrosiklizasyon ve omurga amidlerinin N-metilasyonları karakterize edilmiştir. Ustiloksinler ve ilgili bileşikler, karakteristik makrosiklik eterlere sahip başka bir gruptur (Ozaki et
al. 2023).
Yapılan bir çalışmada, yeni bir mantar kökenli ribozomal olmayan
peptit-poliketid hibrit sentaz, yani CogA, Cordyceps gunnii mantarından
genom madenciliği ile keşfedilmiştir. 4-hidroksil 2-pirolidinon alkaloidi
(1) enzim katalizli olmayan N-1-C-2 kapatma yoluyla sentezleme yeteneği, Aspergillus nidulans’ta heterolog ekspresyonu ile doğrulanmıştır. Floro
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. 39
ikameli 2-pirolidinon alka-loid analoglarının (4 ve 5) daha ileri düzeyde
tasarlanmış biyosentezi de in vivo olarak gerçekleştirilmiştir (Rao et al.
2023).
Mayalar, proteinden zengin yapıya sahip oldukları için biyoaktif peptid üretimi açısından önemli bir kaynaktır. Yapılan araştırmalardan elde
edilen bilgiler doğrultusunda maya orijinli peptidlerin, antioksidan, ACE
inhibitörü, antidiyabetik, ayrıca kronik hastalıkların önlenmesi ve bağışıklık tepkilerinin sağlanması gibi fonksiyonlardan dolayı oldukça etkin
bir yapıda olduğu bilinmektedir. Ayrıca maya hücrelerinin, fermantasyon
süreçleri sırasındaki proteolitik aktiviteleri nedeniyle biyoaktif peptitlerin oluşumuna ve büyüme sırasında antimikrobiyal peptitlerin salınmasına katkıda bulunduğu bir gerçektir. Maya ekstraktının hazırlanması ve
karakteristiğine ilişkin raporlar gün geçtikçe artmasına rağmen, biyoaktif
peptidlerin içeriğine atfedilen maya ekstraktının fonksiyonel özellikleri ve
üretim yöntemlerine ilişkin araştırmalar yeterli miktarda bulunmamaktadır. Maya hücrelerinin büyüme ve fermantasyon sürecinde biyoaktif peptitlerin üretimine katkısı üzerine yapılan araştırmalar mevcut durumda devam etmektedir. Bu bağlamda, elde edilen maya kökenli peptidler, üretim
yöntemleri, biyoaktivite, etki mekanizması ve ayrıca yapı-işlev ilişkisi ve
tanımlanan peptidlerin stabilitesi hakkındaki önceki çalışmalar, gelecek
çalışmalara yön göstermektedir. Sonuç olarak, maya hücreleri ve maya
ekstraktı, çoklu işlevselliklere sahip biyoaktif peptitler üretmek için büyük
potansiyele sahiptir. Mayanın potansiyel sağlık yararına ilişkin mevcut bilimsel kanıtlar, peptitlerin üretim ve saflaştırma yöntemlerinden etkilenen
biyoaktivitesi hakkında ek araştırmalara duyulan ihtiyacı vurgulamaktadır.
Ayrıca, biyoinformatik araçlar, hayvan ve insan çalışmaları yardımıyla belirli işlevselliğe sahip yeni peptit dizilerinin tahmin edilmesi ve tasarlanması, bu bulguları pratik ve piyasa uygulamalarına etkili bir şekilde kazandıracağı düşünülmektedir (Mirzaei et al. 2021).
Yapılan bir çalışmada, şeker kamışının ekmek mayası olan Saccharomyces cerevisiae tarafından enzimatik hidrolizi sonucunda (ticari adı
Viscozyme) ve antianemik etkiye sahip demir bağlayıcı peptidlerin üretimi gerçekleştirilmiştir. Çalışmada, demir şelatlayıcı peptitler, immobilize
metal afinite kromatografisi kullanılarak izolasyon yapılmıştır. Elde edilen
sonuçlara göre, orijinal hidrolizatlardan daha yüksek His, Lys ve Arg içeriği gösterdiği tespit edilmiştir. Zayıf demir çözünürlüğüne rağmen, Viscozyme’in hidrolizatları, diğer enzimlerinkinden daha yüksek demir diyalizlenebilirliği sağladığından; daha fazla demir şelatının veya kompleksinin
oluştuğu ve bunların, demiri in vitro simüle edilmiş mide-bağırsak sindirimi sırasında sabit tutarak diyaliz edilebilirliğini geliştirdiği sonucu elde
edilmiştir (De la Hoz et al. 2014).
40
. Özden CANLI TAŞAR
Giri et al. (2012) tarafından yapılan bir çalışmada, Aspergillus oryzae
inoküle edilen Japon kojisinin, fermentasyon süresi boyunca antioksidan
aktivitesi ve hidrolize etme yeteneğinin değiştiği bildirilmiştir. Kullanılan
A. oryzae küfünün fermentasyon yolu ile istavrit gibi daha az değerli olan
balıklardan elde edilen balık misosunun antioksidan aktivitesinin artırılması ile daha yüksek besin değerine sahip olabildiği tespit edilmiştir. A.
oryzae aynı zamanda Uzak Doğu yemek kültüründe pirinç, soya fasülyesi,
patates ve tahıllardaki nişastayı şekere dönüştürerek sake, miso, soçu gibi
ürünlerin üretiminde kullanılır (Goffeau 2005).
Mikrobiyal kökenli biyoaktif peptidlerin ticari üretimleri giderek artış göstermektedir. Farklı uygulamalarla geliştirilen etken maddelerden ve
üretici mikroorganizmalardan bazıları aşağıdaki tabloda verilmiştir (Tablo
2). Mikrobiyal fermentasyon teknikleri ile gerçekleştirilen biyoaktif peptidlerin üretimi ve geliştirilmesi üzerine yapılan araştırmalar popüler hale
gelmiştir.
Tablo 2. Mikroorganizma kökenli bazı biyoaktif peptidler ve fonksiyonları
Peptid
Alternariasin A
Diaporone A
Mikroorganizma
Alternaria alternata
Diaporthe sp.
Iturin ABacillus siamensis
Basillomisin F
JFL15
Saroclides A ve B Sarocladium kiliense
HDN11-112
Thiovarsolin
Streptomyces
varsoviensis
DSM40346
VLL-28
Sulfolobus islandicus
Fonksiyon
Antibakteriyel
Antibakteriyelsitotoksik etki
Antifungal
Antiviral- yağ azaltıcı
aktivite
Sitotoksik
Antifungalantibiyofilm
Kaynak
Guo et al. 2021
Guo et al. 2020
Xu et al. 2018
Guo et al. 2018
Santos-Aberturas
et al. 2019
Roscetto et al.
2018
Günümüzde insanların daha az yapay ve işlenmiş gıdalara yönlenmesi ve daha az toksisite ve/veya yan etki gösteren terapötik ajanların kullanımına artan talep sonucunda, biyoaktif peptidler için büyüyen bir pazar söz konusu olmuştur. Doğal yollarla üretilen ve insan vücuduna zarar
vermeyen proteinlerin alımı ile alerjik reaksiyonların oluşumunda azalma
meydana gelmektedir (Korhonen and Pihlanto 2006). Gelecekte yapılması
muhtemel araştırmalar neticesinde, biyoaktif peptidlerin farmakokinetik
özelliklerinde iyileşme ve ilaç taşıma sistemlerinde hedef organa ulaşma
konusunda daha başarılı hale getirilmeleri beklenmektedir.
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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BÖLÜM 4
CHAPTER 4
IE
3
1
MINKOWSKI UZAYINDA SABİT
ORANLI BAZI DÖNEL YÜZEYLER
Sezgin BÜYÜKKÜTÜK1
1 Kocaeli Üniversitesi Gölcük Meslek Yüksekokulu, Gölcük-Kocaeli, Türkiye (ORCID: 0000-0002-1845-0822) sezgin.buyukkutuk@kocaeli.edu.tr
52
. Sezgin BÜYÜKKÜTÜK
GİRİŞ
Sabit oranlı yüzeyler ve sabit oranlı eğriler geçtiğimiz yirmi yıl içinde
geometri alanında önemli sınıflandırmalar içinde yer almıştır [8,9,10]. Bu
kavram ilk olarak Bang Yen Chen tarafından tanıtılmış, sonrasında ise
özellikle sabit oranlı eğriler neredeyse tüm uzaylarda farklı çatılara göre
çalışılmıştır [4, 5, 6, 7, 11, 12, 14, 19, 20].
S : x , y : x , y U U IE 2 , n- boyutlu Minkowski uzayında bir
yüzey olsun. Yüzeyin pozisyon vektörü S’nin teğetsel bileşeni ile S’nin
normal bileşeninin toplamı olarak düşünülebilir:
T N
(1)
Eğer T nin normu N nin normu arasında bir oran var ise ele alınan
S : x, y yüzeyine sabit oranlı yüzey denir [8,9]. v1 , v 2 , ..., v n , S
yüzeyinin ortonormal çatısı olmak üzere, uzaklık fonksiyonu d nin
gradiyenti
n
grad d v i d v i
(2)
i 1
,
ile hesaplanır. Ayrıca
üzere
v i d
vi ,
, IE 1n de tanımlı Lorentz iç çarpımı olmak
L
L
(3)
bağıntısını kullanarak (2) eşitliği
vi ,
n
grad d
L
i 1
vi
(4)
haline gelir. Dolayısıyla, grad( d) nin normu
n
v ,
i 1
grad d
2
2
i
2
L
(5)
dir. Son eşitliğe göre, bir yüzeyin sabit oranlı olması demek
grad d ,
anlamına gelir.
IR
(6)
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 53
Kanal yüzeyleri, tüp yüzeyleri, katenoid, açılabilir, regle yüzeyler gibi
birçok yüzeyi içine alan Dönel yüzeyler, yüzeyleri karakterize etmede
önemli bir role sahiptir. Özel olarak, katenoid yüzeyi minimal olan tek
dönel yüzeydir. Ayrıca, bir açılabilir yüzey ise düz olan tek dönel dönel
yüzeydir. Literatürde, bu tür yüzeylerle ilgili birçok çalışma mevcuttur
[1,2,3,13,15,17].
Bu çalışmada, 3- boyutlu Minkowski uzayında sabit oranlı timelike dönel
yüzeyleri ele aldık. İlk olarak Minkowski uzayında iki farklı dönmeye
göre dönel yüzeylerin parametrizasyonunu verdik. Sonrasında, bu tip
yüzeylerin sabit oranlı olması için gerek ve yeter koşulu elde ettik. Buna
ek olarak, grad (d) = 0, grad (d) = 1 ve grad d sağlanma
durumlarına göre yüzeyleri karakterize ettik. [16].
1.TEMEL KAVRAMLAR
3- boyutlu Minkowski uzayında, ri , s i , r ve s vektör alanlarının
bileşenleri olmak üzere Loretziyen iç çarpım
r, s
L
r1s1 r2 s 2 r3s 3
(7)
ile verilir.
Keyfi seçilen bir vektör sırasıyla
r, r
L
nin sıfır, negatif ya da
pozitif olmasına göre, null, timelike ya da spacelike olarak adlandırılır.
r IE 13 nin boyunu veren bağıntı
r
dir.
r, r
(8)
Ayrıca, r ve s nin vektör çarpımı
i
j
k
r q r1
r2
r3
s1
s2
s3
(9)
ile hesaplanır.
3- boyutlu Minkowski uzayında, yukarıdaki tanımlamaya benzer
şekilde, yüzeyler de null, timelike ve spacelike gibi üç farklı kategoriye
ayrılır. Keyfi bir yüzey, teğetlerinden bir tanesi timelike olduğunda
timelike yüzey olarak bilinir [18].
S : x , y : x , y U U IE 2 Minkowski 3- uzayında bir timelike
yüzey olsun. O halde, yüzeyi tanımlayan pozisyon vektörü (1)
54
. Sezgin BÜYÜKKÜTÜK
eşitliğindeki gibi teğet ve normal kısımlara ayrılabilir. T(S) teğet uzayını
üreten vektör alanları x ve y olmak üzere, birinci temel form
katsayıları
E x , x
L
F x , y
L
G y , y
(10)
L
olarak tanımlıdır. Böylece, birinci temel form
I E dx 2 2F dxdy G dy 2
(11)
olarak yazılır.
Yüzey timelike olduğundan, EG F 2 0 olup E ya da G negatif
olarak seçilir. Dolayısıyla, bundan sonraki kullanımlar için
W F 2 EG
olarak alalım. Buna ek olarak, x ve y
dik
(ortogonal) yani F=0 ise
v1
v2
x
(12)
E
y
(13)
G
şeklindedir.
IE 13 de sırasıyla (1,0,0) ve (0,0,1) tarafından üretilen spacelike ve
timelike eksenlere göre iki farklı dönme karşımıza çıkar. Dönme
matrisleri
0
0
1
R 1 y 0 cos h y sin h y
0 sin h y cos h y
(14)
cos y sin y 0
R 2 y sin y cos y 0
0
0
1
(15)
dir [16].
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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2.MINKOWSKI 3- UZAYINDA SABİT ORANLI YÜZEYLER
Tanım:
S : x , y : x , y U U IE 2
uzayında bir yüzey olsun. Eğer, d
3- boyutlu Minkowski
uzaklık fonksiyonunun
gradiyenti,
grad d ,
IR
(16)
koşulunu sağlıyorsa, S yüzeyine IE 13 de sabit oranlı yüzey denir [9].
Tanımdan anlaşılacağı üzere, grad d nin sağlanması için gerek
ve yeter koşul
T
(17)
dir. T nin sonucu olarak 1 dir diyebiliriz.
v1 , v 2 , v 3 ,
S nin ortonormal çatısını temsil etsin. v 1 , T ye
paralel olarak seçilebilir. Dolayısıyla
T N ,
T f v1 ,
(18)
N g v2
olarak yazılabilir. Eğer S sabit oranlı ise,
T
(19)
dir. Böylece
f ,
g 1 2
(20)
olur.
2.1.Sabit Oranlı Timelike 1 Tipinde Dönel Yüzeyler
Minkowski
3uzayında
: I IR P ,
x w 1 x , w 2 x , 0 ile verilen bir düzlem eğrisi ve L, (1,0,0)
tarafından üretilen spacelike eksen olsun. Bu durumda eğrisinin L
ekseni etrafında dönmesiyle elde edilen S yüzeyine, IE 13 de 1 tipinde
Tanım:
56
. Sezgin BÜYÜKKÜTÜK
dönel yüzey denir. Dolayısıyla (14) eşitliğindeki R 1 y dönme matrisini
kullanarak, S yüzeyi
x, y w 1 ( x), w 2 ( x) cosh y, w 2 ( x) sinh y
(21)
ile temsil edilir.
Teğet uzay,
x w 1 ( x ), w 2 ( x ) cosh y, w 2 ( x ) sinh
y
(22)
y 0, w 2 (x) sinh y, w 2 (x) cosh y
(23)
ile gerilir. Birinci temel form katsayıları
2
E w 1 w 2
2
F0
(24)
G w 2
2
dir.
2
2
EG F 2 w 1 w 2 ( w 2 ) 2 olduğundan, S timelike
yüzeydir. (22), (23) ve (9) eşitlikleri yardımıyla yüzeyin birim normali
n
1
2
w w
1 2
2
w ( x ), w ( x ) cosh y, w ( x ) sinh y (25)
2
1
1
olarak elde edilir.
Şimdi,
f v1 g v 3
bağıntısını kullanalım. Birim vektör alanları v1
denktir. (22) ve (25) ü (26) eşitliğinde yerine koyarak
(26)
x
E
ve v 3 n ye
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 57
f
w ( x ), w ( x ) cosh y, w ( x ) sinh y
1
2
2
2
w w
1 2
g
w ( x ), w ( x ) cosh y, w ( x ) sinh y
2
1
1
2
2
w w
1 2
w 1 ( x ), w 2 ( x ) cosh y, w 2 ( x ) sinh y
2
yazabiliriz. Bu eşitlikten,
f w 2 cosh y g w 1 cosh y
w 2 cosh y
w 2 sinh y
w1
2
w w
1 2
2
f w 2 sinh y g w 1 sinh y
2
w w
1 2
2
,
,
f w1 g w 2
2
w w
1 2
2
buluruz. Böylece f ve g fonksiyonlarını
f
g
w1 w1 w 2 w 2
2
w w
1 2
2
w1 w 2 w 2 w1
2
w w
1 2
2
(27)
(28)
olarak elde ederiz.
Teorem: S, (21) parametrizasyonu ile verilen bir dönel yüzey olsun. S,
grad (d) 0 olan bir sabit oranlı yüzeydir ancak ve ancak IE 13 de bir
küreye karşılık gelir.
İspat: S : x, y , grad (d) 0 ‘ı sağlayan (21) parametrizasyonu ile
verilen sabit oranlı dönel yüzey olsun. 0 olduğundan (20)
eşitliğinden f=0 dır. O halde,
58
. Sezgin BÜYÜKKÜTÜK
2
2
g 1 2 w 1 w 2 sabit
dir. (27) ve (28) yardımıyla,
w1 w1 w 2 w 2 0
w1 w 2 w 2 w1
2
w w
1 2
2
c sabit
olup bu diferansiyel denklem sistemi
w 1 ( x) c cos x
w 2 (x) c sin x
çözümüne sahiptir. Sonuç olarak, S yüzeyi,
x, y c . cos x, c . sin x. cosh y, c . sin x. sinh y
parametrizasyonu ile verilen bir küreye karşılık gelir.
Teorem: S, IE 13 de (21) parametrizasyonu ile verilen bir dönel yüzey
olsun. S, grad (d) 1olan bir sabit oranlı yüzeydir ancak ve ancak k
bir reel sabit olmak üzere
x, y w 1 ( x ), w 1 ( x )e k . cosh y, w 1 ( x )e k . sinh y
parametrizasyonu ile verilen bir koniye karşılık gelir.
İspat: S : x, y , grad (d) 1 ‘ı sağlayan (21) parametrizasyonu ile
verilen sabit oranlı dönel yüzey olsun. 1 olduğundan (20)
eşitliğinden,
2
g 0,
f w1 w 2
2
dir. (27) ve (28) yardımıyla,
w1 w1 w 2 w 2
2
w w
1 2
2
2
w1 w 2 w 2 w1 0
w1 w 2
2
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 59
olup bu diferansiyel denklem sistemi
w 2 (x) e k w 1 (x)
çözümüne sahiptir.
Örnek: Özel olarak, w 1 ( x ) exp( x ) e x ve k=0 seçerek S yüzeyini
Maple programında çizdirebiliriz.
Şekil 1. Sabit oranlı timelike dönel yüzey
Teorem: S, IE 13 de (21) parametrizasyonu ile verilen bir dönel yüzey
olsun. S, grad (d) , 0 1 olan bir sabit oranlı yüzeydir ancak
ve ancak
2
2
x, y w 1 ( x ), 1 w 1 ( x ) dx . cosh y, 1 w 1 dx . sinh
parametrizasyonuna sahiptir.
İspat: S : x, y , grad (d) ‘ı sağlayan (21) parametrizasyonu ile
verilen sabit oranlı dönel yüzey olsun. Bu durumda, S nin pozisyon
vektörünün normu,
.x
bağıntısını sağlar. Bu denklem ve (17) yardımıyla,
T
. x
,
y
60
. Sezgin BÜYÜKKÜTÜK
f T 2 . x
(29)
bulunur. (27), (28) ve (29) u birlikte ele alarak,
w1 w1 w 2 w 2
2
w w
1 2
2
2 . x
olur ki bu,
2
w1 w 2
2
2
d w 1 w 2
d. x
2
w w
1 2
. x
2
w w
1 2
2
2
2
2
2 . x,
2 . x,
2
w w 1
1 2
şeklinde bir çözüme sahiptir.
2.2.Sabit Oranlı Timelike 2 Tipinde Dönel Yüzeyler
Minkowski
3uzayında
: I IR P ,
x w 2 ( x ), 0, w 1 ( x ) ile verilen bir düzlem eğrisi ve L, (0,0,1)
tarafından üretilen timelike eksen olsun. Bu durumda eğrisinin L
ekseni etrafında dönmesiyle elde edilen S yüzeyine, IE 13 de 2 tipinde
dönel yüzey denir. Dolayısıyla (15) eşitliğindeki R 2 y dönme matrisini
Tanım:
kullanarak, S yüzeyi
x, y w 2 (x) cos y, w 2 ( x) sin y, w 1 (x)
(30)
ile temsil edilir.
Teğet uzay,
x w 2 ( x ) cos y, w 2 ( x ) sin y, w 1 ( x )
(31)
y w 2 (x) sin y, w 2 (x) cos y, 0
(32)
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 61
ile gerilir. Birinci temel form katsayıları
2
E w 2 w 1
2
F0
(33)
G w2
2
dir.
S
timelike
yüzeyini
W 2 EG F 2 w 2
2
seçeceğimiz
w 1 w 2
2
2
için
olarak alalım. (31), (32) ve
(9) eşitlikleri yardımıyla yüzeyin birim normali
n
1
2
w w
1 2
2
w ( x ) cos y, w ( x ) sin y, w ( x ) (34)
1
2
1
olarak elde edilir.
Şimdi, (26) bağıntısını kullanalım. (31) ve (34) ü burada yerine
koyarak
f
w ( x ) cos y, w ( x ) sin y, w ( x )
2
2
1
2
w w
1
2
g
w ( x ) cos y, w ( x ) sin y, w ( x )
1
1
2
2
2
w w
1
2
w 2 ( x ) cos y, w 2 (x ) sin y, w 1 ( x )
2
yazabiliriz. Bu eşitlikten,
w 2 cos y
w 2 sin y
f w 2 cos y g w 1 cos y
2
w w
1 2
f w 2 sin y g w 1 sin y
2
w w
1
2
,
2
2
,
62
. Sezgin BÜYÜKKÜTÜK
w1
f w1 g w 2
2
w w
1 2
2
buluruz. Böylece f ve g fonksiyonlarını
f
g
w1 w1 w 2 w 2
2
w w
1 2
(35)
2
w1 w 2 w 2 w1
2
w w
1 2
(36)
2
olarak elde ederiz.
Teorem: S, (30) parametrizasyonu ile verilen bir dönel yüzey olsun. S,
grad (d) 0 olan bir sabit oranlı yüzeydir ancak ve ancak S nin
parametrizasyonu
2
2
x, y w 1 ( x ) c cos y, w 1 ( x ) c sin y, w 1 ( x ) , c sbt. (37)
dir.
İspat: S : x, y , grad (d) 0 ‘ı sağlayan (30) parametrizasyonu ile
verilen sabit oranlı dönel yüzey olsun. 0 olduğundan (20)
eşitliğinden f=0 dır. O halde,
2
2
g 1 2 w 2 w 1 sabit
dir. (35), (36) ve (38) yardımıyla,
w1 w1 w 2 w 2 0
w1 w 2 w 2 w1
2
w w
1 2
2
c sabit
olup bu diferansiyel denklem sistemi
2
2
w 2 (x) w 1 (x) c
(38)
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 63
çözümüne sahiptir. Buradan istenilen sonuç elde edilir.
Teorem: S, IE 13 de (30) parametrizasyonu ile verilen bir dönel yüzey
olsun. S, grad (d) 1olan bir sabit oranlı yüzeydir ancak ve ancak k
bir reel sabit olmak üzere
x , y w 2 ( x ) cos y, sin y, e k
parametrizasyonu ile verilen bir koniye karşılık gelir.
İspat: S : x, y , grad (d) 1 ‘ı sağlayan (30) parametrizasyonu ile
verilen sabit oranlı dönel yüzey olsun. 1 olduğundan (30)
eşitliğinden,
2
g 0,
f w 2 w1
2
dir. (35) ve (36) yardımıyla,
w1 w1 w 2 w 2
2
w w
1 2
2
2
2
w 2 w1 ,
w1 w 2 w 2 w1 0
olup bu diferansiyel denklem sistemi
w 1 (x) e k w 2 (x)
çözümüne sahiptir.
Teorem: S, IE 13 de (30) parametrizasyonu ile verilen bir dönel yüzey
olsun. S, grad (d) , 0 1 olan bir sabit oranlı yüzeydir ancak
ve ancak
2
2
x, y w 1 ( x ) 1 dx . cos y, w 1 ( x ) 1 dx . sin y, w 1 ( x )
parametrizasyonuna sahiptir.
64
. Sezgin BÜYÜKKÜTÜK
İspat: S : x, y , grad (d) ‘ı sağlayan (30) parametrizasyonu ile
verilen sabit oranlı dönel yüzey olsun. Bu durumda, (35) ve (29)
eşitliklerinden
w1 w1 w 2 w 2
2
w w
1 2
2
2 . x
olur ki bu,
2
w1 w 2
2
2
d w 1 w 2
d. x
2
w w
1 2
. x
2
w w
1 2
2
2
2
2
w w 1
1 2
şeklinde bir çözüme sahiptir
2 . x,
2
2 . x,
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 65
3. KAYNAKLAR
[1] Alegre, P., Arslan, K., Carriazo, A., Murathan, C. And Öztürk, G., Some special types of developable ruled surface, Hacet. J. Math. Stat., 2010, Vol. 39,
319–325.
[2] Althibany, N.M., Construction of developable surface with geodesic or line of
curvature coordinates, Journal of New Theory, 2021, Vol. 36, 75–87.
[3] Blair, D.E., On a generalization of the Catenoid, Can. J. Math., 1975, Vol.
27(2), 231–236.
[4] Büyükkütük, S., Kişi İ., Öztürk G., A characterization of curves according to
paralel transport frame in Euclidean n-space E^n, New Trends in Mathematical Science, 2017, Vol. 5,(2) 61-68.
[5] Büyükkütük, S., Kişi İ., Öztürk G., A characterization of non-lightlike curves
with respect to paralel transport frame in Minkowski space-time, Malaysian Journal of Mathematical Sciences, 2018, Vol. 12(2), 223-234.
[6] Büyükkütük, S., Kişi İ., Öztürk G., Arslan, K., Some characterizations of curves in n-dimensional Euclidean space, Iğdır Üniversitesi Fen Bilimleri
Dergisi, 2020, Vol. 10(2), 1273-1285.
[7] Büyükkütük, S., Kişi İ., Mishra, V.N., Öztürk G., Some characterizations of
curves in Galilean 3-space G3, Facta Universitatis Series: Mathematics and
Informatics, 2016, Vol. 31(2), 503-512.
[8] Chen, B.Y., Constant-ratio hypersurfaces, Soochow Journal of Mathematics,
2001, Vol. 27, 353-362.
[9] Chen,B. Y., More on convolution of Riemannian manifolds, Beitrage zur Algebra and Geometrie Contributions to Algebra and Geometry, 2003, Vol.
44, 9-24.
[10] Gürpınar, S., Arslan, K., Öztürk, G., A characterization of constant ratio
curves in Euclidean 3-space, Acta Universtatis Apulensis, 2015, Vol. 44,
39–51.
[11] Kişi, İ., Büyükkütük, S., Öztürk, G., Constant ratio timelike curves in pseudo-Galilean 3-space G_1^3, Creative Mathematics and Informatics, 2018,
Vol. 27(1), 57–62.
[12] Kişi, İ., Büyükkütük, S., Öztürk, G., Zor, A., A new characterization of curves
on dual unit sphere, Journal of Abstract and Computational Mathematics,
2017, Vol. 2(1), 71-76.
[13] Kişi, İ., Öztürk, G., A new approach to canal surface with parallel transport
frame, International Journal of Geometric Methods in Modern Physics,
2017, Vol. 14(2), 1750026.
[14] Kişi, İ., Öztürk, G., Constant ratio curves according to Bishop frame in Minkowski 3-space, Facta Universitatis Ser. Math. Inform., 2015, Vol. 30,
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527–538.
[15] Kişi, İ., Öztürk, G., Tubular surface having pointwise 1-type Gauss map in
Euclidean 4-space, International Electronic Journal of Geometry, 2019,
Vol. 12(2), 202–209.
[16] Lee, S., Varnado, J.H., Timelike constant mean curvature surfaces of revolution in Minkowski 3- space, Differential Geometry and Dynamical Systems,
2007, Vol. 9, 82-102.
[17] Lee, T.U., Xie, Y.M., From ruled surfaces to elastica-ruled surfaces: New
possibilities for creating architectural forms, Journal of the International
Association for Shell and Spatial Structures, 2021, Vol. 62(4), 271-281.
[18] O’Neill, B., Semi-Riemannian Geometry with applications to relativity, Pure
and Applied Mathematics, Academic Press, 1983.
[19] Öztürk,, G., Büyükkütük, S., Kişi, İ., A characterization of curves in Galilean
4-space G_4, Bulletin of Irannian Mathematical Society, 2017, Vol. 43(3),
771-780.
[20] Öztürk,, G., Kişi, İ., Büyükkütük, S., Constant ratio quaternionic curves in
Euclidean spaces,Advances in Applied Clifford Algebras, 2017, Vol. 27(2),
1659-1673.
BÖLÜM 5
CHAPTER 5
SUPERNOVAE EXPLOSIONS AND THEIR
EFFECTS ON EARTH
E. Nihal ERCAN1
1
Prof.Dr. Boğaziçi University, Physics Department
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. E. Nihal ERCAN
INTRODUCTION
A supernova is basically the greatest explosion in our universe. For
us to understand this sentence, we should define what is an explosion. An
explosion is an instant increment in volume with a highly great energy release of the material. Most of the explosions come up with the high energy
flow inside the material.
As we can see in the name of supernovae, supernovae are ‘supernovae
and novae is a sudden increase in luminosity. It usually happens to faint
stars. This increase in luminosity causes stars to explode and shine. While
this event is happening, the faint unseen star happens to be visible to an observer. In this sense, this astronomical event is named novae which means
“new” in Latin. Also, in supernovae eruption follows with an increase in
luminosity but this increase is much greater than the novae. In the novae
explosion after some time the star return to its initial structure and luminosity. But in the supernovae case, the star loses most of its mass during
the eruption. Henceforth, supernovae destroy the star, but novae do not. In
this work, other than the properties of novae and supernovae we will be
focusing on near-earth supernovae. A near-earth supernova is a supernova
that is sufficiently close to affecting Earth. Mostly released gamma radiation is responsible for this effect. Gamma radiation triggers the formation
of nitrogen oxide in the Earth’s biosphere. Also, there is a probability that
near-earth supernovae have biological effects on Earth. Such researchers
estimate that some evolutionary processes are caused by cosmic radiation.
And the main output of cosmic radiation is supernovae. Therefore, this
theory says that supernovae and evolution are somehow correlated. The
aim of this study is to understand supernovae explosions and their effect on
Earth. This understanding process needs to know other various astronomical terms. So, we include such concepts in this study. After the explanation
of supernovae, we will examine the effects of near-earth supernovae with
known theories and research.
NOVAE
A nova is a sudden increase in luminosity, the brightness of the star
that slowly fades over in time. This fading process may be a couple of
weeks or many months. All known novae are seen at white dwarf stars and
in close binary systems. A white dwarf is a very dense star compared to
the other star types. White Dwarves are considered to be the last stage of
the one path of star evolution. They are located at the very bottom of the
HR-Diagram. These binary systems in which novae occur usually contain
a white dwarf and either a red giant, subgiant, or a main sequence star. For
novae to start orbital period must decrease to one day or so. White dwarfs
become so close to other stars that matter flows toward to white dwarf from
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other stars to create a dense atmosphere. White Dwarf’s thermal energy
heats up the hydrogen in the atmosphere and eventually reaches a critical
temperature to start runaway nuclear fusion. These reactions cause a massive increase in energy and therefore huge glow-up occurs in the binary
system and initially faint white dwarf appears to be visible in the sky. The
first observation of a nova was made by Tycho Brahe in the sixteenth century. He gave the name De nova stella in his book means concerning new
star in Latin. But after the years’ research shows that this event is actually
not a nova but a supernova. Until the 1930’s nova and a supernova were
indistinguishable. In our times we call this type of nova a classical nova.
Figure 1. GK Persei: Nova of 1901
(For the whole figure captions please see the list at the end of the references part
of this study)
SUPERNOVAE
A supernova can occur in two separate ways. The first one is the same
case with the novae explosions. In a close binary system, a white dwarf
pulls matter and then explodes this matter with its thermal energy output,
or again in a close binary system stars are drawn to each other and collapse. The more complex and interesting one is the second case. A massive
star’s core experiences a gravitational collapse. Gravitational collapse is
the shrinkage of the star due to its own gravitational force. This happens
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. E. Nihal ERCAN
when the star’s nuclear pressure is not enough to balance its gravitation
force. Although there are other cases and causes of supernovae, the main
two classifications are these two.
Figure 2. supernova A type of Ia
DISCOVERY OF SUPERNOVAE
The first observation of the supernovae is possibly made by Indigenous observers in 4500 BC. There are many observations of supernovae in
history that are recorded by astronomers, but I would like to jump to the
main discovery process.
The first true observation of Nova was made by William Huggins in
1866. After that, in 1885 a nova-like explosion was observed in the direction of Andromeda galaxy. The reason behind the word nova-like is that
in 1927 calculations showed this nova-like explosion had released much
greater energy than an ordinary nova. The first research on this new type of
nova was made by Walter Baade and Fritz Zwicky in 1931 and they gave
the name supernova to this huge explosion.
HOW TO NAME A SUPERNOVA?
Names of supernovas consist of the SN abbreviation of supernova and
year of discovery and finally a word that indicates the foundation order.
First twenty-six supernova observations of the year followed by a letter
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from a to z after that twenty-six we use aa, ab notation at the end of the
name. For a better understanding, SN 2003b shows the second supernova
discovered in 2003. For historical supernovae, we only use the foundation
year afterward the SN, like SN 185.
SUPERNOVA CLASSIFICATION
Supernova classification is made by observing the optical spectra. Hydrogen presence in the optical spectra is the first separation of the supernovae. This first categorization was made by Rudolph Minkowski in 1941.
If the absorption lines contain hydrogen, we call it Type II otherwise it
is called Type I. In the 1980’s this hydrogen-based categorizing was also
sub-categorized by the presence of Silicon and Helium. Type 1a supernovae contain silicon absorption, type 1b does not contain silicon but contains helium, and type 1c does not contain either silicon or helium. In the
first paragraph, we said that supernovae can happen in two separate ways.
Type 1a is the result of a white dwarf containing a binary system and the
other type is the result of core-collapse supernovae.
Figure 3. Supernova Types
TYPE I SUPERNOVAE
Type I supernovae are categorized by their optical spectra. If the spectra contain Si lines, we call that supernova Type 1a also If the spectra contain, He lines it is the Type 1b supernova but Type 1b does not contain Si
absorption lines. There is one type called Type 1c lacking both He and Si
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lines. The light curves of the Type I supernovae are generally the same. But
the Type 1a supernova has the highest luminosity therefore brighter than
the others.
TYPE II SUPERNOVAE
We said that Type II supernovae have hydrogen in their spectra. Most
of the Type II supernovae have broad emission lines. Some of these types
of supernovae have narrow features in their spectra, and we call them Type
IIn and the n stands for the narrow. Some of the supernovae in type II have
lines of helium that dominate the H-Balmer lines. We call such supernovas
Type IIb and the name comes from the combination of Type Ib and Type II.
There is another sub-category in type II to identify lifetime hydrogen-dominant supernovae. This categorization is made by looking at the
light curves. One sub-category is the “plateau” type. The light curve of this
type of supernova remains relatively constant after the luminosity peak.
This type is called Type II-p. The other is the Type II-L, the L stand for
“linear.” The light curve of this type is constantly decreasing, unlike type
II-p. In the universe type, II-p is more common than type II-L.
Figure 4. Supernova light-curves
THERMAL RUNAWAY
As we stated earlier Type Ia supernovae are the collapsing of a white
dwarf star. This collapse is called a thermal runaway. Henceforth thermal
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runaway is the process that type Ia supernova experiences.
In a closed binary system, White Dwarf’s strong gravitational force is
pulling material from the companion of the white dwarf, causing the white
dwarf’s mass to increase. Now we shall define the limit of the mass that a
white dwarf can handle, astronomers call this Chandrasekhar Limit, named
after S. Chandrasekhar. It is about 1.44 solar mass (2.765×1030 kg). If the
increased mass is above the Chandrasekhar limit, the white dwarf begins
to collapse (electron degeneracy pressure cannot balance the gravitational
collapse). But in this case, the temperature raise is enough to star ignite
carbon fusion in the core. Therefore, actually, the mass does not reach the
limit, and a small portion of the white dwarf’s mass is ejected during this
process. We say that a supernova happens before a white dwarf turns into a
neutron star. After a few seconds sudden nuclear fusion starts and releases
enough energy to break the gravitational bound and the supernova happens. Matter flows outward with a velocity of %3 of the light speed and
also luminosity increases, enormously increases.
Figure 5. Schematic diagram of Type 1a supernova
CORE COLLAPSE
While Type Ia supernovae experience a nuclear explosion of a white
dwarf, other types of supernovae experience core collapse. For massive
stars (greater than 10 solar masses) fusion reactions do not end with an
electron degenerate carbon core. It continues with carbon, neon, oxygen,
and silicon burning. Eventually, these reactions end up with the most stable
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element iron. Until this stage star’s gravitational force is balanced with the
energy of the fusion reactions. But iron cannot be fused without absorbing
energy. Therefore, in this stage, there is not any energy to balance gravity
and the star is to be ready to collapse. The remnant after the collapse is
different from the mass of the core. While low-mass cores turn into neutron
stars, high-mass cores will turn into black holes. After the collapse of the
star, it begins to accelerate by beta decay, electron capture, and photodisintegration.
Figure 6. Nuclear reactions
Beta decay and electron capture causes neutrinos to spread and photodisintegration turns iron into helium and releases neutrons. These spreading
neutrinos expand the inner core of the star and it becomes roughly 30km
diameter. So that the density of the core becomes smaller. On the other hand,
released neutrons try to balance collapse with neutron degeneracy pressure.
If the mass of the core is greater than fifteen solar masses, neutron degeneracy pressure is not enough to stop core collapsing and the star ends up with
turning into a black hole. In the lower mass cores, collapsing will stop, and
new core consists of neutrons with high temperature. At this high temperature neutrinos and anti-neutrinos form thermal neutrinos and the density of
these thermal neutrinos is greater than the electron capture neutrinos. About
1046 joules, approximately 10% of the star’s rest mass, is converted into a
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ten-second burst of neutrinos which is the main output of the event. The suddenly halted core collapse rebounds and produces a shock wave that stalls
within milliseconds[2] in the outer core as energy is lost through the dissociation of heavy elements. A process that is not clearly understood is necessary
to allow the outer layers of the core to reabsorb around 1044 joules from the
neutrino pulse, producing the visible brightness.
DISTRIBUTION OF HEAVY ELEMENTS
Supernova explosions are the foundation of many elements in universe. Type Ia (nuclear expansion of the white dwarf) is mainly responsible
for elements whose atomic mass is 56 (same with iron) and silicon. Types
II, Ib, Ic also produce iron peak elements but less than the Type Ia plus
they produce alpha elements and elements heavier than Zn up to Sr. This
produce elements are distributed around via explosion and shock wave.
Figure 7. Alpha Process and Alpha Elements
Figure 8. Periodic table and the stages of nuclear evolution
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IMPACTS ON STELLAR EVOLUTION
As we mentioned earlier, supernovae produce heavier elements and distribute these elements through the interstellar medium. These free “heavier”
elements eventually cool down and enrich star formation clouds. These enriched clouds tend to create different featured stars with different ratios of
different elements. Also, there is one feature of supernovae that can influence
star formation, the kinetic energy of the remnant of the supernova can start
the star formation process by compressing the nearby molecular clouds.
SUPERNOVAE’ EFFECTS ON EARTH
For a supernova to affect Earth, it must be close enough. We will call
such supernovae near-earth supernovae in the preceding lines. The maximum distance for this case is 1000 light-years (300 pc). Of course, it depends on the type and the energy of the supernova. There exists an estimation that 20 supernovae happened nearby over 11 million years. Gamma
rays from a supernova explosion are mostly responsible for the effects.
Gamma rays happen to induce radiolysis of N2 and O2 in the biosphere. Radiolysis is the decomposition of the molecule into ions, atoms, or radicals.
Decomposed nitrogen and oxygen molecules compose nitrogen oxides.
These nitrogen oxides harm the ozone layer which causes to exposure solar radiation. Plankton families and reef communities are the most affected
ones from this radiation. Hence the main effect of the near-earth supernova
is disturbing the marine food chain.
Recently it has been shown that there is a close connection between
the fraction of organic matter buried in sediments on Earth and changes
in supernovae occurrence. This correlation is evident during the last 3.5
billion years and can be noticed in greater detail over the past 500 million
years. This evidence indicates that supernovae have set essential conditions under which life on Earth had to exist. This is established in a new
research article published in the scientific journal called ‘Geophysical Research Letters’ by Dr. H. Svensmark, DTU Space. According to the article,
an explanation for the observed link between supernovae and life on Earth
is that supernovae influence the Earth’s climate. A high number of supernovae occurrences results in a cold climate with a temperature difference
between the equator and polar regions. This results in strong winds and
ocean mixing, which is vital for delivering nutrients to biological systems.
High nutrient concentration leads to larger bio-productivity and a more
extensive burial of organic matter in sediments. A warm climate has weaker winds and results in less mixing of the different oceans, a diminished
supply of nutrients, a smaller bio-productivity, and less burial of organic
matter. It has been noted that Photosynthesis produces oxygen and sugar
from light, water, and CO2. However, if organic material is not moved into
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sediments, oxygen and organic matter become CO2 and water. The burial
of organic material prevents this reverse reaction. Therefore, supernovae
indirectly control oxygen production, and oxygen is the foundation of all
complex life. A measure of the concentration of nutrients in the ocean over
the last 500 million years correlates with the variations in supernovae frequency. The concentration of nutrients in the oceans is observed by measuring trace elements in pyrite (FeS2) embedded in black shale, which is
sedimented on the seabed. Estimating the fraction of organic material in
sediments made it possible by measuring C-13 relative to C-12. Since life
prefers the lighter carbon-12 atom, the amount of biomass in the world’s
oceans changes the ratio between carbon-12 and carbon-13 measured in
marine sediments. Svensmark and colleagues have earlier also shown that
ions help the formation and growth of aerosols, thereby influencing cloud
fraction. As we know clouds can regulate the solar energy that reaches the
Earth’s surface, and the cosmic-ray-cloud link is important for climate.
Empirical evidence shows that Earth’s climate changes when the intensity
of cosmic rays shifts. Supernovae’ frequency can vary by several hundred
percent on geological time scales, and as a result, climate changes become
considerable. As Cosmic rays travel to the Solar system, some of them
end their journey by colliding with the Earth’s atmosphere where they are
responsible for ionizing the atmosphere. A new NASA research has identified that supernovae could pose a threat to life on planets just like Earth.
Chandra X-ray Observatory and other telescopes concluded that intense
X-rays from exploded stars can affect planets over 100-light years away.
A large dose of X-rays is produced when a supernova’s blast wave infuses
into dense gas surrounding the exploded star and they travel through the air
for months, years, and even decades and can reach planets such as Earth, to
trigger extinction events. However, even these alarming threats do not fully
catalog the dangers in the wake of an exploded star. University of Illinois at
Urbana-Champaign astronomer I. Brunton and his colleagues discovered
that, in between these two previously identified dangers, lurks another. It
has been indicated that if a torrent of X-rays sweeps over a nearby planet,
the radiation would severely alter the planet’s atmospheric chemistry as
Dr. H. Svensmark also revealed. It can be said that the Earth is not in any
danger from an event like this now, since there are no potential supernovae
within the X-ray danger zone as claimed by Prof. Connor O’Mahoney,
from the University of Illinois at Urbana-Champaign. However, it may be
the case that such events played a role in Earth’s past as it is revealed by
his work. I recommend the reader watch the video through the link below
https://www.youtube.com/watch?v=Tpu1z6grJgc about the Biggest
Supernova Ever Found Impacts Earth’s Atmosphere. There are also plenty
of links provided here at the end of the references list related to the text.
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. E. Nihal ERCAN
Figure 9. Illustration of an Earth-like exoplanet after X-ray radiation exposure.
Image credit: NASA / CXC / M. Weiss.
BIOLOGICAL EFFECT PROBABILITIES
We know that supernovae are responsible for increasing radiation in
the upper atmosphere. Considering the life on the Earth, the main effect of
the increased radiation is mass extinction. Mass extinction is the extinction
of at least half of the species on the Earth. Generally, we know the extinction of the dinosaurs could be a great example of a mass extinction event.
Some of the investigations suggest that supernovae have caused the mass
extinction of some animals.
It is possible to calculate the cosmic radiation flux received by Earth
of the supernovae by looking at their remnants. Calculations made by Colgate and White (1966) found that Type II supernovae release 2 x 1051 ergs
energy by cosmic rays. If we calculate the flux of the supernovae R light
years away from earth’s upper atmosphere, we get that
erg cm-2 and the dose is
roentgen. From these equations, we get that if there will be a smooth effect on Earth due to supernovae R must be less than a few hundred light years. Van Voeden (J.
H. Oort, in Interstellar Matter in Galaxies, L. Woltjer) suggests that the
number of Type II supernovae that occurred within R0 and in t years is
where f is the frequency of the type II
supernovae and is estimated like 0.02 per year. One can find that by the
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equations driven the Earth receives 500 roentgens every 50 million years.
By looking at the geological records in 600 million years one supernova
with 2500 roentgens, four supernovae with 1000 roentgen, and ten or more
supernovae with 500 roentgens happened. These doses would increase the
mutation rate on Earth but cannot be the cause of any macroevolution.
Therefore, if any biological effect of a supernova exists on Earth it would
not be a macroevolution, but it can be a mass extinction.
Figure 9. Cosmic radiation flux received by Earth
I would like to thank Taylan Yıldız, one of my undergraduate students
for his help in preparing this short review.
1
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REFERENCES related by the text:
https://en.wikipedia.org/wiki/Supernova
https://spaceplace.nasa.gov/supernova/en/
The Physics of Supernova Explosions S. E. Woosley and Thomas A. Weaver Annual Review of Astronomy and Astrophysics 1986 24:1, 205-253
https://en.wikipedia.org/wiki/Explosion
Theory of core-collapse supernovae Th. Jankaa, K. Langankebc, A. Mareka, G.
Martínez-Pinedob, B. Müllera
https://en.wiktionary.org/wiki/influx
https://en.wikipedia.org/wiki/Nova
https://en.wikipedia.org/wiki/Near-Earth_supernova
https://en.wikipedia.org/wiki/White_dwarf
Biologic Effects of Supernovae K. D. TERRY AND W. H. TUCKER
https://www.sciencedirect.com/topics/physics-and-astronomy/gravitational-collapse
https://en.wikipedia.org/wiki/History_of_supernova_observation#Telescope_observation
https://www.universetoday.com/92173/supernova-alphabet-soup/
https://astronomy.swin.edu.au/cosmos/S/supernova+classification
https://www.ngawhetu.com/index.php/stellar-evolution-hdn?start=13
https://en.wikipedia.org/wiki/Chandrasekhar_limit
https://astronomy.swin.edu.au/cosmos/c/core-collapse
https://en.wikipedia.org/wiki/Photodisintegration
https://en.wikipedia.org/wiki/Alpha_process
https://en.wikipedia.org/wiki/Radiolysis
https://iopscience.iop.org/article/10.1086/346127/meta
https://www.amnh.org/exhibitions/dinosaurs-ancient-fossils/extinction/mass-extinction#:~:text=Mass%20extinctions%E2%80%94when%20at%20
least,of%20all%20species%20went%20extinct.
CLARK, D., MCCREA, W. & STEPHENSON, F. Frequency of nearby supernovae and climatic and biological catastrophes. Nature 265, 318–319 (1977).
https://arxiv.org/abs/astro-ph/9605128v1
Theory of core-collapse supernovae, H.-Th. Janka, K. Langanke, A. Marek, G.
Martínez-Pinedo, B. Müller, Physics Reports, Elsevier, April 2007
J. H. Oort, in Interstellar Matter in Galaxies, L. Woltjer
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S. Colgate and R. White, 1966 ,The Astrophysical Journal
Colgate, S. A. (1979). “Supernovae as a standard candle for cosmology”.
Woosley, S. E.; Janka, H.-T. (2005). “The Physics of Core-Collapse Supernovae”
Barwick, S. W; Beacom, J. F; Cianciolo, V.; Dodelson, S.; Feng, J. L; Fuller, G. M;
Kaplinghat, M.; McKay, D. W; Meszaros, P.; Mezzacappa, A.; Murayama,
H.; Olive, K. A; Stanev, T.; Walker, T. P (2004). “APS Neutrino Study: Report of the Neutrino Astrophysics and Cosmology Working Group”
https://www.innovationnewsnetwork.com/supernovae-and-life-earth-are-seemingly-connected/16784/
https://interestingengineering.com/science/supernovae-pose-a-threat-to-life-onearth-says-nasa-study
https://www.sci.news/astronomy/x-ray-luminous-supernovae-11849.html
https://www.universetoday.com/158316/how-dangerous-are-nearby-supernovaeto-life-on-earth/
https://astronomy.com/magazine/2019/07/how-supernovae-have-affected-life
https://www.space.com/new-supernova-type-destroy-planet-atmosphere
https://www.skyatnightmagazine.com/space-science/what-happen-supernovaclose-to-earth/
https://www.space.dtu.dk/english/news/2022/01/supernovae-and-life-onearth-appears-to-be-closely-connected?id=acf3fcac-075f-4e09-a3b6a763305f1b84
https://www.popularmechanics.com/space/deep-space/a34686420/supernovaschange-earth-climate-tree-rings/
REFERENCES related with the Figures provided in the text.:
https://upload.wikimedia.org/wikipedia/commons/1/11/GKPersei-MiniSuperNova-20150316.jpg
https://commons.wikimedia.org/wiki/File:GKPersei-MiniSuperNova-20150316.
jpg
https://en.wikipedia.org/wiki/File:SN1994D.jpg
http://large.stanford.edu/courses/2008/ph204/deaconu1/images/f1big.png
https://commons.wikimedia.org/wiki/File:SNIIcurva.svg
https://commons.wikimedia.org/wiki/File:Nucleosynthesis_periodic_table.svg
BÖLÜM 6
CHAPTER 6
THE STRUCTURAL, OPTICAL AND
ELECTROCHEMICAL PROPERTIES OF
UNDOPED AND Co DOPED NiO FILMS
Olcay GENÇYILMAZ1
1 Assoc. Prof., Çankırı Karatekin University, ORDIC ID: 0000-0002-74102937
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1. Introduction
Nickel oxide is one of p-type semiconductors with stable wide band
gap (3.6 - 4.0 eV) and it has 3d transition properties (Kunz, 1981). NiO
is a well-studied material due to its use as the positive electrode in batteries, electrochromic devices, fuel cell electrodes, catalysis, gas sensors,
and magnetic materials (Soleimanpour et al., 2012; Avendaño et al., 2016).
In addition, NiO is the most important of the p-type metal oxides used in
different applications due to its electronic band structure, high chemical
stability, and electrochromic efficiency. NiO has the property of showing
anodic electrochromic and can be colored with charge output. Because of
these properties, it is used in areas such as medical, architectural, automotive and electrochromic devices. NiO films are also used in gas sensors,
solar cells and fuel cells. The potential use of NiO films in these areas depends on the morphology, conductivity, transmittance and crystal structure
of the films. One of the most important experimental parameters affecting
these properties is the base used in NiO production. Therefore, ITO, FTO
and glass substrates are generally preferred as substrates for the production
of films.
NiO thin films are prepared by different physical and chemical methods
like sputtering (Sato 1993), electrodeposition (Koussi-Daoud et al., 2016),
sol- gel (Sreethawong et al., 2007) , chemical precipitation (Taşköprü et
al., 2015), and spray pyrolysis (Yu and Kim, 2013). Among these techniques, spray pyrolysis has recently received attention. The spray technique is preferred more because of its economic, practicality, production
on wide and different bases, and reproducibility. Also it is one of the most
widely used techniques in the production of n-type and p-type thin films.
This technique is suitable for thin film storage on different substrates such
as FTO, ITO, glass. Another parameter that affects the physical and chemical properties of NiO films is doping. Doping is a fundamental technique to
control the properties of semiconductors and to obtain new multifunctional
technological materials.
Physical and chemical properties of NiO films strongly depend on
doping elements. In order to provide some interesting properties, nickel
oxide is doped by several elements such as lithium, cadmium, iron, magnesium, tungsten, manganese (Li et al., 2016; Taşköprü et al., 2015; Sharma
et al., 2016; Yin, 2014). NiO and Co both have rock-salt structure, with
lattice parameters 4.177 and 4.261 Å, respectively (Taşköprü et al., 2015).
The lattice mismatch between them is 2 %. The crystal ionic radii of Co2+
(0.745 Å) and Ni2+ (0.69 Å) closely match each other. Thus, it is possible to
dope NiO with relatively high amounts of Co without causing much lattice
strain. Also, there are a few works on the effect of Co doping on structural,
optical, morphological properties of NiO films deposited by spray pyroly-
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 85
sis technique (Bakr et al., 2015; Gençyılmaz, 2021; Sharma et al., 2014).
For these reasons, we produced the NiO film on the glass and FTO
substrate, both without undoped and with Co doped by ultrasonic spray
pyrolysis technique. We report the effect of Co doping on some optical parameters such as Urbach energy, refractive index, and dielectric constants,
structural properties and electrochromic performance of NiO films.
2. Experimental procedures
2.1. Production of NiO films
Undoped and Co doped NiO films were deposited onto glass and
FTO-coated glass substrates by ultrasonic spray pyrolysis technique. Nickel nitrate hexahydrate (Ni(NO3)2·6H2O) (0.01 M) and cobalt (II) nitrate
hexahydrate (Co(NO3)2·6H2O) were used as source precursors for Ni and
Co, respectively. The cobalt doping level was chosen at 3 % to avoid any
disorder in NiO films.
Aqueous ammonia was added to the starting solution to adjust the value of pH= 9. Before the start of the deposition process, the substrates were
cleaned thoroughly using warm acetone and methanol for 10 minutes. Finally, substrates were ultrasonically cleaned with deionized water.
The temperature of substrates was maintained at 450 °C using a temperature controller. The nozzle to substrate distance was fixed at 25 cm.
The flow rate of solution and carrier gas pressure during spraying was held
constant at 5 ml.min−1 and 0.2 bars, respectively. Nitrogen was used as the
carrier gas. The deposition time was 20 min. nickel nitrate hexahydrate
solution was sprayed onto the glass and FTO-coated glass substrates.
When aerosol droplets come close to the substrates, highly adherent
thin films were produced due to the pyrolytic process resulting in the formation NiO films according to the following reaction:
Ni(NO3)2.6H2O → NiO + 2NO2 + 1/2O2 + 6H2O
(1)
The samples were deposited on FTO-coated conducting glass substrates for electrochemical analysis. The colors of the undoped and Co
doped NiO films were dark gray and brown. The change in color is attributed to the Co doping.
2.2. Characterization techniques
X-ray diffractometer (Bruker D8 Advance XRD) with CuKα line
(λ=1.5406 Å) was used to analyze the crystal structure and calculated
some structural parameters using XRD results. Raman spectra were obtained with a Bruker Senterra Dispersive Raman Microscope. A 3B diode
86
. Olcay GENÇYILMAZ
laser (532 nm) having 3-5 cm-1 resolution was used as excitation source at
a power of 10 mW.
The morphological study was carried out using a field emission scanning electron microscopy (FESEM Zeiss Ultra Plus). The thicknesses of
the NiO films were obtained by FESEM images from cross section views
and found to be 396 nm in average.
Optical transmittance and the absorbance of films were carried out on
UV-2550 UV–Vis spectrophotometer in the wavelength range 200–1000
nm.
The electrochemical properties of the films were characterized by cyclic voltammetry in a three-electrode arrangement using Electrochemical
Quartz Potentiometer. Ag/AgCl was used as a reference electrode, a platinum wire as the counter electrode (anode) and NiO films deposited on
FTO-coated glass substrate as the working electrode (cathode).
3. Results and discussions
The XRD patterns of the undoped and Co doped NiO films grown onto the
glass and FTO-coated conducting glass substrates are shown in Figure 1.
XRD pattern of undoped NiO film shows five peaks corresponding face centered
cubic crystal structure with diffraction peaks at (111), (200), (220), (311), and
(222) (Bunsenite, JCSPD 47-1049). In Figure 1(a), the XRD pattern of Co
doped NiO film, the intensities of the crystal planes decrease and (311)
peak disappeared. Also, it is observed that the peak positions of the (111)
plane slightly change after doping, which implies that the structures have
very small strain. Also, the unit cell value changes with Co doping. The
slight shift in the peak position and the unit cell parameter may be attributed to the doped content, different ion radius (0.69 Å for Ni2+ ions and 0.745
Å for Co2+ ions) and the replacement of Ni2+ ions by Co2+ ions. There are
no peaks related to other phases in XRD patterns which are related to low
doping concentration (3 % at).
The films are deposited on FTO-coated glass substrates also have
shown face cubic structure with (111), (200), and (220) diffraction planes
(Figure 1(b)). Other peaks in the patterns belong to FTO. The deposited
films on FTO-coated conducting glass substrates for electrochemical analysis have suitable structural properties.
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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Figure 1. The XRD patterns of the undoped and Co doped NiO films grown onto
the (a) glass
Figure 1. The XRD patterns of the undoped and Co doped NiO films grown onto
the (b) FTO-coated conducting glass substrates
The texture coefficients (TC) have been determined using the equation
below (Ghosh et al. 2004):
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. Olcay GENÇYILMAZ
(2)
where I(hkl) is the measured intensity, I0(hkl) is the standard intensity, and
N is the number of diffraction peaks. This calculation is done to distinguish
between dominant and preferential orientation. If TC(hkl) is greater than 1,
we can say that atoms grow with a preferential orientation in this plane
(Sharma et al. 2014).
The variation of TC(hkl) for prepared samples is shown in Figure 2. It is
worth noting that the preferred orientation was affected by the doping process. We observed that while the undoped NiO films have two preferential
growth along (111) and (222) planes, the Co-doped film has a preferential
growth along (111) direction. Calculated TC(hkl) values for other planes are
also listed in Table 1. The increase and decrease in the value of TC(hkl) are
attributed to the reorientation effect of crystal in a given (hkl) direction due
to the doping process.
The interplanar spacing dhkl values of undoped and Co doped NiO films
are calculated by using Bragg relation (Stock and Cullity, 2001):
where n is integer of diffraction and λ is the wavelength.
Figure 2. The texture coefficient values of NiO films
(3)
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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The lattice parameter is calculated using the following relation (Stock
and Cullity, 2001):
(4)
Table 2 summarizes the positions of (111) peak, the calculated values
of d(111), which shows deviations from the standard value of the lattice parameters a= 4.1770 Å taken from JCPDS card file data. This could be an
indication of strain in the films and interpreted as the unit cell of the samples undergoes contraction or expansion along a-axis.
The average crystallite size was calculated for (111) plane using the
Scherrer formula (Stock and Cullity, 2001):
(5)
where β is the broadening of diffraction line measured at half of its
maximum intensity (FWHM). Comparing the FWHM values corresponding to (111) plane, the broadening of the diffraction peak is observed for
the Co-doped film. The most probable explanation may be the increase in
crystal defects. The average crystallite size of the samples was calculated
in 22 and 20 nm for un-doped and Co- doped NiO films, respectively (Table 2).
Investigation of materials needs to the characterization of microstructure with an emphasis on the particle size and strain. The different doping
elements may cause the lattice stress or strain in the material which dramatically affects optical and electrical properties of materials. The lattice strain
and crystallite size are two independent factors that contribute to the total
peak broadening. The total peak broadening is the sum of the contributions
of crystallite size and strain present in the material. The crystallite size and
strain ( in the films have been determined from the XRD measurements
by using the Williamson–Hall equation (Gurumurugan et al., 1194) :
(6)
The term (βcosθ) was plotted with respect to (4sinθ) for the well-resolved peaks as seen in Figure 3. Accordingly, the slope and y-intersect of
the fitted line represent strain and particle size, respectively. The estimated
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. Olcay GENÇYILMAZ
strain and crystallite size values of the samples are listed in Table 2. The
plots showed positive strain for the NiO film and negative strain for Co
doped NiO film. The positive value of the strain indicates that the strain
is tensile, and the negative value indicates that the strain is compressive
(Ghosh et al., 2004).
Since the Raman scattering is very sensitive to the microstructure of
nanocrystalline materials, it is also used to see the effect of Co doping in
NiO structure. Figure 4 shows the Raman scattering spectra of the films.
Raman spectra show typical resonant Raman peaks located at 500 cm-1
and 1100 cm-1 could be assigned to first order longitudinal optical (LO)
and second order longitudinal optical (2LO) phonon modes of NiO, respectively. The defect-induced LO mode occurred in NiO may be due to
nickel vacancy defects (Taşköprü et al., 2015). It is obvious that the LO
mode exhibits a blue shift with Co doping. It is attributed to the defects or
impurity atoms (i.e., Co atoms) in the NiO film.
The FESEM images of the surface morphologies of samples were given in Figure 5. The surface morphology of the films has uniform grain
distribution and small particle size. As a result of doping, different atomic
clusters will form in the material, so the material may have a different crystal structure. In addition, the clusters of atoms formed in the material can
also affect the grain size and shape. It was determined that the morphology
of the Co-doped film was denser with the smaller particle size distribution.
These results can be supported by XRD results.
Table 1. The texture coefficients (TC) values of NiO films for dominant
orientations
TC(hkl)
Films
TC(111)
TC(200)
TC(220)
TC(311)
TC(222)
NiO/FTO
2.65
0.27
0.35
0.29
1.44
Co:NiO/FTO
2.71
0.21
0.26
-
0.75
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Table 2. Some structural parameters of NiO films
Films
2θ(111) (o) d(111) (Å)
a (Å)
D (nm)
DW-H
ε%
NiO/FTO
37.177
2.4164
4.1870
20.2
27.6±1.1
0.095±0.015
Co:NiO/FTO
37.296
2.4090
4.1725
19.4
17.8±1.3
0.075±0.043
Figure 3. The graph of the term (βcosθ) in relation to (4sinθ) of (a) NiO films
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Figure 3. The graph of the term (βcosθ) in relation to (4sinθ) of (b) Co:NiO films
Figure 4. The Raman scattering spectra of the NiO films
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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Figure 5. The FESEM images of (a) NiO films
Figure 5. The FESEM images of (b) Co:NiO films
The optical properties of NiO films were studied to investigate the
effect of the doping on the optical transmittance, band gap, and Urbach
energy. The transmission spectra of the NiO films were taken in the wave-
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length range of 300-900 nm at room temperature. Figure 6 shows the transmittance and the reflectance spectra of NiO samples. As seen in Fig. 6, the
transmission and reflectance spectra of the films have been changed with
Co doping. While the sharp absorption edge can be clearly observed for
NiO film, the absorption edge shifts toward longer wavelength with Co
doping which shows that the optical band gap of the films was shrunk with
Co doping. We think that our Co-doped NiO film has deformation and defects near band edges due to the poor crystallinity (Umar and Hahn, 2009).
This conclusion supports the XRD results. In addition, Co-doped NiO film
exhibits lower optical transmittance. The similar results were observed by
Predanocya et al. (Predanocy et al. 2017). This condition can be ascribed to
the surface texture and decrease in roughness of film. Reflectance spectra
of NiO films are shown in Figure 6b. It was determined that the average
reflection value of NiO films is about 2 % in the visible region of the spectrum.
The band gaps of NiO films were determined using Tauc method. This
method is associated absorption coefficient (α) and photon energy (hν)
(Pankove, 1975):
(7)
where A is the edge width parameter and Eg is the optical band gap.
Fig. 7 shows the variation of (αhν)2 versus hν for NiO films. The band
gaps values were calculated 3.67 eV and 3.61 eV for undoped and Co
doped films, respectively. It is clear that the band gap values are slightly
decreased with Co doping. This may be due to the change in the crystallinity level in the film with the doping. This case attributes to the changes of
crystallinity, surface morphological, film thickness, atomic distances, and
the grain size gap, resulting in the reduction of the band gap (Patil et al.,
2005; Gençyılmaz et al., 2015):
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
(a)
(b)
Figure 6. (a) Transmittance and (b) reflectance spectra of NiO films
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. Olcay GENÇYILMAZ
Figure 7. The variation of (αhν)2 versus h (a) NiO films
Figure 7. The variation of (αhν)2 versus h (b) Co:NiO films
The absorption coefficient (α) has been calculated from transmittance
(T) and reflectance (R) data using the relation (Urbach, 1953):
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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(8)
where d is the film thickness. The spectral variation of α has been
shown in Fig. 8.
While sharper absorption edge is observed near (∼350 nm) for undoped NiO film, the absorption edge of Co-doped NiO film shows a clear
shift to longer wavelengths (red shift) that causes a decrease in the optical
band gap. Generally, absorption changes as a function of crystalline properties (Sharma et al. 2016). The defect states inside the band gap make the
optical absorption broad, while a rather sharp behavior is observed for the
films with good crystalline quality. This decrease is attributed to Co+2 or
Co+3 ions localized in the NiO lattice (Windisch et al., 2001).
The schematic band diagram of NiO film is shown in Figure 8. The
valence band is formed in O2- states. The Co+2 or Co+3 ions create additional
energy levels in the band gap structure near the valence band. Since the
band gap of CoO (1.67 eV for bulk crystals) is lower than that of NiO (3.67
eV for the present work), the band gap of Co-doped NiO should be lower
than the band gap of un-doped NiO. The similar red shift off in the band
gap of NiO film is discussed by various studies (Chia-Ching et al, 2013;
Gençyılmaz et al., 2015; Şahin et al., 2014; Agrawal et al., 2017)
Figure 8. The absorption coefficient (α) spectra of NiO films
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The Urbach energy is calculated with the following equation (Agrawal
et al., 2017).
α(hν)= α 0exp(hν⁄Eu)
(9)
where α0 is a constant, Eu is Urbach energy which corresponds to the
width of the band tail and could be determined as the width of the localized
states. Figure 9 shows the graph obtained with this relation. Usually, Eu
depends on temperature and structural disorder describes the width of the
localized states in the bandgap region (Boubaker, 2011). Figure 10 shows
the changing of lnα vs. (hν) for the films.
Figure 9. The changing of lnα vs. (hν) for the NiO films
To obtain the width of Urbach tail, a linear fit was established in the
linear portions of the curves and the results were listed in Table 3. The
steepness parameter, s=kT/Eu; characterizing the broadening of the optical absorption edge due to electron-phonon or exciton-phonon interactions
(Mahr, 1962) was also determined taking T =300 K and given in Table 2.
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Eu values change inversely with optical band gap. Also, the Urbach
energy values give knowledge about local defects which create localized
states in the bandgap region (Fterich et al., 2016). The refractive index (n)
of the films was calculated using Herve-Vandamme and Moss relations
(Mezrag et al., 2010; Akaltun et al., 2015; Hannachi and Bouarissa, 2015).
Both methods present the relation between the refractive index and the
band gap energy. Herve -Vandamme’s method is;
(10)
where A and B are numerical constants with values of 13.6 and 3.4 eV,
respectively. Also, Moss relation is presented;
(11)
where k is a constant with a value of 108 eV. The calculated n values
for un-doped and Co-doped NiO films are listed in Table 2. The n value
increased with Co doping. It is attributed to the smaller optical band gap of
Co-doped NiO film. Also, high frequency (ε∞) and static (εo) dielectric constants were calculated using the following relations; ε∞=n2 and εo=18.523.08Eg, respectively. The calculated dielectric constants are listed in Table
2. High-frequency dielectric constant values changed according to used
methods and Co-doping (Hannachi and Bouarissa, 2015).
Table 3. Some optical parameters of NiO:Co/FTO films
Films
Eg (eV)
Eu
σx10-5
(meV)
HerveVandemme
n
Moss Relation
n
Eg1
Eg2
NiO
4.04
3.67
464
5.60
2.16 4.69 7.20 2.32 5.42 7.20
Co:NiO
3.94
3.61
412
6.13
2.18 4.75 7.37 2.33 5.46 7.37
ε∞
ε0
ε∞
ε0
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The electrochemical properties of the NiO samples are characterized
by cyclic voltammetry (CV), and coloration-bleaching cycling tests. The
voltage ranges were 0.1-0.6 V for un-doped NiO film and -0.3- 0.8 V for
Co-doped films. The voltage ranges were chosen in order to produce rapid
degradation of the films. The electrolyte and sweep rate were 0.3 M KOH
and 100 mV/s, respectively. Figure 10 presents the CV cycles of the samples at selected 1st, 25th and 50th cycles which show complete reversibility
in the given voltage ranges. Both samples show good electrochemical stability during 50 cycles. It is clearly seen that the areas under anodic and
cathodic curves are nearly identical which a sign of good reversibility.
The peaks associated with each cycle correspond to the oxidation and
reduction process during the electrochemical experiment. There was one
main oxidation peak (Eo) during the anodic scan and one reduction peak
(ER) during the reversed scan. The peaks Eo and ER corresponded to reaction of Ni2+ to Ni3+ occurs on the surface of the NiO films according to the
chemical reaction which is given by;
(12)
Potential and current density values for the anodic and cathodic peaks
of the samples are presented in Table 4. The increase in the intensities
of the cathodic and anodic peaks implies that in the first cycles there is a
growth of charge capacity of the film which is attributed to the transformation of nickel oxide to nickel hydroxide. The higher value of the cathodic
charge of Co doped NiO which is thought to be due to a more porous morphology of the un-doped NiO film. The calculated coulombic efficiency
which is defined as the ratio of charge densities for the intercalation and
deintercalation routes (Qc/Qa) is high, evidence of good reversibility for the
intercalation–deintercalation reaction (Huang et al. 1998). On this basis,
we calculate the coulombic efficiencies of about 63% and about 95% for
un-doped and Co-doped NiO films, respectively. Since the electrochromic
reactions that take place at the surface of NiO crystallites, The changes in
electrochromic is attributed to the smaller grain size and clusters of grains
which increases the effective surface area of NiO crystallites which resulted in an increase of electrochromic reactions (Xuping, and Guopin, 1997).
It is noted that the anodic peaks shifted to more negative potentials for the
Co-doped film. This shift of the anodic peaks could probably be attributed
to the structural changes (Uplane et al., 2007). This argument is supported
by examining the XRD and FESEM results shown in Figures 1 and 5.
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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Table 4. Potential and current density values for the anodic and cathodic peaks
of the NiO films
Films
NiO
Co/NiO
Cycle
Eo
(V)
ER
(V)
Io
(104
mA)
IR 10-4
(mA)
Qo
(104
mC)
QR
(104
mC)
QR/Qo
1st
0.495
0.248
12.4
-6.98
7.87
-4.16
0.53
25th
0.487
0.242
13.6
-8.31
8.44
-5.08
0.60
50th
0.487
0.24
13.7
-9.11
8.68
-5.47
0.63
1st
0.434
-0.030
2.05
-1.66
2.39
-1.77
0.74
25th
0.444
-0.033
2.16
-2.26
2.58
-2.07
0.80
50th
0.448
-0.039
2.31
-2.85
2.97
-2.76
0.93
Figure 10. The CV cycles of the (a) NiO films
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Figure 10. The CV cycles of the (b) Co:NiO films
4. Conclusions
Undoped and Co doped NiO films were successfully deposited by
spray pyrolysis technique on glass and FTO-coated conducting glass substrates. The effect of Co doping on the structural, morphology, optical and
electrochemical properties of the films was investigated. The analysis of
XRD patterns revealed that all samples have face-centered cubic phase.
The average crystallite size, lattice parameter, texture coefficient and micro-strain changed with Co doping, resulting in the structural variation.
A blue shift was detected in LO mode in Raman spectrum of Co-doped
NiO film. The optical transmittance measurement showed that films have
low transparency and average transmittance values of NiO decreased with
Co doping. The Co doping causes the red shift in optical absorption edge
and decrease in band gap energy of NiO film. Electrochromic reversibility
was found to be % 65 and % 93 for un-doped and Co-doped NiO films,
respectively.
Acknowledgements
Authors are thankful to Prof. Dr. Evren TURAN and Prof. Dr. Ali
Özcan Eskişehir Technical University for providing the facilities of production, XRD, FESEM, and electrochemical analysis.
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
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BÖLÜM 7
CHAPTER 7
GENERALIZED ADDITIVE MODELS
FOR LOCATION, SCALE AND SHAPE:
MODELING EUROPEAN UNION
COVID-19 PANDEMIC DATA USING
ZERO-TRUNCATED POISSON AND
ZERO-TRUNCATED NEGATIVE
BINOMIAL TYPE-I REGRESSION
MODELS1
Mohamad ALNAKAWA2, Neslihan İYİT3
1 Mohamad Alnakawa is Ph.D. student of the second author Assoc.Prof.
Dr.Neslihan Iyit. This study is a part of Mohamad Alnakawa’s Ph.D. Thesis
entitled “ Modeling Count Data Using Some Distributions from Generalized
Additive Models with Applications in R-Programming” supervised by Assoc.
Prof.Dr.Neslihan Iyit continuing in Selcuk University, Institute of Science,
Statistics Department.
2
Ph.D Student, Department of Statistics, Faculty of Science, Selcuk
University, Konya, Türkiye, ORCID ID: 0000-0001-7080-5005
3 Corresponding Author, Assoc.Prof.Dr., Department of Statistics, Faculty
of Science, Selcuk University, Konya, Türkiye, niyit@selcuk.edu.tr, ORCID
ID: 0000-0002-5727-6441
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. Mohamad ALNAKAWA, Neslihan İYİT
1.Introduction
There are many types of distributions that can be used in analyzing
“count data”. Some of these distributions belong to the “exponential
family”. To model these distributions from the “exponential family” in
statistics, we use generalized linear model (GLM) approach considered as
a generalization of the traditional linear model (Alnakawa, 2020; Özaltın
and İyit, 2018; İyit, 2021; İyit et al., 2023). The GLM approach which is
based on only the location parameter, ignoring the other parameters of the
model leads to significant deficiencies in modeling of the data (Hilbe,
2011; İyit et al, 2016; İyit, 2018). Therefore, the GLMs are extended to
“Generalized Additive Models for Location, Scale, and Shape
(GAMLSS)” having the flexibility of modeling all parameters of any
interested distribution regardless of whether it comes from the
exponential family or not (Alnakawa and İyit, 2022). In this aspect,
GAMLSS method is more effective and flexible than other methods in
modeling count data. At this point, “count regression models” are
statistical models used to analyze count data taking non-negative integer
values. Count data are often utilized in various fields such as in energy
(Catz, 1999), economics (Heberling et al., 2009), public health (Espinoza
et al., 2021), criminology (Skardhamar et al., 2010), social sciences
(Böhning et al., 1997), and etc. Count regression models are useful
statistical tools in situations where the response variable is a count
variable, and the explanatory variables are continuous, categorical or a
combination of both.
There are several types of count regression models such as Poisson
regression model, Negative Binomial regression model, Zero-inflated
regression models, Hurdle regression models, truncated regression
models, and etc. Truncated data occurs when some of the data in structure
of the data is missing since it has been cut off or truncated beyond a
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. 109
certain point (Kalbfleisch and Lawless, 1992). In order to better
understanding, an example of truncated data in which zero cannot be
occurred in the data structure is the number of days in which the
carcasses of killed animals (snakes, birds, small mammals, and etc.) by
hunters in the nature remain (Zuur et al. ,2009). There are different types
of “truncated count data” such as left truncated, right truncated, and
doubly truncated (Klein and Moeschberger, 2003). In this study, we will
focus on “zero-truncated regression models” especially as “zero-truncated
Poisson regression model”, and “zero-truncated Negative Binomial TypeI regression model” with useful applications in R-Programme. Many
researchers worked on zero-truncated Poisson regression model and zerotruncated Negative Binomial regression model are such as David and
Johnson (1952), Tate and Goen (1958), Dahiya and Gross (1973),
Bakouch et al. (2010), Athiany et al. (2020), Ridder (1955), Harteley
(1958), Grogger and Carson (1991), Liu et al. (2013), Zaho et al. (2021),
and etc.
2. Generalized Additive Models for Location, Scale and Shape
)GAMLSS(
The generalized additive models for location, scale, and shape
(GAMLSS) are flexible and efficient model family by modeling not only
the linear relationships between the response variable and explanatory
variables as “linear predictor” in GLMs, but the “linear predictor”
between the response variable and explanatory variables are as in linear,
nonlinear, parametric, and non-parametric smoothing functions.
The structure of the GAMLSS family has the following three components
such as;
1- The random component: the probability distribution of the
response variable coming from the continuous, discrete, and
110
. Mohamad ALNAKAWA, Neslihan İYİT
mixture type of distributions from the exponential family or
outside of it.
2- Systematic Component: describes the structure of the
explanatory variables in the model.
3-
Link Function: explains the form of how the random and
systematic components are in related with together.
In this study, we will focus on the linear relationship between the linear
predictor and the functions of the parameters in GAMLSS family.
2.1.Zero-truncated regression models
Let Y be a discrete random variable taking non-negative integer values
such as 0,1,2,3,… that follows a Poisson distribution having equal values
of the expected value and variance of the response variable, then the
probability mass function (pmf) of this distribution with the location
parameter µ is given as follows;
f (y ; )
y e
y!
The pmf of the negative binomial (NB-1) distribution with the location
parameter 𝜇𝜇, and the scale parameter can be given as follows (Hilbe,
2011);
1
1
y
y
1
, )
P(Y y
1 1
1
(1 y )
where
>0 , 0
and y 0,1, 2,3,...... The expected value and
variance of the response variable in NB-1 distribution are
2 ,respectively.
(2)
and
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Let Y be a discrete random variable ( y 0,1, 2,3, 4,....... ) having pmf (f
(.) ) and cdf( F(.) ). Then the general formula of any truncated discrete
distribution at point zero can be written as follows (Rose and Smith,
2002; Johnson, 2005);
f (Y y |Y 0)
f (Y y )
1 F (Y
0)
(3)
Let Y be a random variable y 0,1, 2,3, 4,....... by using Eq (5), pmf of
the zero-truncated Poisson distribution also called as positive Poisson
distribution can be given as follows;
f
y
(Y
; )
where
e y
y !(1 e )
(4)
>0 and y 1, 2,3,... By using Eq.(5), in the same manner, zero
truncated NB-1 distribution can be given as follows;
1
1
y
y
1
1 1
1
(1 y )
P(Y y
, )
1
1
1
1
(5)
where >0 , 0 , and y 1, 2,3,...
According to the structure of the GAMLSS family, zero-truncated
Poisson regression model and zero-truncated NB-1 regression model can
be obtained by adding the following default link function of the location
parameter
;
log(
) 0 1X 1 2 X 2 n X n
(6)
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. Mohamad ALNAKAWA, Neslihan İYİT
and by adding the following the default link function of the scale
parameter ;
log(
) 0 1Z 1 2 Z 2 n Z n
where X 1 , X 2 , , X
n
(7)
and Z 1 , Z 2 , , Z n are explanatory variables
of the default link functions, and also
0 , 1 , 2 ,....., n and
0 ,1 , 2 , , n are regression models’ coefficients .
3. Modeling European Union (EU) COVID-19 Pandemic Data Using
Zero-truncated Poisson Regression Model and Zero-truncated
Negative Binomial Type-I Regression Model
COVID-19 caused by the novel coronavirus SARS-CoV-2 was first
identified in Wuhan, China in December 2019 and has since spread into a
global pandemic all over the world. Symptoms of COVID-19 include
fever, cough, shortness of breath, fatigue, body aches, and loss of taste or
smell. Some people may experience more serious symptoms such as
pneumonia, respiratory failure, or death. Preventive measures to limit the
spread of COVID-19 include good hygiene such as washing hands
frequently, wearing masks, avoiding large gatherings, practicing social
distancing, and getting vaccinated. Treatment options vary depending on
the severity of symptoms but may include supportive measures such as
oxygen therapy or antiviral drugs. Infection rates with the COVID-19
virus which originated in the Wuhan province of China are increasing
rapidly in the European continent. Therefore, European Union (EU)
member countries had to impose sanctions in the form of strict measures,
such as the closure of public areas. Concerns arising from the rapid
spread of the pandemic in the EU member countries led to the rapid
execution of vaccination campaigns, especially before winter and flu
season. Certainly, these studies provide valuable insights into the impact
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. 113
of the COVID-19 pandemic on various aspects in different countries in
the European Union.
Some of the studies on the COVID-19 pandemic in EU in the literature
can be given as follows; Largent et al. (2021) conducted survey to
determine factors influencing hospital healthcare professionals' intentions
to vaccinate against COVID-19 in France. Fisman et al. (2019) predicted
the impact of closing on mortality from coronavirus disease. Loda (2020)
highlighted influence of COVID-19 on medical education in Germany.
Bohdan et al. (2021) determined the impact of COVID-19 pandemic on
the Legal Migrant in Poland, Portugal, Latvia, and Belgium. Zavras
(2021) studied the impact of COVID-19 on income in Greece.
Chodkiewicz et al. (2021) focused on mental health during the COVID19 pandemic's second wave. Edelhauser et al. (2021) attempted to assess
the impact of one year of online education on the Romanian educational
system. Chen et al. (2022) presented influence of COVID-19 pandemic
on mental health and health behaviors in Swedish. Trifonova (2022)
investigated Journalism's Challenges and Opportunities in Bulgaria's
COVID-19 Communication Ecology.
3.1.Data Description of the European Union COVID-19 Pandemic
The
data
used
in
this
study
is
available
https://github.com/owid/covid-19-data/tree/master/public/data/
in
and
includes six different explanatory variables associated to the “total deaths
attributed to the COVID-19 pandemic” from 26 EU member countries on
February 1, 2020. EU member countries taken into the study are Cyprus,
Luxembourg, Malta, Estonia, Slovenia, Denmark, Latvia, Switzerland,
Netherlands, Slovenia, Austria, Lithuania, Belgium, Czech Republic,
Portugal, Croatia, Hungary, Bulgaria, Romania, Sweden, Greece,
Germany, Poland, France, Spain, and Italy as the subjects of this
114
. Mohamad ALNAKAWA, Neslihan İYİT
study.The aim of this study is to determine the covariates influencing the
total deaths of COVID-19 in the EU member countries on February 1,
2020 by using Poisson regression model, Negative Binomial Type I (NB1) regression model, zero-truncated Poisson (ZTP) regression model, zero
truncated negative Binomial Type I (ZTNB-1) regression model, with the
log-link functions.
Table 1. Explanatory variables used in this study to model EU Member
Countries COVID-19 Pandemic data by count regression models in the
GAMLSS family.
Descriptive statistics and also skewness and kurtosis values of the
response variable and the explanatory variables to model EU Member
Countries COVID-19 Pandemic Data are represented in Table 2.
Table 2. Descriptive statistics and measures of the shape of the
distributions of the response variable and the explanatory variables to
model EU Member Countries COVID-19 Pandemic Data
Variables
Min.
Median
Mean
Max.
Skewness
Kurtosis
Total
551
16906
34686
146925
1.45
3.77
Male smokers
18.80
32.25
33.64
52.70
0.53
2.89
Log (GDP per
4.26
4.52
4.55
4.97
0.68
3.51
COVID-19
deaths
capita)
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
Aged 65 older
13.42
19.31
18.84
23.02
-0.91
3.49
Hospital beds
2.22
4.61
4.97
8.00
0.09
1.78
3.28
5.78
6.15
9.85
0.53
2.35
75.05
81.44
80.42
83.78
-0.73
2.21
. 115
per thousand
Diabetes
prevalence
Life
expectancy
Gamlss.tr library in R is used to create zero truncated distributions and
then to construct zero-truncated regression models used in this study.
Maximum likelihood (ML) method is used for estimating parameters of
the Poisson regression model, NB-1 regression model, zero truncated
Poisson regression model, and zero truncated NB-1 regression model.
The results of the count regression models in the GAMLSS family to
model EU Member Countries COVID-19 Pandemic Data are given in
Table 3, respectively.
Table 3. Count regression models in the GAMLSS family to model EU
Member Countries COVID-19 Pandemic Data
Poisson Regression model
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. Mohamad ALNAKAWA, Neslihan İYİT
Negative Binomial Type I Regression model
Zero Truncated Poisson Regression model
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Zero Truncated Negative Binomial Type I Regression model
The link function of the Poisson regression model belonging to the EU
Member Countries COVID-19 Pandemic Data is given as follows;
^
log( )
8.22 0.06(age 65 older ) 0.11(diabetes) 0.06(male smo ker s)
0.61(hospital beds) 0.48(life exp ectancy ) 8.49(log(GDP))
(8)
The link functions of the NB-1 regression model belonging to the EU
Member Countries COVID-19 Pandemic Data is given as follows;
^
log( )
13.85 0.21(diabetes) 0.73(hospital beds)
0.42(life exp ectancy) 3.41(log(GDP))
^
log( )
55.75 0.68(life exp ectancy )
(9)
(10)
The link functions of the zero-truncated Poisson regression model
belonging to the EU Member Countries COVID-19 Pandemic Data is
given as follows;
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. Mohamad ALNAKAWA, Neslihan İYİT
(11)
^
log( )
8.211 0.06(age 65older ) 0.11(diabetes ) 0.06( malesmo ker s )
0.61(hospitalbeds ) 0.48(life exp ectancy ) 8.48(log(GDP ))
The link functions of the zero-truncated NB-1 regression model
belonging to the EU Member Countries COVID-19 Pandemic Data is
given as follows;
(12)
^
log( ) 0.19(diabetes) 0.03(male smo ker s)
0.52(hospital beds) 0.33(life exp ectancy) 5.26(log(GDP))
^
log( )
54.51 0.94(life exp ectancy) 4.82(log(GDP)) (13)
Information criteria (IC) as Akaike information criteria, Bayesian
information criteria, generalized Akaike information criteria, and also
log-likelihood value to compare count regression models in GALMSS
family to determine the most appropriate model belonging to the EU
Member Countries COVID-19 Pandemic data are given in Table 4.
Table 4. Information criteria to compare count regression models in
GALMSS family belonging to the EU Member Countries COVID-19
pandemic data.
Type of count
Information criteria
regression models in
GALMSS family
AIC
BIC
Log-
GAIC
likelihood
Poisson
613491.09
613500.42
-306738.5
613491.09
NB-1
624.91
634.23*
-305.54
624.91
613491.10
613500.41
-306738.6
613491.10
623.08*
635.07
-302.54*
623.08*
Zero
truncated
Poisson
Zero truncated NB-1
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 119
The smallest information criteria values given in Table 4 count regression
models in GALMSS family belonging to the EU Member Countries
COVID-19 pandemic data indicate the most appropriate model as the
“zero truncated NB-1 regression model”. On the other hand, BIC showed
a discrimination problem to determine the best model with a small
deviation.
Residual plots for the zero truncated NB-1 regression model as the most
appropriate model belonging to the EU Member Countries COVID-19
Pandemic data are given in Figure 1. Summary of the Quantile Residuals
for the zero truncated NB-1 regression model in the GAMLSS family to
model EU Member Countries COVID-19 Pandemic Data are given in
Table 5. As seen from Table 5, the mean is close to zero, variance is close
to one, coefficient of skewness is close to zero, and coefficient of kurtosis
is close 2.6. As seen from Figure 1 and Table 5, this model's residuals
exhibit good behavior. In addition, the negative value of the coefficient of
skewness indicates that there is a longer left tail than the right tail.
Figure 1. Residual plots for the zero truncated NB-1 regression model in
the GAMLSS family to model EU Member Countries COVID-19
Pandemic Data
120
. Mohamad ALNAKAWA, Neslihan İYİT
Table 5.Summary of the Quantile Residuals for the zero truncated NB-1
regression model in the GAMLSS family to model EU Member
Countries COVID-19 Pandemic Data
Summary of the Randomized Quantile Residuals
Mean
0.135
Variance
1.125
Coefficient of skewness
-0.221
Coefficient of kurtosis
2.688
4.Conclusion
As a main conclusion of this study, the expected value of the location
parameter of the zero truncated NB-1 regression model for the “new
COVID-19 deaths” data according to the EU Member Countries on
February 1, 2020
increases e0.03 1.03 times by 1% change in male smokers,
capita),
decreases e5.26 0.005 times by 1 unit change by log(GDP per
increases e0.52 1.68 times by per thousand hospital beds,
increases
prevalence,
e0.19 1.20 times by 1% change in diabetes
increases e0.33 1.39 times by life expectancy at birth.
The expected value of the scale parameter of the zero truncated NB-1
regression model for the “new COVID-19 deaths” data according to the
EU Member Countries on February 1, 2020
increases e0.94 2.55 times by life expectancy at birth.
capita)
decreases e4.82 0.008 times by 1 unit change by log(GDP per
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
. 121
Acknowledgement
The authors would like to thank the “Türkiye Scholarships Program” for
providing scholarships to the first author of this paper during his Ph.D.
thesis study, and also Mr. Mehmet ŞAVATA (Association for Solidarity
with Asylum Seekers and Migrants-Kayseri Branch Manager) and Mr.
Faruk Yavuz TEMÜR (Migration Health Unit-Kayseri Coordinator) for
their moral support.
122
. Mohamad ALNAKAWA, Neslihan İYİT
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BÖLÜM 8
CHAPTER 8
RECENT PROGRESS ON
POLY(LACTIC-CO-GLYCOLIC ACID)
MICRO AND NANOPARTICLES
Gülce TAŞKOR ÖNEL1
1 Asst. Prof., Erzincan Binali Yıldırım University, Faculty of Pharmacy,
Dept. of Analytical Chemistry, ORCID: 0000-0002-9375-2329, gulce.onel@
erzincan.edu.tr, gulcetaskor@gmail.com
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INTRODUCTION
Poly(lactic-co-glycolic acid) (PLGA), which has been widely researched for therapeutic purposes recently, is a synthetic biopolymer in
polyester structure approved by US Food and Drug Administration (FDA)
and European Medicine Agency (EMA). Excellent biocompatibility and
controlled biodegradability of PLGA have given very effective properties
for therapy in the medical related field such as drug/gene delivery, biomaterials, etc. For instance, a new nanomedicine approach was presented with
the design of catalase&imiquilod-encapsulated PLGA nanoparticles that
increase the effectiveness of radiotherapy by Chen et al. A PLGA nanoparticular system was prepared that modulates the tumor microenvironment
and induces a strong antitumor immune response. The PLGA nanoparticle
system also created a long-term immunological memory and created the
synergy of preventing metastasis. (Chen et al., 2019)
PLGA micro (MPs) and nanoparticles (NPs) can be prepared in a matrix (capsule) or core-shell (sphere) morphology in sizes of 1-1000 µm
(Mishra & Singh, 2020) and 1-1000 nm (Zielińska et al., 2020), respectively, according to their areas of use. Polysorbate-80 coated PLGA nanoparticle formulations loaded with the anti-cancer drug rapamycin, which has
a classic water solubility problem, have been investigated for the treatment of glioma. Nanoparticles showing promise for advanced treatments
demonstrated good results in the in vitro drug release behavior, storage
stability, and in vitro anti-glioma activity. (Escalona-Rayo et al., 2019)
In another study, two synthetic controlled-release biomaterials, hydrogel/
PLGA MP vaccine delivery system were developed to activate immune
cells as vaccine adjuvants. With this study, the successful results of hydrogel/PLGA MPs that prevent type 1 diabetes were shown by explaining
their mechanisms. (Yoon et al., 2015) Saleh et all. explained that chlorogenic acid (CGA) isolated from Euphorbia milii flowers was an effective
phytochemical against respiratory tract infections. The phytochemical was
nano-formulated into the PVA/PLGA polymeric matrix by the electrospray
technique. They reported that CGA PVA/PLGA nanoparticles had antiviral
activity on coronavirus (HCoV-229E) and (Middle East respiratory syndrome coronavirus (MERS-CoV), NRCEHKU270), which were global
problems during the pandemic. (Saleh et al., 2023)
In this chapter, as described with a few examples above, it was aimed to
summarize the considerable literature regarding recent progress in the PLGA
micro- and nanoparticles. Special focuses would be on the novel properties,
preparation methods, characterization, pharmaceutical formulations, loading
methods, and release mechanisms of macro and nanoparticles as well as radiotherapy, chemo-chemodynamic therapy, stem/stromal cell therapeutics,
regenerative medicine, gene therapy, and vaccine systems.
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OVERVIEW OF THE PLGA
Biocompatible and biodegradable polymer research, the bioavailability of which has been developed for biomedical, nanomedicine, tissue
engineering, drug delivery, and health chemistry applications, has been
increasing rapidly over the past 20 years. (Aksoy, Taskor, Gultekinoglu,
Kara, & Ulubayram, 2018; Taşkor Önel, 2023) PLGA is one of the trendy
biocopolymers in this field. Two types of PLGA synthesis methods have
been widely reported in the literature. The first and most popular is the
ring-opening polymerization method of lactide and glycolide structures.
(Taşkor Önel, 2023) The second method is the direct condensation reaction of lactic acid and glycolic acid and is less preferred. (Gentile, Chiono,
Carmagnola, & Hatton, 2014) It is synthesized on a wide range of molecular weight depending on different ratios of monomers. Depending on the
molecular weight and monomer ratios of the synthesized PLGA, polydispersity, crystallinity, tacticity, pH, biological conditions, hydrophilic & hydrophobic functional groups, stereo sequence, bioavailability, biodegradation, and biocompatibility have been changing. (J. Li, Stayshich, & Meyer,
2011; Shaver & Cameron, 2010; Zolnik & Burgess, 2007)
Differentiation of catalyst and initiator ratios in PLGA synthesis a
research article has been reported in which its effects on the molecular
weight, monomer transformation, and thermal properties of the polymer
have been determined by Little et al. Increasing the reaction temperature
from 130°C to 205 °C significantly reduced the time required for high
monomer transformations, while reducing the amount of catalyst used resulted in a longer reaction time and a higher temperature needed to complete the reaction. (Little et al., 2021) In the study of Dai et al., they stated
that lactic acid, which is revealed as a result of the degradation of PLGA,
causes inflammation. They synthesized the cross-linked crystal structure of
PLGA to prevent inflammation. Because of PLGA has controllable crystallinity, the biodegradability property has also been controllable. They explained that crystal PLGA, whose hydrolysis results are also supported by
cell culture studies, is an ideal biomaterial for tissue engineering studies.
(Dai, Liang, Zhang, Bernaerts, & Zhang, 2021)
The preparing a large number of different biomaterials such as micro/
nanoparticles, fibers, composites, lipid hybrid structures, gels, sponges,
scaffolds, and implants with PLGA biopolymer offers an increasing research area every day. (Ghitman, Biru, Stan, & Iovu, 2020; Pandey & Jain,
2015; Sarkar et al., 2022) The most cited PLGA publications are on explaining the chemical and physical properties of PLGA and clarifying the
production methods of drug carrier systems such as PLGA micro/nanoparticles, which is the most basic field of the application when examined.
(Danhier et al., 2012; Makadia & Siegel, 2011) When current publications
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were examined, more detailed publications such as the study of the effect
of particle size on water solubility and the preparation of PLGA hybrid
systems for increasing stability and bioavailability were reflected in the
literature. (Sher, Zahoor, Shah, & Khan, 2023; Yuan et al., 2023)
Articular cartilage, which is a very special tissue for living things,
provides a smooth surface for joint movement and load transmission, and
it is a big problem for tissue engineering because its regeneration is limited. In the study, dental follicle mesenchymal stem cells (Mscs) had ideal
properties for cell formation, proliferation, and differentiation on the scaffold prepared from PCL/PLGA (80:20) mixture, and their ability to differentiate into chondrocytes was reported. (González-González et al., 2023)
The fact that PLGA-containing biopolymers have nontoxic properties and
exhibit cellular integration in the cartilage region shows that they are ideal
biomaterials for clinical treatments. Research that attracts attention about
PLGA micro and nanoparticles in the literature is detailed under the following headings.
PLGA MICRO AND NANOPARTICLES
PLGA micro and nanoparticles have excellent cellular compatibility,
biodegradation profiles, and adjustable drug release properties are traditional information. (Guo et al., 2023) Aseptic loosening and periprosthetic
infections at the interface between inert ceramic implants and body tissues are important complications. In order to prevent these complications,
PLGA nanoparticles loaded with gentamicin and bacitracin antibiotics and
calcium phosphate-coated implants have been prepared. Thus, a new generation of implants with antimicrobial properties with increased bioactivity
was prepared with PLGA nanoparticles. It had been observed that implants
inhibited bacterial activity for 1 month owing to controlled drug release
and support excellent behavior showing the homogeneous distribution of
cells. (Desante et al., 2023)
The drug afatinib is widely used for the treatment of lung cancer. The
PLGA nanoparticle formulation of afatinib was often preferred because of
increasing the bioavailability of the drug. (Elbatanony et al., 2021) In the
research of Vanza et al., afatinib PLGA NPs formulation was switched to
dry powder form by lyophilization technique. They reported that afatinib
PLGA in this powder forum penetrates deeper areas of the lung as a result
of being delivered to the lung by inhaler method with NPs. They also observed that in vitro experiments with the A549 adenocarcinoma cell line
showed better inhibition of nanoformulation compared to pure drug. (Vanza, Lalani, Patel, & Patel, 2023)
Cheng et al. obtained PLGA orthoester functionality with polyethylene glycol methyl ether and made the polymer sensitive to acid in order
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to accelerate drug release. In addition, hemin&cisplatin were loaded onto
the prepared PLGA nanoparticles, and active targeting with phenylboronic acid was used in the design. It has been found that this hybrid nanosystem effectively improves blood stability and circulation time with PEG
coating, and efficiently increases cellular uptake after reaching tumor areas
with a phenyl boronic acid targeting agent. Furthermore, hemin, which was
capsulated with PLGA nanoparticles, increased the formation of oxygen,
and this was reported to significantly increased the release rate because it
stimulated biodegradation. As a result, hybrid PLGA nanoparticles were
reported to effectively inhibit the increase of drug-resistant A549 lung
cancer cells with chemotherapy and chemodynamic combination therapy.
(Cheng et al., 2023)
CONTROLLED/SUSTAINED-RELEASE DRUG DELIVERY
SYSTEMS
Numerous studies have been reported on controlled drug release studies of PLGA or hybrid formulations of PLGA in literature. (Han, Thurecht,
Whittaker, & Smith, 2016; Hines & Kaplan, 2013; Yoo & Won, 2020) In
a newly published study, bionic red blood cell (RBC)-like Fe3O4@PLGA-PEG-PLGA microparticles were prepared by one step-double-needle
electrospray method. It was found that the hydrophilicity of MPs was increased with the PLGA-PEG-PLGA block copolymer, supported the proliferation of human umbilical vein endothelial cells and adhesion proteins,
and significantly improved cell affinity. The results also demonstrated that
RBC-like MPs could provide magnetic targeting to drug delivery systems
with their magnetic property, and particles can also be monitored by bioimaging techniques with their luminescence ability. (Xu et al., 2023)
The release rate of drugs depends on many parameters such as the
shape of particles, size, molecular weight of the polymer, functional
groups, branching, crystallinity, and tacticity. (Son, Lee, & Cho, 2017) In
this study, which examines the effect of drugs itself on drug release rate,
donepezil was loaded into PLGA microspheres and in vitro and in vivo
release rates were compared. PLGA microspheres, which were loaded with
donepezil in amorphous form, were found that polymers’ molecular weight
and end group did not affect the in vitro and in vivo performance. However, as a result of the basic catalysis effect induced by the biodegradation
effect of donepezil on PLGA microspheres, it was found that the molecular weight with GPC fell sharply to 11,000 Da within the first three days.
Moreover, a correlation was observed between in vitro release and in vivo
absorption. (Quan, Guo, LinYang, Cun, & Yang, 2023)
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REGENERATIVE MEDICINE APPLICATIONS
PLGA micro and nanoparticles are successful biodegradable biomaterials due to their hydrophilicity and were studied widely due to their
ability to repair or replace cells and tissues that have been impacted by
illness, age, or injuries, and also to normalize congenital abnormalities
in regenerative medicine. (Sharma et al., 2023) The wound-healing process in diabetes patients is a chronic problem. (Spampinato, Caruso, De
Pasquale, Sortino, & Merlo, 2020) Mesenchymal stem cells were reported
to improve diabetic wound healing, so PLGA nanoparticles encapsulated
with the anti-inflammatory and angiogenic cytokine IL-8 were prepared
to improve proliferation, differentiation, and anti-apoptosis ability. These
PLGA nanoparticles integrated into the intracellular dermal matrix in the
cutaneous wounds of diabetic mice were observed to effectively induce
capillary structure, collagen accumulation, and wound healing. Furthermore, advanced immunofluorescence analysis showed that proangiogenic
factors (VEGF and α-SMA) were upcoordinated in the regenerated tissue
when examined. (Zhang et al., 2023)
When a different diabetic wound healing study was examined, Human
beta defensin-2 loaded PLGA nanoparticles impregnated in collagen/chitosan composite scaffolds were formulated for the accelerated healing of
diabetic wounds. In vitro studies on biodegradable cross-linked scaffolds
have shown that the structure was biocompatible for cell development, and
angiogenesis and had optimal porosity for drug release. In vivo studies indicate that the group treated with scaffolds containing PLGA nanoparticles
accelerated recovery compared to control groups. The accelerated recovery in the group treated with this hybrid scaffold was reported to be due to
the synergistic effects of PLGA, angiogenic effect, and collagen synthesis;
Human beta defensin-2 having anti-inflammatory, anti-bacterial, positive
angiogenic effect, cell proliferation and migration; collagen establishing
wound healer and stabilizer as well as chitosan having anti-bacterial activity. (Sanapalli et al., 2023)
NEXT-GENERATION VACCINES
In recent years, the importance of vaccines has attracted attention again
with the COVID-19 pandemic. Encapsulation of mRNA-based covid-19
vaccines with lipid nanoparticles has accelerated research on the development of new-generation vaccines. (Schoenmaker et al., 2021) In a recent
study, the autoinducer N-octanoyl-L-homocerinehomocerine lactone (C8HSL), one of the adjuvants that increased the level of immune response to
the antigen and modulate the stability and immunogenicity of vaccine antigens, had formulated a PLGA microparticle for next generation vaccines.
The results of in vitro immunogenicity tests of C8-HSL PLGA microparti-
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cles showed that they were as immunogenic as FDA-approved adjuvants.
It had been reported by researchers that C8-HSL adjuvants formulated with
PLGA microparticles could increase the immunogenicity of both bacterial
and viral vaccines. (Shah, Joshi, Chbib, Roni, & Uddin, 2023)
Gu et al. investigated how the surface charge and antigen loading
mode of nanoparticles affect immune responses in the PLGA nanoparticle
vaccine delivery systems research they developed. In this study, three ovalbumin-loaded PLGA nanoparticles with different surface charges and antigen loading modes were developed and the nanoparticles were designed as
negatively charged Angelica sinensis polysaccharide-encapsulated antigen,
polyethyleneimine-coated encapsulated antigen, and adsorbed antigen on
polyethyleneimine-coated. According to the results of in vivo experiments,
it was observed that positively charged polyethyleneimine-coated PLGA
nanoparticles had the potential to induce stronger and longer-lasting humoral and cellular immune responses, as they supported antigen escape from the
endosome, which led to cytoplasmic antigen transmission. (Gu et al., 2019)
SOME THERAPEUTIC TECHNOLOGIES
Therapeutic systems, which pave the way for the field of personalized treatment, focus on the development of biomaterials in accordance
with needs. (Chandrasekaran, Capozza, & Wong, 1978) Acute liver failure
occurs with symptoms of hepatocellular necrosis, inflammation, and increased oxidative stress. (Blackmore & Bernal, 2015) It was developed a
hybrid system consisting of versatile biomimetic copper oxide nanozymes
loaded PLGA nanofibers and decellularized extracellular matrix hydrogels for delivery of human adipose-derived mesenchymal stem/stromal
cells-derived hepatocyte-like cells for the treatment of acute liver failure. It
was reported that with this hybrid PLGA nanofiber structure, results were
observed that clear the accumulation of oxidative stress at the initial stage
of acute liver failure and reduce the accumulation of large pro-inflammatory cytokines, effectively preventing the deterioration of hepatocellular
necrosis. In addition, it was stated that the cytoprotection effect on the
transplanted hepatocyte-like cells of PLGA nanofibers was observed in
vivo conditions. (Jin et al., 2023)
Cancer cells sometimes need non-essential biomolecules for survival,
growth, and proliferation. (Schiliro & Firestein, 2021) Enzyme-based therapeutics are the ideal approaches for the inhibition of these biomolecules.
(Chandan et al., 2023) Silica-coated PLGA nanoparticles encapsulating
these enzymes were proposed for cancer therapy by Gustafson et al. They
reported that the ideal therapeutics were silica-coated PLGA nanoparticles
encapsulated with enzymes that supported the long-term and controlled
release to cancer cells under in vivo conditions. (Gustafson et al., 2023)
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GENE DELIVERY
Lipid micro and nanoparticles are popular with their easy production
methods, but they have stability problems due to their easy and quick aggregation. Whereas, hybrid nanoparticle formulations with lipid, PLGA-PEG
polymers were proposed as newly developed systems for transporting genetic materials. It was observed that when DNA and mRNA were loaded
into lipid-modified PLGA-PEG nanoparticles and examined in vitro and in
vivo, the genetic material was stored for at least 12 months at -20° C after
lyophilization without losing its transfection efficiency. In addition, it was
reported that this hybrid material offers improved transfection efficiency,
sustained gene release behavior, and excellent stability for gene therapy.
(Z. Li et al., 2022)
Not only PLGA but also block copolymers of PLGA are often used
for gene and drug carrier systems. (Adams, Lavasanifar, & Kwon, 2003;
Jeong, Kim, & Park, 2004) In a newly published study, amphiphilic 4-arm
star-shaped and linear polylactide-b-poly[(oligoethylene glycol)methylether acrylate] and PLGA-b- polylactide-b-poly[(oligoethylene glycol)
methylether acrylate] biodegradable block copolymers were synthesized
by ring-opening polymerization and radical polymerization. It was reported that micro and nanoparticles prepared using these polymers tended to
form spontaneously, and were new biomaterials with biocompatible and
biodegradable properties. (Oliveira et al., 2023)
CONCLUSION AND FUTURE OUTLOOK
With this review study, which aims to provide some new ideas for
PLGA micro nanoparticles for widespread application areas in the future, a
perspective on clinical treatments and future research areas was presented.
PLGA micro nanoparticles are currently being designed according to specific application areas and research is being intensified in the direction of
preparing hybrid formulations with other biomaterials. PLGA, an ossified
biomaterial for drug carrier systems, is now also participating in hybrid
formulations for gene therapy. The use of PLGA as an encapsulation material and stabilizer in vaccines based on genetic material, which came to the
fore with the COVID-19 pandemic, attracts attention. In addition, PLGA
is often preferred as a wound-healing biomaterial loaded with active substances in tissue engineering applications. In the new generation of hybrid
therapeutic systems, PLGA also appears in the role of increasing bioavailability. Considering the speed of PLGA-based research, it is inevitable
that PLGA micro-nanoparticles, nano-vaccines, regenerative biomaterials,
next-generation therapeutic systems, and drug/gene delivery systems will
become more effective and widespread in the next decade.
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BÖLÜM 9
CHAPTER 9
MYXOMYCETES OF THE GENUS
FULIGO HALLER (PHYSARALES,
MYXOMYCETES) IN TURKEY
Hasan AKGÜL1, Celal BAL2, Emre Cem ERASLAN3,
Mustafa SEVİNDİK4
1 Department of Biology, Faculty of Science, Akdeniz University, 07100,
Antalya, Turkey.
2 Oguzeli Vocational High School, Gaziantep University, 27900, Gaziantep,
Turkey.
3 Department of Food Processing, Bahçe Vocational School of Higher Education, Osmaniye Korkut Ata University, Osmaniye 80500, Turkey.
4 Department of Biology, Facult of Science and Literature, Osmaniye Korkut Ata University, 80500, Osmaniye, Turkey.
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Introduction
Myxomycetes are known as true slime molds, plasmodial slime molds
or Myxogastrea. Myxomycetes are multinuclear single-celled organisms
that can produce one or more spores (Stephenson & Stempen, 1994; Baba
and Sevindik, 2018; Sevindik et al., 2018). Myxogastrea species are abundant in cool, moist and shaded areas such as rotten tree trunks, branches,
alive or dead bark, decayed fruit or fruit scraps, decayed leaves and leaf
debris. Myxomycetes live in the environment by feeding on other microorganisms (bacteria, yeasts, fungus hyphae, blue-green bacteria and green
algae) (Farr, 1981; Sevindik and Akgül, 2019). Myxogastrea fruitbodies
could develop spontaneously in the nature. Furthermore, especially after
identification with the moist chamber technique, they could be detected
especially on plant surfaces (Härkönen & Ukkola, 2000). The number of
known Myxomycetes species is 1088 taxa globally (Lado, 2023). 309 taxa
were identified in Turkey (Baba and Sevindik, 2019; Baba and Atay, 2019;
Baba et al., 2018; Ocak and Konuk, 2018; Baba et al., 2019; Baba and
Sevindik, 2020a; Baba et al., 2020a; Baba et al., 2020b; Sesli et al., 2020;
Baba, 2021; Baba and Sevindik, 2021; Baba et al., 2021a; Baba et al.,
2021b; Baba et al., 2021c; Eroğlu, 2021; Baba and Sevindik, 2022a; Baba
and Sevindik, 2022b; Baysal and Eroğlu, 2022).
In Order Physarales: Fruiting bodies with granular or crystalline calcareous deposits on some of their structures, calcium in the peridium,
stalk, or capillitium. Columella present or absent. Capillitium always present, filamentous or tubular, sometimes provided with calcareous nodules.
Spores black, dark purple or purplish brown in mass, dark purple to purplish brown under the microscope. Plasmodium of the phaneroplasmodium type. The distinguishing characteristic of the Physarales is the presence
of lime (calcium carbonate) in some parts of the fruiting bodies, either in
stalk, peridium or capillitium.
Family Physaraceae: Fruiting bodies sessile or stalked, sporocarpic or
plasmodiocarpic, rarely aethalioid, with calcareous deposits in some parts
of their structure, without oil or wax. Peridium usually with granular calcareous deposits, the wall a thin membrane, usually with an outer layer of
minute roundish granules of lime. Stipe present or often absent, seldom
prolonged within the sporangium as a columella. Columella absent, rarely present, sometimes with a calcareous pseudocolumella. Capillitium a
network of hyaline tubules connecting calcareous nodes, sometimes with
branched threads or simple and unbranched peridial outgrowths. Consisting of slender tubules, which branch repeatedly in every direction and
anastomose to form an intricate network, the extremities attached on all
sides to the wall of the sporangium. The tubules more or less expanded
at the angles of the network and inclosing minute roundish granules of
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lime, these granules either aggregated into nodules with intervening empty
spaces or more rarely distributed throughout their entire length. Spores
globose, very rarely ellipsoidal, violaceous.
Material and methods
Two species are obtained by Baba and his friends were collected from
the natural environment or obtained in the laboratory using by moist chamber technique. Natural myxomycete samples were collected from natural
area. On different substrates, cortex, woods, barks, leaf, debris, organic
plants and animal material samples were transported to the laboratory in
small carton boxes. Furthermore, after the field studies, myxomycete fructifications were obtained from the moist chamber culture in laboratory. For
moist chamber culture; live or dead plant materials (forest floor litter, aerial
litter, wood and bark from living or dead trees) were obtained at a number
of localities. Moist chambers cultures consisted of disposable plastic petri
dishes lined with filter paper. The sample material in each dish was moistened with distilled water. After a period of approximately 24 -48 hours (in
summer 48 hours, in winter 24 hours), excess water in each dish was removed. Cultures were kept at room temperature (24ºC) in diffuse daylight
(Baba et al., 2021b). Examined with a stereomicroscope on a regular basis
for a period of up to two months in order to detect plasmodia or fruiting
bodies. When necessary, a small amount of water was added to each culture to maintain moist conditions. The moist chamber with the developing
myxomycete samples was allowed to dry and the myxomycetes were dried
for one week. Myxomycete plasmodia or fruiting bodies were noted and
recorded. Each time the cultures were checked. All fruiting bodies were
removed. Air-dried and glued in small pasteboard boxes for permanent
storage. The samples were photographed and identified.
The samples were identified under stereomicroscope and light microscopy. General structure, plasmodium type, fructification type, shape,
colour, macroscopic measurements, the presence or absence of lime or the
color and shape of the samples were examined with the stereomicroscope.
In light microscopy, the capillitium, spore, shape, color, size, ornamentation, branching shape, features was observed. Capillitium, pseudo-capillitium and columella or pseudo-columella, capillitium formation, shape
and size, condition of columella (free or attached) were examined with
light microscopy. Furthermore, the shape, color, size and ornamentation of
the spores were examined. For every species recognized, the most typical
specimens were used for providing descriptions. Species descriptions were
used to define the genus and to provide a dichotomous key to the species. Spore colors were obtained in 10% NH3 solution. The myxomycete
samples were identified based on a variety of digital and printed sources
(Nomen.eumycetozoa.com; Martin and Alexopoulos, 1969; Farr, 1976;
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. Hasan AKGÜL, Celal BAL, Emre Cem ERASLAN, Mustafa SEVİNDİK
1981; Thind, 1977; Martin et al., 1983; Stephenson and Stempen, 1994;
Ing, 1994; Neubert et al., 2000; Alexopoulos et al., 1996; Lado and Pando,
1997; de Haan et al., 2004; Stephenson and Rojas, 2017; Baba and Dogan,
2018; Baba and Er, 2018; Zümre et al., 2019). Samples were arranged as
fungarium material and kept in the Biology Department’s laboratory of
Hatay Mustafa Kemal University Hatay-Turkey. The list below includes
the recorded myxomycetes, arranged alphabetically, taxonomic treatment
includes a key to species, generic and specific descriptions, photos, habitat
data and comments.
Results and discussion
Eukaryota
Protista
Mycetozoa
Myxomycetes
Physarales
Physaraceae
Genus Fuligo Haller, Hist. stirp. Helv. 3:110 (1768)
Synonyms:
Lignydium Link, Ges. Naturf. Freunde Berlin Mag. Neuesten Entdeck. Gesammten Naturk. 3(1):24 (1809)
Aethalium Link, Ges. Naturf. Freunde Berlin Mag. Neuesten Entdeck.
Gesammten Naturk. 3(1):24 (1809)
Aethaliopsis Zopf, in Schenk, Handb. Bot. 3(2):149 (1885)
Erionema Penz., Myxomyc. Fl. Buitenzorg 36 (1898)
Fuligo subg. Erionema (Penz.) Y. Yamam.,
Description; Fructification aethalioid, occasionally subplasmodiocarpous, consisting of interwoven and poorly defined tubes. Sporotheca
elongate, branched, and interwoven, combined to form a pulvinate aethalium, outer portion sterile, barren and forming a fragile cortex, charged with
deposits of lime granules and without spores sometimes nearly lacking.
Basal layer a membranous hypothallus, the intermediate portion containing spores, capillitium, and limy walls derived from the plasmodial tubes.
Lime present on the peridium and in the capillitum, of rounded granules.
Columella none. Capillitium a network of limeless tubules with connected
calcareous nodes at many or all the junctions, hyaline, tubular threads connecting the lime-knots, forming a net-work of irregular meshes, more or
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less expanded at the angles, the tubules containing in greater or less abundance irregular nodules of lime, often rather scanty. Spores dark in mass.
Spores globose or sometimes ellipsoidal, violaceous.
Comments: Fuligo, genus of true slime molds (class Myxomycetes)
whose large fruiting body (compound sporangia), 5 centimetres or more
long and about half as wide, occur commonly on decaying wood. The component sporangia branching and anastomosing in every direction, complicate and grown together consisting of interwoven and poorly defined
tubes each with a calcareous. The sporangia, on bursting, release fine black
spores. Fuligo septica, the best-known species, is also called “flowers of
tan,” from the frequent appearance of its yellow fruiting body in tan bark
bits used for tanning hides. According to the literature only 10 species are
recognized all over the World (Lado, 2005-2023).
Distribution: 10 species are recognized all over the world, Fuligo
aurea (Penz.) Y. Yamam., Fuligo cinerea (Schwein.) Morgan, Fuligo intermedia T. Macbr., Fuligo laevis Pers., Fuligo leviderma H. Neubert,
Nowotny & K. Baumann, Fuligo licentii Buchet, Fuligo luteonitens L.G.
Krieglst. & Nowotny., Fuligo megaspora Sturgis, Fuligo muscorum Alb.
& Schwein., Fuligo septica (L.) F.H. Wigg.
Turkey: 2 species of them are recorded in Turkey, Fuligo cinerea
(Schwein.) Morgan and Fuligo septica (L.) F.H. Wigg.
Key to the species of Fuligo in Turkey
1. Spores larger than 10 μm, spherical or ellipsoid
2
1’. Spores 6-9 µm in diameter, fructification aethalioid, aethalium usually yellow, sometimes white, greyish, pale rose to lemon-yellow, violet;
lime nodes small, fusiform, the aethalial wall with an irreular, foam-like
surface ….……………………………………..…... Fuligo septica
2. Fructification from aethalioid to subplasmodiocarps in small groups,
pulvinate, hypothallus developed, membranous, cream or whitish, cortex
thick, lime nodes connected by hyaline threads, lime nodes large, angular
or irregular in shape, spores from spherical to ellipsoid, spinulose, spinules
often connected by narrow ridges into a broken reticulum, 13-14 μm …….
...................................................................................Fuligo cinerea
Description and other information about the Fuligo species detected in
Turkey is given below;
1. Fuligo cinerea (Schwein.) Morgan, J. Cincinnati Soc. Nat. Hist.
19(1):33 (1896)
Synonyms: Enteridium cinereum Schwein.,
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Lachnobolus cinereus Schwein.,
Badhamia coadnata Rostaf.,
Physarum ellipsosporum Rostaf.,
Fuligo ellipsospora (Rostaf.) Lister,
Lignydium ellipsosporum (Rostaf.) Kuntze,
Aethaliopsis stercoriformis Zopf,
Fuligo stercoriformis (Zopf) Racib.,
Description; Aethalia often in small groups, slightly oblate, flat, low
pulvinate or irregular, bent brain-like and coalescing into an aethalium of
irregular shape, sessile on a broad base, pale grey or white, 0.5-6 cm across
and up to 0.5 cm thick, cortex brittle and crumbling irregularly, smooth or
rough, rarely absent. Sporangia variously contracted and grown together,
forming a dense reticulum. Hypothallus membranous, often consisting of
several perforated layers, encrusted with white lime, often protruding outside the aethalium. Peridium persistent, white to pale lilac, fragmented and
impregnated with white lime; component tubules, as far as recognisable,
confluent. Capillitium tubules colourless, connected at each end to peridium, branched or unbranched and sometimes forming a net, with a variable
number of large or small fusiform or irregular, lime nodes containing white
lime, the nodes sometimes merged into a pseudocolumella in the middle
of the tubes. Spore-mass black. Spores rather dark purple-brown, mostly
oval, (10-)13-14(-15) µm diam., verruculose (rarely spinulose), some having a paler area, slightly elliptical, these often united by narrow ridges into
a broken reticulum. Plasmodium translucent white.
Comments: Fuligo cinerea sporocarps aethalium to subplasmodiocarps, usually in small groups, scattered to very gregarious, usually slender and protruding, sometimes elongated to pulvinate. Peridium rind, hard,
usually smooth and thick, but sometimes underdeveloped or more or less
curved gray or beige. The capillitium consists of interconnected hyaline filaments and white, large, irregular nodules that sometimes form a pseudocolumella.
Distribution: Czech Republic, Finland, Papua New Guinea, Peru,
Taiwan, USA,
Turkey: Ocak, 2015; Baba and Atay, 2019.
Fen Bilimleri & Matematikte Güncel Araştırmalar - Haziran 2023
Figüre 1. Fuligo cinerea sporocarp, capillitium and spores
2. Fuligo septica (L.) F.H. Wigg., Prim. fl. holsat. 112 (1780)
Synonyms: Mucor septicus L.,
Reticularia septica (L.) With.,
Fuligo septica (L.) J.F. Gmel.,
Aethalium septicum (L.) Fr.,
Mucor mucilago Scop.,
Mucor ovatus Schaeff.,
Reticularia ovata (Schaeff.) With.,
Fuligo ovata (Schaeff.) T. Macbr.,
Reticularia lutea Bull.,
Reticularia hortensis Bull.,
Fuligo hortensis (Bull.) Duby,
Aethalium rufum (Pers.) Wallr.,
Aethalium rufum (Pers.) Alexandrovicz,
Fuligo flava Pers.,
Aethalium flavum (Pers.) Link,
Aethalium septicum var. flavum (Pers.) Fr.,
Fuligo septica var. flava (Pers.) Lázaro Ibiza,
Fuligo septica f. flava (Pers.) Y. Yamam.,
Fuligo rufa Pers.,
Reticularia rufa (Pers.) Schwein.,
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Aethalium septicum var. rufum (Pers.) Fr.,
Fuligo septica var. rufa (Pers.) Lázaro Ibiza,
Fuligo septica f. rufa (Pers.) Y. Yamam.,
Fuligo vaporaria Pers.,
Reticularia vaporaria (Pers.) Chevall.,
Aethalium vaporarium (Pers.) Becker,
Aethalium septicum var. vaporarium (Pers.) Rabenh.,
Fuligo septica var. vaporaria (Pers.) Lázaro Ibiza,
Fuligo candida Pers.,
Aethalium candidum (Pers.) Schltdl.,
Fuligo septica var. candida (Pers.) R.E. Fr.,
Fuligo septica f. candida (Pers.) Meyl.,
Fuligo pallida Pers.,
Reticularia cerea Sowerby,
Fuligo carnea Schumach.,
Fuligo flavescens Schumach.,
Reticularia carnea (Schumach.) Fr.,
Fuligo cerebrina Brond.,
Fuligo varians Sommerf.,
Aethalium septicum var. cinnamomeum Fr.,
Aethalium ferrincola Schwein.,
Licea lindheimeri Berk.,
Tubulina lindheimeri (Berk.) Massee,
Tubifera lindheimeri (Berk.) E. Sheld.,
Fuligo varians f. ecorticata Rostaf.,
Fuligo varians var. ecorticata (Rostaf.) Cooke,
Fuligo tatrica Racib.,
Fuligo candida Jahn,
Fuligo septica var. cinnamomea R.E. Fr.,
Fuligo septica f. corticata Meyl.,
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Fuligo septica var. rosea Nann.-Bremek.,
Fuligo candida f. persicina Y. Yamam.,
Fuligo septica var. lapislazulicolor H.Marx & A. Kuhnt,
Description: Fructifications aethaloid, aethalia small or large, irregular, pulvinate, subplasmodiocarpous, 2-13 cm long and 0.5-3 cm thick
(Aethalia can be much larger). Peridium inside the aethalia white or colourless, grayish white, black when moist, often encrusted with globular
lime and in that case brittle, usually fragmentary, sometimes the tubes in
places with small spaces between them. Cortex thick, calcareous, fragile,
dehiscence irregular, lemon-yellow, pale yellow green-yellow or ochraceous, spongy, brittle, rough on the outside and fragile, crumbling away.
Hypothallus membranous, often consisting of several perforated layers,
white and containing a little coloured lime, usually protruding somewhat
outside the aethalium. Capillitium colourless, pale yellow lime connected
by hyaline threads, hyaline with yellow nodes, nodes large, abundant or
sparse, tubules with many or few anastomoses, if abundant then protruding
elastically, the tubules with few or many small fusiform or branched white
lime nodes, internodes small hyaline, non calcareous. Spore-mass black,
dark brown. Spores pale lilac-grey or lilac- brown, violaceous brown, almost spherical, globose, 7-10 µm diam., minutely spiny, minutely spinulose, verruculose. Plasmodium yellow.
Comments: Very variable species that some authors, depending on
colour of capillitium, consider varieties or different species. Pulvinated
aethalium, yellow, 3mm to 5mm high and 20mm to 45mm thick; calcium-encrusted cortex, yellow; hypothallus white, well developed, irregular,
membranous, calcareous; abundant capillitium, hyaline filaments, calcareous nodules irregular, yellow; spore blackish-brown; spore globose, with
tiny warts, pale brown under light transmitted.
Distribution: Czech Republic, Finland, Papua New Guinea, Peru,
Taiwan, USA
Turkey: Ergül and Gücin, 1994; Ergül and Dülger, 2000d, 2002c;
Ergül et al., 2005a, 2005b; Ocak and Hasenekoğlu, 2005; Oran et al., 2006;
Yağız and Afyon, 2007b; Baba and Tamer, 2008a; Ergül and Akgül, 2011;
Eroğlu and Kaşık, 2013a; Ocak, 2015; Baba, 2017; Baba and Doğan, 2018;
Baba and Atay, 2019; Baba et al., 2020; Baba et al., 2021b.
150
. Hasan AKGÜL, Celal BAL, Emre Cem ERASLAN, Mustafa SEVİNDİK
Figüre 2. Fuligo septica sporocarps, capillitium and spores
Conclusion
With this study 2 species of Fuligo genus recorded from Turkey. Fuligo cinerea (Schwein.) Morgan and F. septica (L.) F.H. Wigg. F. septica
has proven to be the most common species of this genus in Turkey, Fuligo
cinerea is less common from Turkey.
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BÖLÜM 10
CHAPTER 10
PROBABILITY OF RUIN: A SIMULATION
STUDY ON DIFFERENT RUIN
SCENARIOS
Demet SEZER1, Fahreddin KALKAN2,
İsmail Hakkı KINALIOĞLU3, İsmail KINACI4
1 Asst. Prof. Dr., Department of Actuarial Sciences, Faculty of Science,
Selcuk University, Konya, Türkiye. ORCID ID: 0000-0002-0680-948X
2 Res. Asst., Department of Actuarial Sciences, Faculty of Science, Selcuk
University, Konya, Türkiye.ORCID ID: 0000-0002-1175-5359
3 Asst. Prof. Dr., Department of Actuarial Sciences, Faculty of Science,
Selcuk University, Konya, Türkiye. ORCID ID: 0000-0001-7445-3510
4 Prof. Dr., Department of Actuarial Sciences, Faculty of Science, Selcuk
University, Konya, Türkiye.ORCID ID: 0000-0002-0992-4133
156
. Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU, İsmail KINAC
1. INTRODUCTION
The probability of ruin is a value that insurance companies wonder
about, and it is also very meaningful in determining premium strategies. Of
course, for the ruin probability to be meaningful, the claim frequency and
size must be modeled correctly, which are components of the risk process.
While discrete distributions are used for claim frequency, continuous distributions are generally used for claim size, but discrete distributions can
also be used. The reason for using discrete distribution instead of continuous distribution for claim size is the difficulty of obtaining the aggregate
claim size distribution.
2. CLAIM SIZE DISTRIBUTIONS
In actuarial studies, probability distributions are often used when evaluating the probabilities of future events. These distributions are used to
describe the probability of a particular event and the extent of risk. Some
important distributions for claim size in insurance are Pareto, lognormal
and Weibull distributions. These distributions are frequently preferred for
modeling claim size due to their flexibility and long tail characteristics.
While flexibility provides the ability to model loss sizes with different
characteristics, long tailing enables insurance companies to determine a
cautious premium policy against the risks that will arise. Here, some distributional properties are mentioned about them.
2.1. Lognormal Distribution
The lognormal distribution is a probability distribution that is frequently used in many actuarial areas such as cost projections, premium estimations, and modeling of investment returns. The lognormal distribution
is useful for modeling values greater than zero. Lognormal distribution
is frequently used especially in financial markets and insurance premium
estimations. The lognormal distribution represents situations where the
natural logarithm of a variable is normally distributed. Thanks to this feature, it allows the use of statistical methods based on normal distribution.
The lognormal distribution does not have a symmetrical structure like the
normal distribution. This reflects the fact that most financial data sets are
unsymmetrical and skewed to the right. It is important to consider this unsymmetrical structure in actuarial analysis. These features of the lognormal
distribution make it easy to assess risk and uncertainty in actuarial analysis
and to predict the probabilities of future events. Actuaries can make reliable estimates in many areas such as insurance premiums, risk reserves and
future cost projections using the lognormal distribution.
The probability density function, expected value and variance for a
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lognormal random variable X with parameters µ ∈ R and σ > 0 are given respectively in Equations (1)-(3):
( log x − µ )2
1
f ( x µ ,σ ) =
exp −
, x > 0
2
2
σ
2πσ x
(1)
σ2
=
E
( X ) exp µ +
2
(2)
(
)
V (X ) =
exp {2 µ + σ 2 } exp {σ 2 } − 1
(3)
2.2. Pareto Distribution
The Pareto distribution, like the lognormal distribution, is a frequently
used probability distribution in the actuarial field. The importance of the
Pareto distribution can be explained in the following ways: The Pareto
distribution is useful for modeling extreme events. It is important to analyze risks that are rare in actuarial studies but have major implications. For
example, the Pareto distribution can be used to understand the effects of
a major natural disaster on insurance companies. The Pareto distribution
has a long-tailed distribution structure. This indicates that there are rare
events queuing towards higher values. In actuarial analysis, such extreme
events and tail risk are important considerations in calculating risk reserves, determining insurance premiums, and capital adequacy analysis. The
Pareto distribution is used when modeling rare values with large effects.
For example, the Pareto distribution may be a suitable choice when modeling the wealth distribution or the costs of major accidents. In actuarial
studies, it is important to estimate the parameter values that best fit the data
and to analyze using an appropriate Pareto distribution. The probability
density function, expected value and variance for a Pareto random variable
X with parameters α > 0 and β > 0 are respectively given in Equations
(4)-(6):
=
f (x α, β )
=
E(X )
αβ α
( β + x)
β
α −1
α +1
, α >1
, x>0
(4)
(5)
158
. Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU, İsmail KINAC
=
V (X )
αβ 2
,α >2
2
(α − 1) (α − 2 )
(6)
2.3. Weibull Distribution
In the actuarial field, the Weibull distribution plays an important role
in the risk assessment and risk analysis processes. In many actuarial applications, the Weibull distribution is used to provide information about the
time it takes for an expected event to occur or the probability of a particular event. It is an important tool in risk management processes and affects
issues such as insurance premium determination, reserve estimates and capital adequacy analyses. The Weibull distribution can also be used in life
analysis and in the creation of life tables. The probability density function,
expected value and variance for a Weibull random variable X with parameters k > 0 and θ > 0 are respectively as in Equations (7)-(9):
k −1
x k
kx
f ( x k , θ=
) θ θ exp − θ , x > 0
1
E ( X ) =θ Γ 1 +
k
2
1
V ( X=
) θ 2 Γ 1 + − Γ 2 1 +
k
k
(7)
(8)
(9)
3. INSURANCE RISK and RUIN
Insurance risk and ruin are important concepts in the insurance industry. Insurance risk refers to the risk undertaken by insurance companies. Insurance companies assume a certain risk in exchange for premiums
paid by policyholders. This risk refers to the amount that the insurance
company must pay in case of events covered by insurance policies. Insurance risk includes the financial consequences of unexpected events
such as natural disasters, accidents, health problems. Insurance companies
correctly determine premiums for risk management and resort to methods
such as reinsurance when necessary. Ruin means that a company is unable
to meet its financial obligations. Insurance companies may also face the
risk of ruin. Ruin of insurance companies can cause significant financial
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problems for policyholders and other interested parties. In case of ruin, the
insurance company cannot pay the indemnities specified in the contracts
to the policy holders and the coverage of the insured risks is disrupted. In
this case, insurance regulators and other relevant organizations take various measures to ensure the protection of policyholders in the event of ruin.
Factors such as risk management, capital adequacy, reserve estimates,
reinsurance are very important in minimizing the risk of ruin of insurance companies and protecting policyholders. Insurance companies analyze
risks, monitor their financial soundness and aim to reduce the risk of ruin
by taking appropriate action. In addition, insurance regulatory authorities
evaluate the financial soundness of insurance companies and make the necessary regulations.
The first general ideas and mathematical conslusions about the probability of ruin were presented by Lundberg (1903, 1926) and Cramer
(1930). Risk (or ruin, or surplus) process in insurance is defined as in Equation (10):
Nt
(10)
U t =u + c t − ∑ X i , t > 0
i =1
where, t ∈ N denotes the periods, N t is the number of claims until
time t, X i is the i th claim size, c is premium rate or obtained premium
for a unit time period and u is the initial capital or capital at time t = 0
(for more details, see: Dickson (1996), Mikosch (2009), Sundt (1993), Tse
(2009)).
The random variables defined as in Equations (11)-(14),
=
T1 inf {t : U t < 0, t ≤ t0 }
T2
inf {t : U t − m +1 , U t − m + 2 , , U t < 0, t ≤ t0 }
{
=
T3 inf t : ∑ I ( −∞ ,0) (U i ) ≥ m, t ≤ t0
T4
(11)
t
i =1
}
t
inf t : ∑ I ( −∞ ,0) (U i ) ≥ 2, t ≤ t0
i =(t −δ )+1
(12)
(13)
(14)
denote the ruin times for four ruin scenarios when the initial surplus is
u . At the first scenario, the ruin occurs at the first negative surplus, at the
second scenario, the ruin occurs at the m th consequtive negative surplus,
at the third scenario, the ruin occurs at the m th negative surplus, at the last
160
. Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU, İsmail KINAC
scenario, the ruin occurs when the period between two consequtive negative surplus is less than δ ∈ N . Then the finite time ruin probability for any
scenario can be expressed in terms of Ti , i = 1, 2,3, 4 as in Equation (15),
ψ ( u=
, t0 ) P (Ti < t 0 ) .
(15)
Calculating the probability of ruin of insurance companies can be difficult because the insurance industry is complex and many variables interact. Factors such as uncertainties, long- term liabilities, reinsurance effect,
financial market conditions, regulation and auditing make the calculation
of the ruin probability a complex process. In addition, the probability of
ruin based on the ruin process given in Equation (10) cannot be obtained
analytically, depending on the distributions of random variables N t and
X.
4. SIMULATIONS FOR RUIN PROBABILITY
In this study, simulation study is performed to investigate how effect ruin scenarios to ruin probability. We consider two mean claim sizes
(mcs) such as 5 and 10, three distributions such as Pareto, Lognormal and
Weibull as claim size distribution and homogeneous Poisson process as
claim count process. The Monte Carlo simulation results for four different
ruin scenarios are presented via plots given in Figures (1)-(12). In simulations, the parameters β , α and θ in the claim size distributions Pareto
(α = 4, β ) , lognormal ( µ = 1, σ ) and Weibull (k = 0.7, θ ) are chosen to
be 5 and 10 on mean. Expected premium principle with loading factor
g = 0, 0.1, 0.2 is used to determine c=
cess in Equation (10).
(1 + g )( mcs ) λ
for the risk pro-
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Figure 1. Ruin probabilities according to
. 161
λ for Pareto distribution with mean 5
Figure 2. Ruin probabilities according to λ for lognormal distribution with
mean 5
162
. Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU, İsmail KINAC
Figure 3. Ruin probabilities according to
5
λ for Weibull distribution with mean
Figure 4. Ruin probabilities according to
u
for Pareto distribution with mean 5
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. 163
Figure 5. Ruin probabilities according to u for lognormal distribution with
mean 5
Figure 6. Ruin probabilities according to
u
for Weibull distribution with mean 5
164
. Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU, İsmail KINAC
Figure 7. Ruin probabilities according to
10
λ for Pareto distribution with mean
Figure 8. Ruin probabilities according to λ for lognormal distribution with
mean 10
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Figure 9. Ruin probabilities according to
10
. 165
λ for Weibull distribution with mean
Figure 10. Ruin probabilities according to
10
u
for Pareto distribution with mean
166
. Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU, İsmail KINAC
Figure 11. Ruin probabilities according to u for lognormal distribution with
mean 10
Figure 12. Ruin probabilities according to
10
u
for Weibull distribution with mean
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. 167
5. CONCLUSION
One can see from the plots above for Pareto, lognormal and Weibull
distributions that:
• when the premium loading increases from 0 to 0.2, the ruin probabilities are slightly but not much reduce.
• the minimum ruin probability is belong to ruin scenario based on
δ − shock with δ = 3 .
• when the parameter λ in Poisson claim count process increases, the
ruin probabilities slightly but not much increase.
• when the initial capital u increases, the ruin probabilities reduce.
168
. Demet SEZER, Fahreddin KALKAN, İsmail Hakkı KINALIOĞLU, İsmail KINAC
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6) Sundt, B. (1993), An Introduction to Non-life Insurance Mathematics, VVW.
7) Tse Y. K. (2009), Nonlife Actuarial Models: Theory, Methods and Evaluation.
International Series on Actuarial Science, 1st edition. Cambridge University Press.
BÖLÜM 11
CHAPTER 11
A STUDY OF THE GENUS OLIGONEMA
ROSTAF. (TRICHIALES, MYXOMYCETES)
IN TURKEY
Hayri BABA1, Hasan AKGÜL2
1 Department of Biology, Faculty of Science and Art, Hatay Mustafa Kemal
University, Hatay 31060, Turkey. hayribaba_68@hotmail.com
2 Department of Biology, Faculty of Science, Akdeniz University, Antalya
07058, Turkey.
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. Hayri BABA, Hasan AKGÜL
Introduction
Myxomycetes are known as true slime molds, plasmodial slime molds
or Myxogastrea. Myxomycetes are multinuclear single-celled organisms
that can produce one or more spores (Stephenson & Stempen, 1994). Myxogastrea species are abundant in cool, moist and shaded areas such as rotten tree trunks, branches, alive or dead bark, decayed fruit or fruit scraps,
decayed leaves and leaf debris. Myxomycetes live in the environment by
feeding on other microorganisms (bacteria, yeasts, fungus hyphae, bluegreen bacteria and green algae) (Farr, 1981; Baba and Sevindik, 2018).
Myxogastrea fruitbodies could develop spontaneously in the nature. Furthermore, especially after identification with the moist chamber technique,
they could be detected especially on plant surfaces (Härkönen & Ukkola,
2000). The number of known Myxomycetes species is 1088 taxa globally
(Lado, 2023). 309 taxa were identified in Turkey (Sevindik et al., 2018;
Baba and Sevindik, 2019; Baba and Atay, 2019; Baba et al., 2019; Sevindik and Akgul, 2019; Baba and Sevindik, 2020a; Baba et al., 2020a; Baba et
al., 2020b; Baba, 2021; Baba and Sevindik, 2021; Baba et al., 2021a; Baba
et al., 2021b; Baba et al., 2021c; Baba and Sevindik, 2022a, Baba and Sevindik, 2022b, Baysal and Eroğlu, 2022; Eroğlu, 2021; Ocak and Konuk,
2018; Sesli et al., 2020).
In Trichiales order; Stipitate or sessile sporophores, greater than 500
μm in total height, with ornate capillitium and without columella. Peridium
persistent, at least at the base of the sporotheca. Capillitium generally ornamented with warts, spines, teeth, semi-rings, rings or spirals. Trichiaceae
family has tubular capillitium, ornamented with spiral bands, elateriform.
Oligonema genus has tubuler capillitium with well-defined spiral bands
(with very vague bands, almost smooth tubules, and with warts or rings in.
The genus Oligonema was published in 1875 by Rostafinski. It belongs to the family Trichiaceae of the Order Trichiales. Rostafinski distinguished the new taxon from the Trichia and Perichaena genera by the
differences in capillitium ornamentation, as well as peridium and sporocarp characteristics. Recently, based on the analyses of two genes (SSU
rRNA, elongation factor 1-alpha), Fiore-Donno et al. (2013) proposed
that members of this taxon such as O. schweinitzii may in fact be aberrant
forms of Trichia and suggested further studies to clarify their distinction at
the genus level (Cavalcanti et al., 2015). Capillitial tubules simple or little
branched, not matted, sometimes smooth or with warts or rings between
the whorls. According to the literature only 11 species are recognized all
over the World (Lado, 2023), Oligonema affine (de Bary) García-Cunch.,
J.C. Zamora & Lado, O. aurantium Nann.-Bremek., O. dancoii Aramb. &
Spinedi, O. favogineum (Batsch) García-Cunch., J.C. Zamora & Lado, O.
flavidum (Peck) Peck, O. fulvum Morgan, O. intermedium Haan, O. oe-
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donema Yu Li, Shuang L. Chen & H.Z. Li, O. persimile (P. Karst.) GarcíaCunch., J.C. Zamora & Lado, O. schweinitzii (Berk.) G.W. Martin, O. verrucosum (Berk.) García-Cunch., J.C. Zamora & Lado. 6 species of them
are recorded in Turkey, Oligonema affine, O. favogineum, O flavidum, O.
persimile, O schweinitzii and O. verrucosum.
Material and methods
Detailed information on Oligonema species that were not collected
by us were taken from the articles of the researchers (Härkönen, 1988;
Ergül and Dülger, 2000d; Ergül and Dülger, 2002c; Ocak and Hasnekoğlu
2003b; Ergül et al., 2005a; Ocak and Hasenekoğlu, 2005; Yağız and Afyon,
2005; Oran et al., 2006; Ergül and Akgül, 2011; Eroğlu and Kaşık, 2013a;
Ocak, 2015). Species obtained by Baba and his friends were collected from
the natural environment or obtained in the laboratory using by moist chamber technique (Baba and Tamer, 2008a; Baba et al., 2013; Baba et al., 2015;
Baba et al., 2016; Baba and Arslan, 2017b; Baba and Doğan, 2018; Baba et
al., 2018; Zümre et al., 2019).
Natural myxomycete samples were collected from natural area. On
different substrates, cortex, woods, barks, leaf, debris, organic plants and
animal material samples were transported to the laboratory in small carton boxes. Furthermore, after the field studies, myxomycete fructifications
were obtained from the moist chamber culture in laboratory. For moist
chamber culture; live or dead plant materials (forest floor litter, aerial litter, wood and bark from living or dead trees) were obtained at a number
of localities. Moist chambers cultures consisted of disposable plastic petri
dishes lined with filter paper. The sample material in each dish was moistened with distilled water. After a period of approximately 24 -48 hours (in
summer 48 hours, in winter 24 hours), excess water in each dish was removed. Cultures were kept at room temperature (24ºC) in diffuse daylight
(Baba et al., 2021b). Examined with a stereomicroscope on a regular basis
for a period of up to two months in order to detect plasmodia or fruiting
bodies. When necessary, a small amount of water was added to each culture to maintain moist conditions. The moist chamber with the developing
myxomycete samples was allowed to dry and the myxomycetes were dried
for one week. Myxomycete plasmodia or fruiting bodies were noted and
recorded. Each time the cultures were checked. All fruiting bodies were
removed. Air-dried and glued in small pasteboard boxes for permanent
storage. The samples were photographed and identified.
The samples were identified under stereomicroscope and light microscopy. General structure, plasmodium type, fructification type, shape,
colour, macroscopic measurements, the presence or absence of lime or the
color and shape of the samples were examined with the stereomicroscope.
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. Hayri BABA, Hasan AKGÜL
In light microscopy, the capillitium, spore, shape, color, size, ornamentation, branching shape, features was observed. Capillitium, pseudo-capillitium and columella or pseudo-columella, capillitium formation, shape
and size, condition of columella (free or attached) were examined with
light microscopy. Furthermore, the shape, color, size and ornamentation of
the spores were examined. For every species recognized, the most typical
specimens were used for providing descriptions. Species descriptions were
used to define the genus and to provide a dichotomous key to the species.
Spore colors were obtained in 10% NH3 solution (de Haan et al., 2004).
The myxomycete samples were identified based on a variety of digital
and printed sources (Nomen.eumycetozoa.com; Martin and Alexopoulos,
1969; Farr, 1976; 1981; Thind, 1977; Martin et al., 1983; Stephenson and
Stempen, 1994; Ing, 1994; Neubert et al., 1995; 2000; Alexopoulos et al.,
1996; Lado and Pando, 1997; de Haan et al., 2004; Stephenson and Rojas, 2017). Samples were arranged as fungarium material and kept in the
Biology Department’s laboratory of Hatay Mustafa Kemal University Hatay-Turkey. The list below includes the recorded myxomycetes, arranged
alphabetically, taxonomic treatment includes a key to species, generic and
specific descriptions, photos, habitat data and comments.
Results and discussion
Eukaryota
Protista
Mycetozoa
Myxomycetes
Trichiida
Trichiaceae
Genus Oligonema Rostaf. Sluzowce monogr. 291 (1875);
Description; Fructification: sporangiate, the sporangia densely crowded, scattered or in close clusters. They tend to develop in loose to dense
colonies, sometimes in combination with some solitary sporocarps. The
colour is always yellow to orange with or without green to brown hues.
Sporotheca: subglobose, more or less irregular, sessile or stipitate, never
with cell-like bodies in the stalk. Peridium: sometimes single or double,
with granular outermost layer, membranous internal layer, infrequently
simple, membranous, bright, with irregular dehiscence. The peridium is
a yellowish, smooth and shining, the wall thin, transparent membranous,
sometimes iridescent and often with small warts or papillae on the inner
side. Capillitium: of short or long, simple or branched yellow elaters, nearly smooth or obscurely sculptured with spirals and sometimes with spines,
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papillae, warts or rings or faint spiral bands. These spirals are never as well
developed and regular as in many species of the genus Trichia Haller. Capillitium is elastic; hollow filaments, simple or branched, smooth or slightly
wrinkled. The elaters can have one branch, their extremities are mostly
round, blunt and clavate, with one or two spines, sometimes with a ringshaped enlargement at the base of the apex. Spore mass are viewed in yellow, orange or reddish-brown, yellow by transmitted light. The spores are
yellow to orange, their shape is globose or subglobose, globose to irregularly elliptical; they are ornamented with warts or a reticulate. verrucose,
spiny or with reticulate bands that are sometimes incomplete.
Comments: The species of the genus Oligonema seem to have the
same preferences as to their habitat. They are found in very moist environments. Most collections were made in the summer and autumn. The
species of this genus are usually very easy to distinguish from the other
species in the family Trichiaceae (Order Trichiales). Their mostly smaller
fructifications are sessile sporocarps and in some cases short plasmodiocarps, grouped to overlapping in dense groups, occasionally scattered (de
Haan et al., 2004).
Distribution: 11 species are recognized all over the world, Oligonema affine, O. aurantium O. dancoii, O. favogineum, O. flavidum, O. fulvum, O. intermedium, O. oedonema, O. persimile, O. schweinitzii O. verrucosum.
Turkey: 6 species of them are recorded in Turkey, Oligonema affine,
O. favogineum, O flavidum, O. persimile, O schweinitzii and O. verrucosum.
Key to the species of Oligonema Rost. in Turkey
1. Sporophore sessile
…………………………………….…..
2
1. Sporophore stalked, Stalk longitudinally grooved, 0.8–1.2 mm yellow, reddish brown Elaters with short tapered ends. Spores coarsely reticulate, bands of reticulation pitted, 12-16 μm diam …………..O verrucosum
2. Elaters has clearly visible spiral bands ….................………… 3
2. Elaters almost invisible spirals, ….………........….0. schweinitzii
3. Sporocarps subglobose, globose, obovoid…………….……… 4
3. Sporocarps higher than wide, clustered in one layer, in close groups
but not superimposed, 0.2 - 0.5 mm wide and 0.4 - 1.0 mm high..................
...................................................................................................O. flavidum
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4. Spores with a wide-meshed net-ornamentation, the meshes themselves formed by rows of fine meshes, ………………….…………………
…………..........................................................................….....………….5
4. Spores net-ornamentation mostly rather complete, ocasionally with meshes formed from simple ridges bright yellow. Elaters
with smooth sparal bands or with only few small spines…………
.........................................................………..................…….…..O. affine
5.
Sporocarps
±
spherical.
Elaters
4-6
µm
bro
ad……….........................………………………...................………….6
5. Sporocarps higher than wide. Elaters 6-8 µm broad, smooth.
Spores coarsely reticulate, bands of reticulation pitted, 12-15 μm diam
……………………….. O. favogineum
6. Elaters with spinulose spiral bands. Spores ochraceous, net-ornamentation often irregular, occasionally with broad groups of small meshes
Spore-bands pitted .................................................................O. persimile
Description and other information about the Oligonema species detected in Turkey is given below in alphabetical order;
1. Oligonema affine (de Bary) García-Cunch., J.C.Zamora & Lado,
in García-Cunchillos, Zamora, Ryberg & Lado, Mol. Phylogenet. Evol.
177:107609, 15 (2022).
Synonyms: Trichia affinis de Bary
Hemitrichia helvetica Meyl.
Description; Sporophores: obovoid to oblong, subglobose to globose sessile, rarely short plasmodiocarp. Plasmodiocarps, crowded on a
common hypothallus, 0.8-1 mm diam in height, 0.4-0.5 mm in diameter,
shining lemon-yellow to golden-yellow (Figure 1). Hypothallus: confluent,
membranous. Peridium: thin, membranous, shining, marked with irregular
stripes, brittle, persistent at the base and with irregular dehiscence. Capillitium: of golden-yellow or lemon-yellow elaters, elastic tubular elaters,
4-6 µm diam., marked with 4-5 spiral bands, most of them broken and
revealing the abundant bright yellow capillitium usually spinulose, rarely
smooth, sometimes with longitudinal striae, with short, pointed free ends
of 5–10 µm in length. Spore mass: lemon-yellow. Spores: very pale yellow, 11-15 µm diam, ornamented with a broad, irregular and sometimes
fragmented reticulum, coarsely banded-reticulate with 3-5 meshes to the
hemisphere. The broad bands are up to 1 µm in height, which themselves
are formed by a reticulum with numerous little holes. Plasmodium: white.
Comments: This species is characterized by sessile yellowish sporocarps. The capillitium is composed of narrow elaters. Spore ornamentation
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has a net of variable morphology. The reticulum consists of wide discontinuous bands which form a broken mesh. The bands also are composed of
a reticulum with smaller meshes. The diameter of the capillitium is a good
character to separate O. favogineum (8–10 µm diam.) from O. affine and
O. persimile (4–6 µm diam.). Without this additional diagnostic character
the separation of these latter two species can be difficult. For O. affine, the
presence of a capillitium with smooth or with small spines, spiral bands
and spores with a broken reticulum is characteristic, while for O. persimile, the presence of a capillitium with spiny spiral bands, and spores with a
reticulum in the form of islets or patches of reticulum are typical. Also O.
affine differs from O. favogineum in that the latter does not have globose
sporocarps, they are cylindrical and the spores are larger (13–15 µm diam.
(Moreno et al., 2022).
Distribution: Argentina, Australia, Chile, Cuba, Ecuador, New Zealand.
Turkey: Ergül and Dülger, 2002c; Ergül et al., 2005a; Oran et al.,
2006.
Figüre 1. Oligonema affine opened sporocarps
2. O. favogineum (Batsch) García-Cunch., J.C.Zamora & Lado,
in García-Cunchillos, Zamora, Ryberg & Lado, Mol. Phylogenet. Evol.
177:107609, 15 (2022).
Synonyms: Lycoperdon favogineum Batsch,
Stemonitis favoginea (Batsch) J.F. Gmel.,
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. Hayri BABA, Hasan AKGÜL
Trichia favoginea (Batsch) Pers.,
Sphaerocarpus chrysospermus Bull.,
Trichia chrysosperma (Bull.) Lam. & DC.,
Trichia jackii Rostaf.,
Trichia affinis var. jackii (Rostaf.) L.F. Celak.,
Trichia abrupta Cooke,
Hemitrichia persimilis var. abrupta (Cooke) Torrend,
Trichia proximella P. Karst.,
Trichia balfourii Massee,
Trichia sulphurea Massee,
Trichia intermedia Massee,
Hemitrichia persimilis var. intermedia (Massee) Torrend,
Trichia kalbreyeri Massee,
Trichia pulchella Rex,
Trichia drakei Lodhi,
Description: Sporocarps sessile, clustered, taller than wide, yellow, smooth and shining up to 2 mm tall, 0.6-0.7 mm wide crowded on
a well-developed hypothallus (Figure 2). Hypothallus membranous, colourless, marked with vein-like brown deposits. Peridium membranous,
thin, transparent, opening irregularly above ochraceous to olivaceous
brown, shining, dehiscence mostly by rupturing of the peridium, the inside
marked with irregular stripes. Capillitium golden yellow, escaping entirely
from the peridia and forming woolly masses above them, 6-8 µm diam.,
with 4-5 spiral bands separated by longitudinal striae, normally smooth
but sometimes with occasional spines, the tips short-tapered and ending
in a smooth point. Spore-mass ochraceous, yellow. Spores pale yellow,
13-15 µm diam., with a coarse reticulation of tall bands, 3-5 meshes to the
hemisphere, bordered in optical section to 2 µm high. Plasmodium white,
yellow.
Comments: The diameter of the capillitium is a good character to
separate O. favogineum (8–10 µm diam.) from O. affine and O. persimile
(4–6 µm diam.). Without this additional diagnostic character the separation
of these latter two species can be difficult. For O. affine, the presence of a
capillitium with smooth or with small spines, spiral bands and spores with
a broken reticulum is characteristic, while for O. persimile, the presence
of a capillitium with spiny spiral bands and spores with a reticulum in the
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form of islets or patches of reticulum are typical. Also O. affine differs
from O. favogineum in that the latter does not have globose sporocarps,
they are cylindrical and the spores are larger (13–15 µm diam.) (Moreno
et al., 2022). This is a common species occurring mostly in autumn in Europe, but occasionally it can also be found close to melting snow in spring.
In Spain, the species is more frequent in the North (Lado & Pando 1997).
Distribution: China, Costa Rica, Cuba, Europe, Japan, New Zealand,
Spain, Taiwan.
Turkey: Härkönen, 1988; Ergül and Dülger, 2000d; Ergül et al.,
2005a; Ocak and Hasenekoğlu, 2005; Yağız and Afyon, 2005; Baba and
Tamer, 2008a; Ergül and Akgül, 2011; Baba et al., 2016; Baba and Doğan,
2018.
Figüre 2. O. favogineum sporocarp, capillitium and spores
3. O. flavidum (Peck) Peck, Annual Rep. New York State Mus. 31:42
(1878)
Synonyms: Perichaena flavida Peck,
Oligonema brevifilum Peck,
Oligonema flavidum var. brevifilum (Peck) Torrend,
Oligonema minutulum Massee,
Description: Sporocarps sessile, clustered in one layer, rarely loosly
heaped, ovoid to cylindrical, subglobose when isolated, densely clustered,
becoming obpyriform or subcylindric when massed, higher than wide, 0.2
- 0.5 mm wide and 0.4 - 1.0 mm high, yellow to orange, bright yellow,
later on with ochre to brown hue. Peridium single, membranous, smooth
to somewhat wrinkled, shining, rarely dull; yellow, transparent, with few
wrinkles, inner side densely covered with small warts, some forming
rows giving the whole a marble-like aspect; and with few scattered, larger
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. Hayri BABA, Hasan AKGÜL
warts. Hypothallus inconspicuous, colourless, glossy, transparent, membranous. Capillitium usually sparse, of short to moderately long elaters,
10-300 µm long and 3-5 µm diam. in thickness, irregular, swollen in places and occasionally branched, sculpured with minute warts arranged in
indistinct spirals, the apices generally blunt, sometimes ending in one or
more points. The threads are longer than in any other species, and not infrequently branched, smooth, or more commonly, very distinctly minutely
spinulose throughout, no trace of rings or relief sculpture of any sort, the
spirals, that are to be expected, very imperfect, if discernible at all. With
light microscope covered with small warts and papillae, in some places
arranged in rows which tend to look like weak spirals, with SEM irregular
fingerlike papillae; round, blunt, clavate apex, sometimes rostrate, with
few branches and swellings in some places, thin warts or faint spirals on
the surface and rounded ends. Spore-mass yellow dark ochraceous, Spores
pale yellow, irregularly globose to ellipsoid, (10 -) 13-15 (- 16) µm diam.,
with a coarse-meshed, often irregular but usually complete reticulum of
narrow pitted bands, ornamentation 0.5 - 2 µm high; irregular reticulum,
sometimes incomplete, the walls of the larger meshes consist of very small
meshes; usually with complete reticulum, (3) 4–5 (6) meshes per hemisphere, often irregular, with border of 1–1.5 µm thickness and some meshes are observed with faint reticulation at centre yellow. Plasmodium watery
white, later yellow.
Comments: Characteristics such as the often larger sporocarps than
in the other species and the typical short cylindrical shape of the sporocarps grouped in an upright position, allow generally easy recognition in
the field. On some occasions the sporocarps can be small and rather globose, and they can be confused with other Oligonema species. The microscopical traits are also very typical. For example, the elaters with warts
are unique. In some places warts are arranged as if they were spirals, but
under immersion their true nature becomes apparent. Oligonema flavidum
resembles O. schweinitzii, differentiated only by the peridium granulation,
capillitium ornamentation and the type of spore reticulation. Occurrence
time is summer and early autumn. The capillitum, which is scant in the
specimen, is covered only with warts along its entire length while in other
collections the warts can form thickened bands, in places resembling rings
or spirals (de Haan et al., 2004; Salamaga, 2013; Cavalcanti et al., 2015).
Distribution: Africa, Algeria, Argentina, North America and South
America, Asia, Brazil, Belgium, Estonia, Europe, Germany, Holland, Hungary, Poland, Ukraine, United States, and India
Turkey: Ocak, 2015.
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4. O. persimile (P.Karst.) García-Cunch., J.C.Zamora & Lado,
in García-Cunchillos, Zamora, Ryberg & Lado, Mol. Phylogenet. Evol.
177:107609, 15 (2022).
Synonyms: Trichia persimilis P. Karst.,
Trichia favoginea var. persimilis (P. Karst.) Y. Yamam.,
Description: Sporocarps sessile, clustered, subglobose, globose,
obovoid or irregularly spherical,0.5-0.8 mm diam, shining ochraceous to
yellow-brown, seated on a common, yellow-brown hypothallus (Figure 3).
Hypothallus thin, but usually very distinct. Peridium membranous, shining, the inside marked with rows of warts which are often arranged in lines.
Capillitium of ochraceous-yellow elaters, 4-6 µm diam., marked with 4-5
closely-set spiral bands and studded with short spines, longitudinal striae
inconspicuous. Spore-mass ochraceous yellow. Spores pale yellow, 11-14
µm diam., marked with a broken banded reticulation of small meshes, the
non-reticulate areas covered with large warts, border incomplete in optical
section. Plasmodium white.
Comments: The diameter of the capillitium is a good character to separate O. persimile (4–6 µm diam.) from O. favogineum (8–10 µm diam.)
and O. affine. Without this additional diagnostic character the separation
of these latter two species can be difficult. For O. affine, the presence of a
capillitium with smooth or with small spines, spiral bands and spores with
a broken reticulum is characteristic, while for O. persimile, the presence
of a capillitium with spiny spiral bands, and spores with a reticulum in the
form of islets or patches of reticulum are typical (Moreno et al., 2022).
Distribution: China, Malta, New Zealand.
Turkey: Baba et al., 2015; Baba and Doğan, 2018.
Figüre 3. O. persimile sporocarps, capillitium and spores
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. Hayri BABA, Hasan AKGÜL
5. O. schweinitzii (Berk.) G.W. Martin, Mycologia 39(4):460 (1947)
Synonyms: Physarum schweinitzii Berk.,
Trichia nitens Lib.,
Oligonema nitens (Lib.) Rostaf.,
Cornuvia nitens (Lib.) Rostaf
Trichia kickxii Rostaf.,
Trichia bavarica Thüm.,
Oligonema bavaricum (Thüm.) Balf.f. & Berl.,
Trichia pusilla J. Schröt.,
Oligonema nitens var. anomalum A. Pouchet,
Description: Sporocarps sessile, mostly tightly clustered, heaped,
very irregular in shape and size, spherical, pulvinate, pyramidal to
short-vermiculate plasmodiocarpic, often angular with flattened sides, 0.2
- 0.7 mm wide; golden-yellow to yellow-orange, later with ochre to brown
hue (Figure 4). Peridium single, membranous, smooth to plicate, internally
papillose, shining, sometimes iridescent, rarely dull, with light microscope
yellow, transparent, inner side smooth or with minute lines and covered
in some places with small warts, thus having a rougher appearence; with
few scattered, larger warts; with SEM smooth to minutely wrinkled, in
some places covered with irregularly shaped, small warts. Hypothallus
inconspicuous, colourless, shining, transparent, membranous. Capillitium
not abundant, yellow, mostly of short elaters, 20-100 µm long, 2-6 µm
wide, sometimes branched, with narrow rings or vesiculous enlargements;
with light microscope ornamented with clearly visible to almost invisible spirals, sometimes with minute warts; with SEM the spirals mostly
smooth but sometimes roughened, in some places covered with warts;
round, blunt, clavate apex, with one or two spines, also with a ring shaped
enlargement at the base of the apex. Spore-mass yellow. Spores yellow,
12-16 µm diam., marked with an incomplete reticulation of large and small
meshes, with a wide border in optical section. Spores globose to elliptical,
angular; ornamentation 1 - 2 µm high; reticulum irregular, sometimes incomplete, the walls of the large meshes consisting of very small meshes,
frequently with a group of smaller meshes in the centre of the large meshes; with SEM the ornamentation in the centre of the large meshes lower,
about 0.5 tm; pale yellow. Plasmodium white or yellow.
Comments: The Sporocarps are densely grouped and ornamentation
of most elaters is very tenuous, with faint spirals; spores have incomplete
reticulation with broad meshes, about 4 by hemisphere. With worldwide
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distribution, O. schweinitzii is recorded in many countries in Africa, the
Americas, Asia, Europe and Australia, especially in the northern hemisphere. Time of occurrence: late summer and autumn, with exceptions.
Habitat: rotten wood of broad-leaved trees in almost dried up ponds or
marshes, also on mosses and mud (Ndiritu et al. 2009). The sporocarps of
0. intermedium seem similar to those of 0. schweinitzii. But the microscopy
is different of 0. intermedium. and 0. schweinitzii. This species has larger,
regularly shaped sporocarps, 0.5 - 1.0 mm high, which are grouped in one
layer. The elaters are typical Trichia-like, abundant with regular, very distinct spirals and an always pointed apex (de Haan et al., 2004; Cavalcanti
et al., 2015).
Distribution: Argentina, Australia, Brazil, Europe, Mexico, North
America, North Africa, Japan, Puerto Rico, Russia.
Turkey: Ocak and Hasnekoğlu 2003b; Baba et al., 2013; Eroğlu and
Kaşık, 2013a.
Figüre 4. O. schweinitzii sporocarps, capillitium and spores
6. O. verrucosum (Berk.) García-Cunch., J.C.Zamora & Lado,
in García-Cunchillos, Zamora, Ryberg & Lado, Mol. Phylogenet. Evol.
177:107609, 15 (2022).
Synonyms: Trichia verrucosa Berk.,
Trichia superba Massee,
Description: Sporocarps aggregated, stalked, usually several sporocarps united by the stalks, 1.6–2.6 mm in total height. rarely sessile.
Sporothecae pyriform or obovoid, often clustered on united stalks, bright
ochraceous, yellow to orange yellow up to 0.8 mm wide and 4 mm tall
(Figure 5). Hypothallus membranous, common to a group of sporocarps,
effuse, opaque. Stalk weak, often flattened, simple or consolidated with
others, weak, inclined, or procumbent twice the height of the spore-case,
longitudinally grooved, 0.8–1.2 mm long, 0.1–0.15 mm wide, yellow, red-
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dish brown each bearing 5–9 yellow sporothecae. Peridium pale yellow,
membranous, translucent, papillose within, often somewhat thickened by
granular deposits, single, partially evanescent, remaining at the basal part
as a calyculus, thin, fragile, the inner side papillate, dehiscence irregular.
Capillitium of long, cylindric elaters, bearing 3-5 spirals, these smooth or
bearing a few scattered spines, with short, tapered tips. elastic network of
threads arising from the base of the sporotheca, threads of 5–7 μm in diameter, yellow, flexuous, scarcely branched, with acute free ends of 10–12.5
μm long, ornamented with 4 or 5 spiral bands. Spore-mass pale yellow,
ochraceous yellow. Spores free, bright yellow, coarsely and prominently
reticulate, the bands narrow, minutely pitted and 1 µm high, 10-14 µm
diam, 12-16 µm including the ridges. Plasmodium white.
Comments: The examined specimen is characteristic and agrees well
with the concept of the species. Sporocarps of O. verrucosum with confluent stalks are very characteristic. Species with similar spore ornamentation
are O. affine and O. favogineum they both are never stalked and generally
possess larger spores. Although rather widely distributed in the world, the
species does not appear to be frequent. O. verrucosum is usually found
sporulating on dead wood, particularly of coniferous trees (Adamonyte,
2007).
Distribution: Australia, Austria, Argentina, Brasil, Canary Islands,
China, Chile, Costa Rica, Cuba, Dominica, Jamaica, Denmark, France,
Germany, Great Britain, Japan, New Zealand, Phillipines, Poland, Portugal, Russia, Taiwan, Thailand, Tasmania, Mexico, USA.
Turkey: Oran et al., 2006; Baba and Tamer, 2008a; Baba et al., 2013,
2015; Baba and Arslan, 2017b; Baba and Doğan, 2018; Baba et al., 2018;
Zümre et al., 2019.
Figüre 5. O. verrucosum sporocarps, capillitium and spores
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Morphological comparison of Oligonema species
Conclusion
With this study 6 species of Oligonema genus recorded from Turkey.
Oligonema favogineum and O. verrucosum has proven to be the most common species of this genus in Turkey, Oligonema affine, O. persimile and
O. schweinitzii is less common and O flavidum is the rarest. Oligonema
aurantium O. dancoii, O. fulvum, O. intermedium and O. oedonema, are
not yet reported from Turkey.
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